(5 ILCS 100/5‑15) (from Ch. 127, par. 1005‑15)
Sec. 5‑15.
Required rules.
(a) Each agency shall maintain as rules the following:
(1) A current description of the agency's |
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organization with necessary charts depicting that organization.
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(2) The current procedures by which the public can
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obtain information or make submissions or requests on subjects, programs, and activities of the agency. Requests for copies of agency rules shall not be deemed Freedom of Information Act requests unless so labeled by the requestor.
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(3) Tables of contents, indices, reference tables,
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and other materials to aid users in finding and using the agency's collection of rules currently in force.
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(4) A current description of the agency's rulemaking
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procedures with necessary flow charts depicting those procedures.
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(5) Any rules adopted under this Section in
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accordance with Sections 5‑75 and 10‑20 of this Act.
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(b) The rules required to be filed by this Section may be adopted,
amended, or repealed and filed as provided in this Section instead of
any other provisions or requirements of this Act.
The rules required by this Section may be adopted, amended, or repealed
by filing a certified copy with the Secretary of State under
subsections (a) and (b) of Section 5‑65 and may become effective immediately.
(Source: P.A. 90‑155, eff. 7‑23‑97.)
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(5 ILCS 100/5‑30) (from Ch. 127, par. 1005‑30)
Sec. 5‑30. Regulatory flexibility. When an agency proposes a new rule or
an amendment to an existing rule that may have an impact on small businesses,
not for profit corporations, or small municipalities, the agency shall do each
of the following:
(a) The agency shall consider each of the following methods for reducing
the impact of the rulemaking on small businesses, not for profit corporations,
or small municipalities. The agency shall reduce the impact by utilizing one or
more of the following methods if it finds that the methods are legal and
feasible in meeting the statutory objectives that are the basis of the proposed
rulemaking.
(1) Establish less stringent compliance or reporting
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requirements in the rule for small businesses, not for profit corporations, or small municipalities.
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(2) Establish less stringent schedules or deadlines
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in the rule for compliance or reporting requirements for small businesses, not for profit corporations, or small municipalities.
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(3) Consolidate or simplify the rule's compliance or
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reporting requirements for small businesses, not for profit corporations, or small municipalities.
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(4) Establish performance standards to replace
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design or operational standards in the rule for small businesses, not for profit corporations, or small municipalities.
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(5) Exempt small businesses, not for profit
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corporations, or small municipalities from any or all requirements of the rule.
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(b) Before or during the notice period required under subsection (b)
of Section 5‑40, the agency shall provide an opportunity for small
businesses, not for profit corporations, or small municipalities to
participate in the rulemaking process. The agency shall utilize one or
more of the following techniques. These techniques are in addition to
other rulemaking requirements imposed by this Act or by any other Act.
(1) The inclusion in any advance notice of possible
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rulemaking of a statement that the rule may have an impact on small businesses, not for profit corporations, or small municipalities.
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(2) The publication of a notice of rulemaking in
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publications likely to be obtained by small businesses, not for profit corporations, or small municipalities.
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(3) The direct notification of interested small
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businesses, not for profit corporations, or small municipalities.
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(4) The conduct of public hearings concerning the
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impact of the rule on small businesses, not for profit corporations, or small municipalities.
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(5) The use of special hearing or comment procedures
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to reduce the cost or complexity of participation in the rulemaking by small businesses, not for profit corporations, or small municipalities.
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(c) Before the notice period required under subsection (b) of Section
5‑40, the Secretary of State shall provide to the Business Assistance
Office of the Department of Commerce and Economic Opportunity a copy of any
proposed rules or amendments accepted for publication. The Business
Assistance Office shall prepare an impact analysis of the rule describing
the rule's effect on small businesses whenever the Office believes, in its
discretion, that an analysis is warranted or whenever requested to do so by
25 interested persons, an association representing at least 100 interested
persons, the Governor, a unit of local government, or the Joint Committee
on Administrative Rules. The impact analysis shall be completed within the
notice period as described in subsection (b) of Section 5‑40. Upon
completion of the analysis the Business Assistance Office shall submit this
analysis to the Joint Committee on Administrative Rules, any interested
person who requested the analysis, and the agency proposing the rule. The
impact analysis shall contain the following:
(1) A summary of the projected reporting,
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recordkeeping, and other compliance requirements of the proposed rule.
