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2018 Indiana Code
TITLE 23. Business and other Associations
ARTICLE 19. INDIANA UNIFORM SECURITIES ACT
CHAPTER 4.1. Financially Vulnerable Adult
23-19-4.1-5. "Qualified individual"
Universal Citation: IN Code § 23-19-4.1-5 (2018)
IC 23-19-4.1-5 "Qualified individual"
Sec. 5. As used in this chapter, "qualified individual" means an individual associated with a broker-dealer or investment adviser who serves in a supervisory, compliance, or legal capacity as part of the individual's job.
As added by P.L.39-2016, SEC.1. Amended by P.L.158-2017, SEC.8.
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