2020 Colorado Revised Statutes
Title 11 - Financial Institutions
Article 51. Securities
Section 11-51-305. Filing of sales literature.

(1) The securities commissioner may, by rule or order, require the filing of any prospectus, pamphlet, circular, form letter, advertisement, or other sales literature addressed or intended for distribution to prospective investors, unless:

  1. The security or the transaction is exempted by section 11-51-307, 11-51-308, or 11-

51-309; or

  1. The security is subject to the filing requirements of section 11-51-304.5.

Source: L. 90: Entire article R&RE, p. 714, § 1, effective July 1. L. 2018: Entire section amended, (HB 18-1388), ch. 280, p. 1756, § 4, effective August 8.

Editor's note: This section is similar to former § 11-51-114 as it existed prior to 1990.

Cross references: For securities exempted from this section, see § 11-51-307.

Disclaimer: These codes may not be the most recent version. Colorado may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.