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(2) A description of the types and an estimate of
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the number of small businesses to which the proposed rule will apply.
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(3) An estimate of the economic impact that the
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regulation will have on the various types of small businesses affected by the rulemaking.
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(4) A description or listing of alternatives to the
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proposed rule that would minimize the economic impact of the rule. The alternatives must be consistent with the stated objectives of the applicable statutes and regulations.
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(Source: P.A. 94‑793, eff. 5‑19‑06.)
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(5 ILCS 100/5‑40) (from Ch. 127, par. 1005‑40)
Sec. 5‑40.
General rulemaking.
(a) In all rulemaking to which Sections 5‑45 and 5‑50 do not apply, each
agency shall comply with this Section.
(b) Each agency shall give at least 45 days' notice of its intended action
to the general public. This first notice period shall commence on
the first day the notice appears in the Illinois Register. The first
notice shall include all the following:
(1) The text of the proposed rule, the old and new |
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materials of a proposed amendment, or the text of the provision to be repealed.
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(2) The specific statutory citation upon which the
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proposed rule, the proposed amendment to a rule, or the proposed repeal of a rule is based and by which it is authorized.
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(3) A complete description of the subjects and
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(3.5) A descriptive title or other description of
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any published study or research report used in developing the rule, the identity of the person who performed such study, and a description of where the public may obtain a copy of any such study or research report. If the study was performed by an agency or by a person or entity that contracted with the agency for the performance of the study, the agency shall also make copies of the underlying data available to members of the public upon request if the data are not protected from disclosure under the Freedom of Information Act.
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(4) For all proposed rules and proposed amendments
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to rules, an initial regulatory flexibility analysis containing a description of the types of small businesses subject to the rule; a brief description of the proposed reporting, bookkeeping, and other procedures required for compliance with the rule; and a description of the types of professional skills necessary for compliance.
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(5) The time, place, and manner in which interested
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persons may present their views and comments concerning the proposed rulemaking.
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During the first notice period, the agency shall accept from any interested
persons data, views, arguments, or comments. These may, in the discretion of
the agency, be submitted either orally or in writing or both. The notice
published in the Illinois Register shall indicate the manner selected by the
agency for the submissions. The agency shall consider all submissions
received.
The agency shall hold a public hearing on the proposed rulemaking during
the first notice period if (i) during the first notice period, the
agency finds that a public hearing
would facilitate the submission of views and comments that might not
otherwise be submitted or (ii) the agency receives a request for a public
hearing, within the first 14 days after publication of the notice of
proposed rulemaking in the Illinois Register, from 25 interested persons,
an association representing at least 100 interested persons, the Governor,
the Joint Committee on Administrative Rules, or a unit of local government
that may be affected. At the public hearing, the agency shall allow
interested persons to present views and comments on the proposed
rulemaking. A public hearing in response to a request for a hearing may
not be held less than 20 days after the publication of the notice of
proposed rulemaking in the Illinois Register unless notice of the public
hearing is included in the notice of proposed rulemaking. A public hearing
on proposed rulemaking may not be held less than 5 days before submission
of the notice required under subsection (c) of this Section to the Joint
Committee on Administrative Rules. Each agency may prescribe reasonable
rules for the conduct of public hearings on proposed rulemaking to prevent
undue repetition at the hearings. The hearings must be open to the public
and recorded by stenographic or mechanical means.
At least one agency representative shall be present during the hearing who
is qualified to respond to general questions from the public regarding the
agency's proposal and the rulemaking process.
