2016 Delaware Code
Title 6 - Commerce and Trade
CHAPTER 73. SECURITIES ACT
Subchapter II Provisions Relating to the Offer, Sale, and Purchase of Securities
§ 73-202. Registration of and notice filing for securities.
It is unlawful for any person to offer or sell any security in this State unless:
(1) It is registered under this chapter;
(2) The security or transaction is exempted under § 73-207 of this title; or
(3) It is a federal covered security for which a notice filing has been made pursuant to the provisions of § 73-208 of this title.
6 Del. C. 1953, § 7304; 59 Del. Laws, c. 208, § 1; 71 Del. Laws, c. 162, § 6; 78 Del. Laws, c. 175, §§ 6, 7, 88, 118.;
Disclaimer: These codes may not be the most recent version. Delaware may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
