There is a newer version of the Colorado Revised Statutes
2016 Colorado Revised Statutes
Title 11 - Financial Institutions
Securities
Article 51 - Securities
Part 4 - Licensing and Regulation of Broker-Dealers and Sales Representatives
- § 11-51-401. Licensing and notice filing requirements
- § 11-51-402. Exempt broker-dealers, sales representatives - sanctions - exempt investment advisers and investment adviser representatives
- § 11-51-403. Application for license - notice filing requirements
- § 11-51-404. License and notice fees
- § 11-51-405. Examinations and alternate qualifications
- § 11-51-406. General provisions
- § 11-51-407. Operating requirements
- § 11-51-408. Licensing of successor firms
- § 11-51-409. Access to records
- § 11-51-409.5. Mandatory disclosure - investment advisers and investment adviser representatives
- § 11-51-410. Denial, suspension, or revocation
- § 11-51-411. Abandonment of license
- § 11-51-412. Withdrawal
Disclaimer: These codes may not be the most recent version. Colorado may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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