(c) Each agency shall provide additional notice of the proposed rulemaking
to the Joint Committee on Administrative Rules. The period commencing on
the day written notice is received by the Joint Committee shall be known as
the second notice period and shall expire 45 days thereafter unless before
that time the agency and the Joint Committee have agreed to extend the
second notice period beyond 45 days for a period not to exceed an
additional 45 days or unless the agency has received a statement of
objection from the Joint Committee or notification from the Joint Committee
that no objection will be issued. The written notice to the Joint
Committee shall include (i) the text and location of any changes made to
the proposed rulemaking during the first notice period in a form prescribed
by the Joint Committee; (ii) for all
proposed rules and proposed amendments to rules, a final regulatory
flexibility analysis containing a summary of issues raised by small
businesses during the first notice period and a description of actions
taken on any alternatives to the proposed rule suggested by small
businesses during the first notice period, including reasons for rejecting
any alternatives not utilized; and (iii) if a written request has been made
by the Joint Committee within 30 days after initial notice appears in the
Illinois Register under subsection (b) of this Section, an analysis of the
economic and budgetary effects of the proposed rulemaking. After
commencement of the second notice period, no substantive change may be made
to a proposed rulemaking unless it is made in response to an objection or
suggestion of the Joint Committee. The agency shall also send a copy of
the final regulatory flexibility analysis to each small business that has
presented views or comments on the proposed rulemaking during the first
notice period and to any other interested person who requests a copy. The
agency may charge a reasonable fee for providing the copies to cover postage
and handling costs.
(d) After the expiration of the second notice period, after notification
from the Joint Committee that no objection will be issued, or after a
response by the agency to a statement of objections issued by the Joint
Committee, whichever is applicable, the agency shall file, under Section
5‑65, a certified copy of each rule, modification, or repeal of any rule
adopted by it. The copy shall be published in the Illinois Register. Each
rule hereafter adopted under this Section is effective upon filing unless a
later effective date is required by statute or is specified in the
rulemaking.
(e) No rule or modification or repeal of any rule may be adopted, or filed
with the Secretary of State, more than one year after the date the first
notice period for the rulemaking under subsection (b) commenced. Any
period during which the rulemaking is prohibited from being filed under
Section 5‑115 shall not be considered in calculating this one‑year time period.
(Source: P.A. 92‑330, eff. 1‑1‑02.)
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(5 ILCS 100/5‑60) (from Ch. 127, par. 1005‑60)
Sec. 5‑60.
Regulatory agenda.
An agency shall submit for publication in
the Illinois Register by January 1 and July 1 of each year a regulatory
agenda to elicit public comments concerning any rule that the agency is
considering proposing but for which no notice of proposed rulemaking activity
has been submitted to the Illinois Register. A regulatory agenda shall consist
of summaries of those rules. Each summary shall, in less than 2,000 words,
contain the following when practicable:
(1) A description of the rule.
(2) The statutory authority the agency is exercising.
(3) A schedule of the dates for any hearings, |
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meetings, or other opportunities for public participation in the development of the rule.
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(4) The date the agency anticipates submitting a
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notice of proposed rulemaking activity, if known.
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(5) The name, address, and telephone number of the
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agency representative who is knowledgeable about the rule, from whom any information may be obtained, and to whom written comments may be submitted concerning the rule.
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(6) A statement whether the rule will affect small
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businesses, not for profit corporations, or small municipalities as defined in this Act.
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(7) Any other information that may serve the public
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Nothing in this Section shall preclude an agency from adopting a rule that
has not been summarized in a regulatory agenda or from adopting a rule
different than one summarized in a regulatory agenda if in the agency head's
best judgment it is necessary. If an agency finds that a situation exists that
requires adoption of a rule that was not summarized on either of the 2 most
recent regulatory agendas, it shall state its reasons in writing together with
the facts that form their basis upon filing the notice of proposed rulemaking
with the Secretary of State under Section 5‑40. Nothing in this Section shall
require an agency to adopt a rule summarized in a regulatory agenda. The
Secretary of State shall adopt rules necessary for the publication of a
regulatory agenda, including but not limited to standard submission forms and
deadlines.
(Source: P.A. 87‑823; 88‑667, eff. 9‑16‑94.)
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(5 ILCS 100/5‑65) (from Ch. 127, par. 1005‑65)
Sec. 5‑65.
Filing of rules.
(a) Each agency shall file in the office of the Secretary of State and
in the agency's principal office a certified copy of each rule and
modification or repeal of any rule adopted by it. The Secretary of State
and the agency shall each keep a permanent register of the rules open to
public inspection.
Whenever a rule or modification or repeal of any rule is filed with
the Secretary of State, the Secretary shall send a certified copy of the
rule, modification or repeal, within 3 working days after it is filed, to
the Joint Committee on Administrative Rules.
