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2021 California Code
Government Code - GOV
TITLE 1 - GENERAL
DIVISION 7 - MISCELLANEOUS
CHAPTER 3.5 - Inspection of Public Records
ARTICLE 1 - General Provisions
Section 6254.12.
Universal Citation: CA Govt Code § 6254.12 (2021)
6254.12.
Any information reported to the North American Securities Administrators Association/Financial Industry Regulatory Authority and compiled as disciplinary records which are made available to the Department of Business Oversight through a computer system, shall constitute a public record. Notwithstanding any other provision of law, the Department of Business Oversight may disclose that information and the current license status and the year of issuance of the license of a broker-dealer upon written or oral request pursuant to Section 25247 of the Corporations Code.
(Amended by Stats. 2015, Ch. 190, Sec. 60. (AB 1517) Effective January 1, 2016. Repealed as of January 1, 2023, pursuant to Sec. 6276.50.)
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