There is a newer version of the Florida Statutes
2010 Florida Code
TITLE XXXIII REGULATION OF TRADE, COMMERCE, INVESTMENTS, AND SOLICITATIONS
Chapter 517 SECURITIES TRANSACTIONS
517.011 Short title.517.021 Definitions.
517.03 Rulemaking; immunity for acts in conformity with rules.
517.051 Exempt securities.
517.061 Exempt transactions.
517.07 Registration of securities.
517.072 Viatical settlement investments.
517.075 Cuba, prospectus disclosure of doing business with, required.
517.081 Registration procedure.
517.082 Notification registration.
517.101 Consent to service.
517.111 Revocation or denial of registration of securities.
517.12 Registration of dealers, associated persons, investment advisers, and branch offices.
517.1201 Notice filing requirements for federal covered advisers.
517.1205 Registration of associated persons specific as to securities dealer, investment adviser, or federal covered adviser identified at time of registration approval.
517.121 Books and records requirements; examinations.
517.1215 Requirements, rules of conduct, and prohibited business practices for investment advisors and their associated persons.
517.1217 Rules of conduct and prohibited business practices for dealers and their associated persons.
517.122 Arbitration.
517.131 Securities Guaranty Fund.
517.141 Payment from the fund.
517.151 Investments of the fund.
517.161 Revocation, denial, or suspension of registration of dealer, investment adviser, associated person, or branch office.
517.1611 Guidelines.
517.171 Burden of proof.
517.181 Escrow agreement.
517.191 Injunction to restrain violations; civil penalties; enforcement by Attorney General.
517.201 Investigations; examinations; subpoenas; hearings; witnesses.
517.2015 Confidentiality of information relating to investigations and examinations.
517.2016 Public records exemption; examination techniques and procedures.
517.211 Remedies available in cases of unlawful sale.
517.221 Cease and desist orders.
517.241 Remedies.
517.275 Commodities; prohibited practices.
517.301 Fraudulent transactions; falsification or concealment of facts.
517.302 Criminal penalties; alternative fine; Anti-Fraud Trust Fund; time limitation for criminal prosecution.
517.311 False representations; deceptive words; enforcement.
517.312 Securities, investments, boiler rooms; prohibited practices; remedies.
517.313 Destroying certain records; reproduction.
517.315 Fees.
517.32 Exemption from excise tax, certain obligations to pay.
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