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2017 Arkansas Code
Title 23 - Public Utilities and Regulated Industries
Subtitle 2 - Financial Institutions and Securities
Chapter 42 - Arkansas Securities Act
Subchapter 3 - Broker-Dealers, Agents, and Investment Advisers
- § 23-42-301. Registration required -- Unlawful acts -- Supervision requirements
- § 23-42-302. Registration procedure
- § 23-42-303. Minimum net capital requirement
- § 23-42-304. Filing fees -- Rules and regulations
- § 23-42-305. Corporate surety bonds -- Alternatives
- § 23-42-306. Records and reports -- Examinations
- § 23-42-307. Unlawful acts by investment advisers
- § 23-42-308. Denial, suspension, revocation, or withdrawal of registration, and other penalties
- § 23-42-309. Protection of vulnerable adults from financial exploitation -- Definitions
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