(b) Concurrent with the filing of any rule under this Section,
the filing agency shall submit to the Secretary of State for publication
in the next available issue of the Illinois Register a notice of adopted
rules. The notice shall include the following:
(1) The text of the adopted rule, including the full |
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text of the new rule (if the material is a new rule), the full text of the rule or rules as amended (if the material is an amendment to a rule or rules), or the notice of repeal (if the material is a repealer).
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(2) The name, address, and telephone number of an
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individual who will be available to answer questions and provide information to the public concerning the adopted rules.
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(3) Other information that the Secretary of State
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may by rule require in the interest of informing the public.
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(Source: P.A. 87‑823; 87‑830; 87‑895.)
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(5 ILCS 100/5‑75) (from Ch. 127, par. 1005‑75)
Sec. 5‑75.
Incorporation by reference.
(a) An agency may incorporate by reference, in its rules adopted under
Section 5‑35, rules, regulations, standards, and guidelines of an agency of
the United States or a nationally or state recognized organization or
association without publishing the incorporated material in full. The
reference in the agency rules must fully identify the incorporated matter
by publisher address and date in order to specify how a copy of the
material may be obtained and must state that the rule, regulation,
standard, or guideline does not include any later amendments or editions.
An agency may incorporate by reference these matters in its rules only if
the agency, organization, or association originally issuing the matter
makes copies readily available to the public. This Section does not apply
to any agency internal manual.
For any law imposing taxes on or measured by income, the Department of
Revenue may promulgate rules that include incorporations by reference of
federal rules or regulations without identifying the incorporated matter by
date and without including a statement that the incorporation does not
include later amendments.
(b) Use of the incorporation by reference procedure under this Section
shall be reviewed by the Joint Committee on Administrative Rules during the
rulemaking process as set forth in this Act.
(c) The agency adopting a rule, regulation, standard, or guideline
under this Section shall maintain a copy of the referenced rule,
regulation, standard, or guideline in at least one of its principal offices
and shall make it available to the public upon request for inspection and
copying at no more than cost. Requests for copies of materials incorporated
by reference shall not be deemed Freedom of Information Act requests unless so
labeled by the requestor. The agency shall designate by rule the
agency location at which incorporated materials are maintained and made
available to the public for inspection and copying. These rules may be
adopted under the procedures in Section 5‑15. In addition, the agency may
include the designation of the agency location of incorporated materials in
a rulemaking under Section 5‑35, but emergency and peremptory rulemaking
procedures may not be used solely for this purpose.
(Source: P.A. 90‑155, eff. 7‑23‑97.)
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(5 ILCS 100/5‑80) (from Ch. 127, par. 1005‑80)
Sec. 5‑80.
Publication of rules.
(a) The Secretary of State shall, by rule, prescribe a uniform
system for the codification of rules. The Secretary of State shall also,
by rule, establish a schedule for compliance with the uniform codification
system. The Secretary of State shall not adopt any codification system or
schedule under this subsection without the approval of the Joint Committee
on Administrative Rules. Approval by the Joint Committee shall be
conditioned solely upon establishing that the proposed codification system
and schedule are compatible with existing electronic data processing
equipment and programs maintained by and for the General Assembly. Nothing
in this Section shall prohibit an agency from adopting rules in compliance
with the codification system earlier than specified in the schedule.
(b) Each rule proposed in compliance with the codification system shall
be reviewed by the Secretary of State before the expiration of the public
notice period under subsection (b) of Section 5‑40. The Secretary of State
shall cooperate with agencies in the Secretary of State's review to insure
that the purposes of the codification system are accomplished. The
Secretary of State shall have the authority to make changes in the
numbering and location of the rule in the codification scheme if those
changes do not affect the meaning of the rules. The Secretary of State may
recommend changes in the sectioning and headings proposed by the agency and
suggest grammatical and technical changes to correct errors. The Secretary
of State may add notes concerning the statutory authority, dates proposed
and adopted, and other similar notes to the text of the rules, if the notes
are not supplied by the agency. This review by the Secretary of State
shall be for the purpose of insuring the uniformity of and compliance with
the codification system. The Secretary of State shall prepare indexes by
agency, subject matter, and statutory authority and any other necessary
indexes, tables, and other aids for locating rules to assist the public in
the use of the Code.
