2015 California Code
Commercial Code - COM
DIVISION 8 - INVESTMENT SECURITIES
CHAPTER 4 - Registration
Section 8407.

CA Com Code § 8407 through (2015) Leg Sess What's This?

8407. A person acting as authenticating trustee, transfer agent, registrar, or other agent for an issuer in the registration of a transfer of its securities, in the issue of new security certificates or uncertificated securities, or in the cancellation of surrendered security certificates has the same obligation to the holder or owner of a certificated or uncertificated security with regard to the particular functions performed as the issuer has in regard to those functions.

(Repealed and added by Stats. 1996, Ch. 497, Sec. 9. Effective January 1, 1997.)

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