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2019 Code of Alabama
Title 8 - Commercial Law and Consumer Protection.
Chapter 6 - Securities.
Article 1 - General Provisions.
Section 8-6-4 - Registration of securities - Required; exceptions.
Universal Citation: AL Code § 8-6-4 (2019)
Section 8-6-4Registration of securities - Required; exceptions.
It is unlawful for any person to offer or sell any security in this state unless:
(1) It is registered under this article;
(2) The security is exempt from registration under Section 8-6-10; or
(3) The transaction is exempt under Section 8-6-11.
(Acts 1959, No. 542, p. 1318, §3; Acts 1990, No. 90-527, p. 772, §1.)
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