(c) The Secretary of State shall make available to the agency and the Joint
Committee on Administrative Rules copies of the changes in the numbering
and location of the rule in the codification scheme, the recommended changes
in the sectioning and headings, and the suggestions made concerning the
correction of grammatical and technical errors or other suggested changes.
The agency, in the notice required by subsection (c) of Section 5‑40, shall
provide to the Joint Committee a response to the recommendations of the
Secretary of State including any reasons for not adopting the recommendations.
(d) If a reorganization of agencies, transfer of functions between
agencies, or abolishment of agencies by executive order or law affects
rules on file with the Secretary of State, the Secretary of State shall
notify the Governor, the Attorney General, and the agencies involved of the
effects upon the rules on file. If the Governor or the agencies involved
do not respond to the Secretary of State's notice within 45 days by
instructing the Secretary of State to delete or transfer the rules, the
Secretary of State may delete or place the rules under the appropriate
agency for the purpose of insuring the consistency of the codification
scheme and shall notify the Governor, the Attorney General,
and the agencies involved.
(e) (Blank).
(f) The Secretary of State shall ensure that the Illinois
Administrative Code is published and made available to the public in a form
that is updated at least annually. The Code shall contain the complete
text of all rules of all State agencies filed with the Secretary's
office and effective on October 1, 1984, or later and the indexes, tables, and
other aids for locating rules prepared by the Secretary of State. The Secretary
of State shall design the Illinois Register to supplement the Code. The
Secretary of State shall ensure that copies of the Illinois
Register are available to the public and governmental entities and
agencies.
If the Secretary of State determines that the Secretary's office will
publish and distribute either the Register or the Code, the Secretary shall
make copies available to the public at a reasonable fee, established by the
Secretary by rule, and shall make copies available to governmental entities and
agencies at a price covering publication and mailing costs only.
The Secretary of State shall make the electronically stored database of the
Illinois Register and the Code available in accordance with this Section and
Section 5.08 of the Legislative Information System Act.
(g) The publication of a rule in the Code or in the Illinois Register
as an adopted rule shall establish a rebuttable presumption that the rule
was duly filed and that the text of the rule as published in the Code is
the text of the rule as adopted. Publication of the text of a rule in any
other location whether by the agency or some other person shall not be taken
as establishing such a presumption. Judicial or official notice
shall be taken of the text of each rule published in the Code or Register.
(h) The codification system, the indexes, tables, and other aids for
locating rules prepared by the Secretary of State, notes, and other materials
developed under this Section in connection with the publication of the Illinois
Administrative Code and the Illinois Register shall be the official
compilations of the administrative rules of Illinois and shall be entirely in
the public domain for purposes of federal copyright law.
(i) The Legislative Information System shall maintain on its electronic
data processing equipment the complete text of the Illinois Register and
Illinois Administrative Code created in compliance with this Act. This
electronic information shall be made available for use in the publication of
the Illinois Register and Illinois Administrative Code by the Secretary of
State if the Secretary determines that his office will publish these materials
as authorized by subsection (f).
(j) The Legislative Information System, upon consultation with the Joint
Committee on Administrative Rules and the Secretary of State, shall make the
electronically stored database of the Illinois Register and the Illinois
Administrative Code available in an electronically stored medium to those who
request it. The Legislative Information System shall establish and charge a
reasonable fee for providing the electronic information. Amounts received
under this Section shall be deposited into the General Assembly Computer
Equipment Revolving Fund.
(Source: P.A. 91‑357, eff. 7‑29‑99.)
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(5 ILCS 100/5‑100) (from Ch. 127, par. 1005‑100)
Sec. 5‑100.
Powers of the Joint Committee.
The Joint Committee shall
have the following powers under this Act:
(a) The function of the Joint Committee shall be the promotion of adequate
and proper rules by agencies and an understanding on the part of the public
respecting those rules. This function shall be advisory only, except as
provided in Sections 5‑115 and 5‑125.
(b) The Joint Committee may undertake studies and investigations
concerning rulemaking and agency rules.
(c) The Joint Committee shall monitor and investigate agencies'
compliance with the provisions of this Act, make periodic investigations of
the rulemaking activities of all agencies, and evaluate and report on all
rules in terms of their propriety, legal adequacy, relation to
statutory authorization, economic and budgetary effects, and public
policy.
