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2020 Colorado Revised Statutes
Title 4 - Uniform Commercial Code
Article 8. Investment Securities
Editor's note: (1) The numbering and sequencing of C.R.S. subsections do not necessarily correspond with the numbering and sequencing of subsections in the uniform act.
(2) This article was numbered as article 8 of chapter 155, C.R.S. 1963. The provisions of this article were repealed and reenacted in 1996, resulting in the addition, relocation, and elimination of sections as well as subject matter. For amendments to this article prior to 1996, consult the Colorado statutory research explanatory note and the table itemizing the replacement volumes and supplements to the original volume of C.R.S. 1973 beginning on page vii in the front of this volume. Former C.R.S. section numbers are shown in editor's notes following those sections that were relocated. For a detailed comparison, see the "Table of Disposition of Sections in Prior Versions" in the prefatory note at the beginning of this article.
Law reviews: For article, "Limited Partnership Interests as Uncertificated Securities", see 13 Colo. Law. 1194 (1984).
PART 1 SHORT TITLE AND GENERAL MATTERS
- Section 4-8-101. Short title.
- Section 4-8-102. Definitions.
- Section 4-8-103. Rules for determining whether certain obligations and interests are securities or financial assets.
- Section 4-8-104. Acquisition of security or financial asset or interest therein.
- Section 4-8-105. Notice of adverse claim.
- Section 4-8-106. Control.
- Section 4-8-107. Whether indorsement, instruction, or entitlement order is effective.
- Section 4-8-108. Warranties in direct holding.
- Section 4-8-109. Warranties in indirect holding.
- Section 4-8-110. Applicability - choice of law.
- Section 4-8-111. Clearing corporation rules.
- Section 4-8-112. Creditor's legal process.
- Section 4-8-113. Statute of frauds inapplicable.
- Section 4-8-114. Evidentiary rules concerning certificated securities.
- Section 4-8-115. Securities intermediary and others not liable to adverse claimant.
- Section 4-8-116. Securities intermediary as purchaser for value.
- Section 4-8-201. Issuer.
- Section 4-8-202. Issuer's responsibility and defenses - notice of defect or defense.
- Section 4-8-203. Staleness as notice of defect or defense.
- Section 4-8-204. Effect of issuer's restriction on transfer.
- Section 4-8-205. Effect of unauthorized signature on security certificate.
- Section 4-8-206. Completion or alteration of security certificate.
- Section 4-8-207. Rights and duties of issuer with respect to registered owners.
- Section 4-8-208. Effect of signature of authenticating trustee, registrar, or transfer agent.
- Section 4-8-209. Issuer's lien.
- Section 4-8-210. Overissue.
- Section 4-8-301. Delivery.
- Section 4-8-302. Rights of purchaser.
- Section 4-8-303. Protected purchaser.
- Section 4-8-304. Indorsement.
- Section 4-8-305. Instruction.
- Section 4-8-306. Effect of guaranteeing signature, indorsement, or instruction.
- Section 4-8-307. Purchaser's right to requisites for registration of transfer.
- Section 4-8-401. Duty of issuer to register transfer.
- Section 4-8-402. Assurance that indorsement or instruction is effective.
- Section 4-8-403. Demand that issuer not register transfer.
- Section 4-8-404. Wrongful registration.
- Section 4-8-405. Replacement of lost, destroyed, or wrongfully taken security certificate.
- Section 4-8-406. Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
- Section 4-8-407. Authenticating trustee, transfer agent, and registrar.
- Section 4-8-501. Securities account - acquisition of security entitlement from securities intermediary.
- Section 4-8-502. Assertion of adverse claim against entitlement holder.
- Section 4-8-503. Property interest of entitlement holder in financial asset held by securities intermediary.
- Section 4-8-504. Duty of securities intermediary to maintain financial asset.
- Section 4-8-505. Duty of securities intermediary with respect to payments and distributions.
- Section 4-8-506. Duty of securities intermediary to exercise rights as directed by entitlement holder.
- Section 4-8-507. Duty of securities intermediary to comply with entitlement order.
- Section 4-8-508. Duty of securities intermediary to change entitlement holder's position to other form of security holding.
- Section 4-8-509. Specification of duties of securities intermediary by other statute or regulation - manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
- Section 4-8-510. Rights of purchaser of security entitlement from entitlement holder.
- Section 4-8-511. Priority among security interests and entitlement holders.
Disclaimer: These codes may not be the most recent version. Colorado may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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