2017 Arizona Revised Statutes
Title 44 - Trade and Commerce
§ 44-3155 Investment adviser license; notification

Universal Citation: AZ Rev Stat § 44-3155 (2017)

44-3155. Investment adviser license; notification

A. If an applicant for licensure as an investment adviser fully complies with this article and commission rules adopted under this article, the director shall license the applicant as an investment adviser, unless the commission finds cause for denial as provided in article 6 of this chapter.

B. After the director has licensed an applicant as an investment adviser or has received a complete notice filing from a federal covered adviser, the director shall promptly notify the applicant or the federal covered adviser through the IARD, by mail or by any other method that is reasonably acceptable to the commission.

Disclaimer: These codes may not be the most recent version. Arizona may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.