(d) Hearings and investigations conducted by the Joint Committee
under this Act may be held at times and places within the State as
the Committee deems necessary.
(e) The Joint Committee may request from any agency an analysis of
the following:
(1) The effect of a new rule, amendment, or |
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repealer, including any direct economic effect on the persons regulated by the rule; any anticipated effect on the proposing agency's budget and the budgets of other State agencies; and any anticipated effects on State revenues.
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(2) The agency's evaluation of the submissions
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presented to the agency under Section 5‑40.
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(3) A description of any modifications from the
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initially published proposal made in the finally accepted version of the intended rule, amendment, or repealer.
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(4) The agency's justification and rationale for the
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intended rule, amendment, or repealer.
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(f) Failure of the Joint Committee to object to any proposed rule,
amendment, or repealer or any existing rule shall not be construed as
implying direct or indirect approval of the rule or proposed rule,
amendment, or repealer by the Joint Committee or the General Assembly.
(Source: P.A. 87‑823.)
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(5 ILCS 100/5‑110) (from Ch. 127, par. 1005‑110)
Sec. 5‑110.
Responsibilities of the Joint Committee with respect to proposed
rules, amendments, or repealers.
(a) The Joint Committee shall examine any proposed rule, amendment to a
rule, and repeal of a rule to determine whether the proposed rule, amendment to
a rule, or repeal of a rule is within the statutory authority upon which it is
based; whether the rule, amendment to a rule, or repeal of a rule is in proper
form; and whether the notice was given before its adoption, amendment, or
repeal and was sufficient to give adequate notice of the purpose and effect of
the rule, amendment, or repeal. In addition, the Joint Committee may consider
whether the agency has considered alternatives to the rule that are consistent
with the stated objectives of both the applicable statutes and regulations and
whether the rule is designed to minimize economic impact on small businesses.
(b) If the Joint Committee objects to a proposed rule, amendment to
a rule, or repeal of a rule, it shall certify the fact to the issuing
agency and include with the certification a statement of its specific
objections.
(c) If within the second notice period the Joint Committee certifies its
objections to the issuing agency, then that agency shall do one of the
following within 90 days after receiving the statement of objection:
(1) Modify the proposed rule, amendment, or repealer |
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to meet the Joint Committee's objections.
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(2) Withdraw the proposed rule, amendment, or
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repealer in its entirety.
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(3) Refuse to modify or withdraw the proposed rule,
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(d) If an agency elects to modify a proposed rule, amendment, or
repealer to meet the Joint Committee's objections, it shall make
those modifications that are necessary to meet the
objections and shall resubmit the rule, amendment, or repealer to the Joint
Committee. In addition, the agency shall submit a notice of its election to
modify the proposed rule, amendment, or repealer to meet the Joint
Committee's objections to the Secretary of State, and the notice shall be
published in the first available issue of the Illinois Register, but the
agency shall not be required to conduct a public hearing. If the Joint
Committee determines that the modifications do not remedy the Joint
Committee's objections, it shall so notify the agency in writing and shall
submit a copy of that notification to the Secretary of State for
publication in the next available issue of the Illinois Register. In
addition, the Joint Committee may recommend legislative action as provided
in subsection (g) for agency refusals.
(e) If an agency elects to withdraw a proposed rule,
amendment, or repealer as a result of the Joint Committee's objections,
it shall notify the Joint Committee in writing of its election and
shall submit a notice of the withdrawal to the Secretary of State. The
notice shall be published in the next available issue of the Illinois Register.
(f) Failure of an agency to respond to the Joint Committee's objections
to a proposed rule, amendment, or repealer within the time prescribed in
subsection (c) shall constitute withdrawal of the proposed rule, amendment,
or repealer in its entirety. The Joint Committee shall submit a notice
to that effect to the Secretary of State, and the notice shall be published
in the next available issue of the Illinois Register. The Secretary of
State shall refuse to accept for filing a certified copy of the proposed
rule, amendment, or repealer under the provisions of Section 5‑65.
