2019 Indiana Code
Title 23. Business and Other Associations
Article 19. Indiana Uniform Securities Act
Chapter 4.1. Financially Vulnerable Adult
23-19-4.1-8. Immunity for broker-dealers, investment advisers, and qualified individuals; authority of commissioner to access books and records not impeded
Sec. 8. Notwithstanding any other provision of law, a broker-dealer, investment adviser, or a qualified individual who, in good faith, complies with section 6 or 7 of this chapter, is immune from any administrative or civil liability for actions taken in accordance with those sections. A broker-dealer, investment adviser, or qualified individual who, in good faith, releases or does not release copies of records under section 9 of this chapter is immune from any civil liability for release of such records or failing to release such records. This chapter does not limit or otherwise impede the authority of the commissioner to access or examine books and records of broker-dealers or investment advisers as otherwise provided by law.
As added by P.L.39-2016, SEC.1. Amended by P.L.158-2017, SEC.11.
