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2024 CODE OF GEORGIA
Title 10 - COMMERCE AND TRADE (§§ 10-1-1 — 10-15-7)
Chapter 5 - GEORGIA UNIFORM SECURITIES ACT OF 2008 (§§ 10-5-1 — 10-5-108)
Article 5 - PROHIBITED ACTS (§§ 10-5-50 — 10-5-59)
Section 10-5-53 - Order or rule may require filing of prospectus and additional information
Universal Citation:
GA Code § 10-5-53 (2024)
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- (a) Except as otherwise provided in subsection (b) of this Code section, a rule adopted or order issued under this chapter may require the filing of a prospectus, pamphlet, circular, form letter, advertisement, sales literature, or other advertising record relating to a security or investment advice, addressed or intended for distribution to prospective investors, including clients or prospective clients of a person registered or required to be registered as an investment adviser under this chapter.
- (b) This Code section does not apply to sales and advertising literature specified in subsection (a) of this Code section which relates to a federal covered security, a federal covered investment adviser, or a security or transaction exempted by Code Sections 10-5-10 through 10-5-12, except as required pursuant to paragraph (7) of Code Section 10-5-10.
Added by 2008 Ga. Laws 528,§ 1, eff. 7/1/2009.
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