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2014 Hawaii Revised Statutes
TITLE 26. TRADE REGULATION AND PRACTICE
485A. Uniform Securities Act
485A-507 Qualified immunity.

HI Rev Stat § 485A-507 (2014) What's This?

§485A-507 Qualified immunity. A broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative shall not be liable to another broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative for defamation relating to a statement that is contained in a record required by or filed with the commissioner or a designee of the commissioner, the Securities and Exchange Commission, or a self-regulatory organization, unless the person knew, or should have known at the time that the statement was made, that it was false in a material respect or the person acted in reckless disregard of the statement's truth or falsity. [L 2006, c 229, pt of §1]

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