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2019 California Code
Corporations Code - CORP
TITLE 4 - SECURITIES
DIVISION 3 - CAPITAL ACCESS COMPANIES
CHAPTER 14 - Miscellaneous Provisions
Section 28957.
Universal Citation: CA Corp Code § 28957 (2019)
28957.
Neither the commissioner nor any employee of the commissioner shall use any information which is filed with or obtained by the commissioner which is not public information for personal gain or benefit, nor shall the commissioner nor any employee of the commissioner engage in any securities transaction based on that information, even though public, if there has not been a sufficient period of time for the securities or commodity markets to assimilate that information.
(Added by Stats. 1998, Ch. 668, Sec. 3. Effective January 1, 1999. Operative July 1, 1999, by Sec. 4 of Ch. 668.)
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