(g) If an agency refuses to modify or withdraw the proposed rule, amendment,
or repealer to remedy an objection stated by the Joint Committee,
it shall notify the Joint Committee in writing of its refusal and shall
submit a notice of refusal to the Secretary of State. The notice shall be
published in the next available issue of the Illinois Register. If the
Joint Committee decides to recommend legislative action in response to an
agency refusal, then the Joint Committee shall have drafted and introduced
into either house of the General Assembly appropriate legislation to
implement the recommendations of the Joint Committee.
(h) No rule, amendment, or repeal of a rule shall be accepted by the
Secretary of State for filing under Section 5‑65, if the rulemaking is subject
to this Section, until after the agency has responded to the objections
of the Joint Committee as provided in this Section.
(Source: P.A. 90‑372, eff. 7‑1‑98.)
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(5 ILCS 100/5‑120) (from Ch. 127, par. 1005‑120)
Sec. 5‑120. Responsibilities of the Joint Committee with respect to
emergency, peremptory, and other existing rules.
(a) The Joint Committee may examine any rule to determine whether the rule
is within the statutory authority upon which it is based and whether the rule
is in proper form.
(b) If the Joint Committee objects to a rule, it shall, within 5 days
of the objection, certify the fact to the adopting agency and include within
the certification a statement of its specific objections.
(c) Within 90 days after receiving the certification, the agency shall
do one of the following:
(1) Notify the Joint Committee that it has elected
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to amend the rule to meet the Joint Committee's objection.
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(2) Notify the Joint Committee that it has elected
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(3) Notify the Joint Committee that it refuses to
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amend or repeal the rule.
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(d) If the agency elects to amend a rule to meet the Joint Committee's
objections, it shall notify the Joint Committee in writing and shall initiate
rulemaking procedures for that purpose by giving notice as required by
Section 5‑35. The Joint Committee shall give priority to rules
so amended when setting its agenda.
(e) If the agency elects to repeal a rule as a result of the Joint
Committee's objections, it shall notify the Joint Committee in writing of
its election and shall initiate rulemaking procedures for that purpose by
giving notice as required by Section 5‑35.
(f) If the agency elects to amend or repeal a rule as a result of the
Joint Committee's objections, it shall complete the process within 180 days
after giving notice in the Illinois Register.
(g) Failure of the agency to respond to the Joint Committee's objections
to a rule within the time prescribed in subsection (c) shall constitute
a refusal to amend or repeal the rule.
(h) If an agency refuses to amend or repeal a rule to remedy an
objection stated by the Joint Committee, it shall notify the Joint Committee
in writing of its refusal and shall submit a notice of refusal to the Secretary
of State. The notice shall be published in the next available issue of the
Illinois Register. If the Joint Committee, in response to an agency
refusal, decides to suspend a rule adopted under Section 5‑45 or 5‑50, then it may do so pursuant to Section 5‑125. Any member of the General Assembly may introduce legislation in the General Assembly to implement the recommendations of the Joint Committee concerning emergency, peremptory, and other existing rules.
(Source: P.A. 93‑1035, eff. 9‑10‑04; 93‑1074, eff. 1‑18‑05.)
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(5 ILCS 100/5‑130) (from Ch. 127, par. 1005‑130)
Sec. 5‑130.
Periodic review of existing rules.
(a) The Joint Committee shall evaluate the rules of each agency at least
once every 5 years. The Joint Committee by rule shall develop a schedule for
this periodic evaluation. In developing this schedule the Joint Committee
shall group rules by specified areas to assure the evaluation of similar rules
at the same time. The schedule shall include at least the following
categories:
(1) Human resources.
(2) Law enforcement.
(3) Energy.
(4) Environment.
(5) Natural resources.
(6) Transportation.
(7) Public utilities.
(8) Consumer protection.
(9) Licensing laws.
(10) Regulation of occupations.
(11) Labor laws.
(12) Business regulation.
(13) Financial institutions.
(14) Government purchasing.
(b) When evaluating rules under this Section, the Joint Committee's
review shall include an examination of the following:
(1) Organizational, structural, and procedural |
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reforms that affect rules or rulemaking.
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(2) Merger, modification, establishment, or
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abolition of regulations.
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(3) Eliminating or phasing out outdated,
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overlapping, or conflicting regulatory jurisdictions or requirements of general applicability.
