There Is a Newer Version of the Florida Statutes
2013 Florida Statutes
TITLE XXXIII - REGULATION OF TRADE, COMMERCE, INVESTMENTS, AND SOLICITATIONS
Chapter 517 - SECURITIES TRANSACTIONS
- 517.011 - Short title.
- 517.021 - Definitions.
- 517.03 - Rulemaking; immunity for acts in conformity with rules.
- 517.051 - Exempt securities.
- 517.061 - Exempt transactions.
- 517.07 - Registration of securities.
- 517.072 - Viatical settlement investments.
- 517.075 - Cuba, prospectus disclosure of doing business with, required.
- 517.081 - Registration procedure.
- 517.082 - Notification registration.
- 517.101 - Consent to service.
- 517.111 - Revocation or denial of registration of securities.
- 517.12 - Registration of dealers, associated persons, and investment advisers.
- 517.1201 - Notice filing requirements for federal covered advisers.
- 517.1202 - Notice-filing requirements for branch offices.
- 517.1205 - Registration of associated persons specific as to securities dealer, investment adviser, or federal covered adviser identified at time of registration approval.
- 517.121 - Books and records requirements; examinations.
- 517.1215 - Requirements, rules of conduct, and prohibited business practices for investment advisors and their associated persons.
- 517.1217 - Rules of conduct and prohibited business practices for dealers and their associated persons.
- 517.122 - Arbitration.
- 517.131 - Securities Guaranty Fund.
- 517.141 - Payment from the fund.
- 517.151 - Investments of the fund.
- 517.161 - Revocation, denial, or suspension of registration of dealer, investment adviser, or associated person.
- 517.1611 - Guidelines.
- 517.171 - Burden of proof.
- 517.181 - Escrow agreement.
- 517.191 - Injunction to restrain violations; civil penalties; enforcement by Attorney General.
- 517.201 - Investigations; examinations; subpoenas; hearings; witnesses.
- 517.2015 - Confidentiality of information relating to investigations and examinations.
- 517.2016 - Public records exemption; examination techniques and procedures.
- 517.211 - Remedies available in cases of unlawful sale.
- 517.221 - Cease and desist orders.
- 517.241 - Remedies.
- 517.275 - Commodities; prohibited practices.
- 517.301 - Fraudulent transactions; falsification or concealment of facts.
- 517.302 - Criminal penalties; alternative fine; Anti-Fraud Trust Fund; time limitation for criminal prosecution.
- 517.311 - False representations; deceptive words; enforcement.
- 517.312 - Securities, investments, boiler rooms; prohibited practices; remedies.
- 517.313 - Destroying certain records; reproduction.
- 517.315 - Fees.
- 517.32 - Exemption from excise tax, certain obligations to pay.
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