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2018 Indiana Code
TITLE 26. Commercial Law
ARTICLE 1. UNIFORM COMMERCIAL CODE
CHAPTER 8.1. Investment Securities
26-1-8.1-407. Obligations of agents acting on behalf of issuer
Universal Citation: IN Code § 26-1-8.1-407 (2018)
IC 26-1-8.1-407 Obligations of agents acting on behalf of issuer
Sec. 407. A person acting as authenticating trustee, a transfer agent, a registrar, or other agent for an issuer in the registration of a transfer of its securities, in the issue of new security certificates or uncertificated securities, or in the cancellation of surrendered security certificates, has the same obligation to the holder or owner of a certificated or uncertificated security with regard to the particular functions performed as the issuer has in regard to those functions.
As added by P.L.247-1995, SEC.10.
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