2016 California Code
Corporations Code - CORP
TITLE 4 - SECURITIES
DIVISION 1 - CORPORATE SECURITIES LAW OF 968
PART 3 - REGULATION AND NOTICE FILING REQUIREMENTS OF AGENTS, BROKER-DEALERS, INVESTMENT ADVISER REPRESENTATIVES, AND INVESTMENT ADVISERS
CHAPTER 1 - Exemptions
Section 25209.

CA Corp Code § 25209 (2016) What's This?

25209. Section 25210 shall not apply to an agent of an issuer when engaged in transactions exempted by subdivision (q) of Section 25102, provided that the agent is a life agent licensed in California or in the state of domicile of the purchaser.

(Added by Stats. 2000, Ch. 705, Sec. 5. Effective January 1, 2001.)

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