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(4) Economic and budgetary effects.
(Source: P.A. 87‑823; 88‑667, eff. 9‑16‑94.)
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(5 ILCS 100/5‑150) (from Ch. 127, par. 1005‑150)
Sec. 5‑150.
Declaratory rulings.
(a) Requests for rulings. Each agency may in its discretion provide by
rule for the filing and prompt disposition of petitions or requests for
declaratory rulings as to the applicability to the person presenting the
petition or request of any statutory provision enforced by the agency or of
any rule of the agency. Declaratory rulings shall not be appealable. The
agency shall maintain as a public record in the agency's principal office
and make available for public inspection and copying any such rulings. The
agency shall delete trade secrets or other confidential information from
the ruling before making it available.
(b) Overlapping regulations.
(1) Any persons subject to a rule imposed by a State |
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agency and to a similar rule imposed by the federal government may petition the agency administering the State rule for a declaratory ruling as to whether compliance with the federal rule will be accepted as compliance with the State rule.
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(2) If the agency determines that compliance with
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the federal rule would not satisfy the purposes or relevant provisions of the State law involved, the agency shall so inform the petitioner in writing, stating the reasons for the determination, and may issue a declaratory ruling to that effect.
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(3) If the agency determines that compliance with
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the federal rule would satisfy the purposes and relevant provisions of the State law involved but that it would not satisfy the relevant provisions of the State rule involved, the agency shall so inform the petitioner and the Joint Committee on Administrative Rules, and the agency may initiate a rulemaking proceeding in accordance with Section 5‑35 to consider revising the rule to accept compliance with the federal rule in a manner that is consistent with the purposes and relevant provisions of the State law.
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(4) If the agency determines that compliance with
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the federal rule would satisfy the purposes and relevant provisions of the State law and the State rule involved, the agency shall issue a declaratory ruling indicating its intention to accept compliance with the federal rule as compliance with the State rule and the terms and conditions under which it intends to do so.
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(Source: P.A. 87‑823.)
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(5 ILCS 100/5‑165)
Sec. 5‑165. Ex parte communications in rulemaking; special government
agents.
(a) Notwithstanding any law to the contrary,
this
Section applies to ex
parte communications made during the rulemaking process.
(b) "Ex parte communication" means any written or oral communication by any
person during the rulemaking period that imparts or requests
material
information
or makes a material argument regarding
potential action concerning an agency's general, emergency, or peremptory
rulemaking under
this Act and that is communicated to that agency, the head of that agency,
or any other employee of that agency.
For purposes of this Section, the rulemaking period begins upon the
commencement of the first
notice period with respect to general rulemaking under Section 5‑40, upon the
filing of a
notice of emergency rulemaking under Section 5‑45, or upon the filing of a
notice of rulemaking with respect to peremptory rulemaking under Section 5‑50.
"Ex parte
communication" does not include the following: (i) statements by
a person publicly made in a public forum; (ii) statements regarding
matters of procedure and practice, such as the format of public comments, the
number of copies required, the manner of filing such comments, and the status
of a rulemaking proceeding; and (iii) statements made by a
State employee of that agency to the agency head or other employee of that
agency.
(c) An ex parte communication received by any agency, agency head, or
other agency
employee shall immediately be reported to that agency's ethics officer by the
recipient of the communication and by any other employee of that agency who
responds to the communication. The ethics officer shall require that the ex
parte communication promptly be made a
part of the record of the rulemaking proceeding. The ethics officer shall
promptly file the ex parte communication with the
Executive Ethics Commission, including all written
communications, all written responses to the communications, and a memorandum
prepared by the ethics officer stating the nature and substance of all
oral communications, the identity and job title of the person to whom each
communication was made,
all responses made, the identity and job title of the person making each
response,
the identity of each person from whom the written or oral ex parte
communication was received, the individual or entity represented by that
person, any action the person requested or recommended, and any other pertinent
information.
The disclosure shall also contain the date of any
ex parte communication.
(d) Failure to take certain actions under this Section may constitute a
violation as provided in Section 5‑50 of the State Officials and Employees
Ethics Act.
(Source: P.A. 93‑615, eff. 11‑19‑03; 93‑617, eff. 12‑9‑03.)
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