Office of Lawyer Regulation v. Louis E. Neuendorf

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2007 WI 9 SUPREME COURT CASE NO.: OF WISCONSIN 2005AP537-D COMPLETE TITLE: In the Matter of Disciplinary Proceedings Against Louis E. Neuendorf, Attorney at Law: Office of Lawyer Regulation, Complainant, v. Louis E. Neuendorf, Respondent. DISCIPLINARY PROCEEDINGS AGAINST NEUENDORF OPINION FILED: SUBMITTED ON BRIEFS: ORAL ARGUMENT: SOURCE OF APPEAL: COURT: COUNTY: JUDGE: JUSTICES: CONCURRED: DISSENTED: NOT PARTICIPATING: ATTORNEYS: January 23, 2007 2007 WI 9 NOTICE This opinion is subject to further editing and modification. The final version will appear in the bound volume of the official reports. No. 2005AP537-D STATE OF WISCONSIN : IN SUPREME COURT In the Matter of Disciplinary Proceedings Against Louis E. Neuendorf, Attorney at Law: FILED Office of Lawyer Regulation, Complainant, JAN 23, 2007 v. A. John Voelker Acting Clerk of Supreme Court Louis E. Neuendorf, Respondent. ATTORNEY disciplinary proceeding. Attorney's license revoked. ¶1 On PER CURIAM. February 28, This is a reciprocal discipline matter. 2005, the Office of Lawyer Regulation (OLR) filed a complaint and motion pursuant to SCR 22.22 requesting that this court revoke the license of Attorney Louis E. Neuendorf as reciprocal discipline identical to that imposed by the Supreme Court of Illinois. The OLR's complaint also notes that Attorney Neuendorf failed to notify the OLR of the Illinois disciplinary action within 20 days of the effective date of that No. order, in reciprocal 22.22(3).2 violation discipline We of must therefore 22.22(1).1 SCR be imposed conclude We here that 2005AP537-D determine pursuant Attorney that to SCR Neuendorf's license to practice law in Wisconsin shall be revoked and that he shall be required to pay the costs of this proceeding, which totaled $552.01, as of August 8, 2006. ¶2 Attorney Neuendorf was licensed to practice law in Illinois in 1950 and was subsequently admitted to practice law in Wisconsin in 1957. 1 He most recently practiced in Illinois. SCR 22.22(1) provides: Reciprocal discipline. (1) An attorney on whom public discipline for misconduct or a license suspension for medical incapacity has been imposed by another jurisdiction shall promptly notify the director of the matter. Failure to furnish the notice within 20 days of the effective date of the order or judgment of the other jurisdiction constitutes misconduct. 2 SCR 22.22(3) provides: (3) The supreme court shall impose the identical discipline or license suspension unless one or more of the following is present: (a) The procedure in the other jurisdiction was so lacking in notice or opportunity to be heard as to constitute a deprivation of due process. (b) There was such an infirmity of proof establishing the misconduct or medical incapacity that the supreme court could not accept as final the conclusion in respect to the misconduct or medical incapacity. (c) The misconduct justifies different discipline in this state. 2 substantially No. ¶3 2005AP537-D On September 24, 2004, the Supreme Court of Illinois disbarred Attorney Neuendorf based on 11 counts of misconduct. The Illinois misconduct included multiple instances of practicing law after receiving a 90-day license suspension on June 28, 2001, engaging in conduct involving dishonesty, fraud, deceit or misrepresentation, engaging in conduct that is prejudicial to the administration of justice, and engaging in conduct that tends to defeat the administration of justice or to bring the courts or the legal profession into disrepute. ¶4 Following the filing of the OLR's complaint and motion, this court issued an order directing Attorney Neuendorf to show cause, in writing, why the court should not impose the identical discipline as imposed by the Supreme Court of Illinois. ¶5 Attorney Neuendorf did not file a response to this court's order, but did send a handwritten letter to the OLR. In his handwritten letter, Attorney Neuendorf made reference to an alleged "gross miscarriage of justice" by the Supreme Court of Illinois concerning its disbarment order, but did not offer any specifics. age and The letter also indicated that due to his advanced failing health, Attorney respond to the OLR's complaint. Neuendorf did not wish to The letter concluded, "If it would be of any advantage to you or the Wisconsin Supreme Court I tender my resignation from the Wisconsin Bar and withdraw my name from the roll of Wisconsin Attorneys." ¶6 whether Because Attorney Neuendorf's letter was unclear as to he contested the sufficiency 3 of the action of the No. Supreme Court of Illinois under SCR 22.22(5)3 2005AP537-D or conversely wished to petition for consensual revocation of his license to practice law in this state under SCR 22.19,4 the court sent two 3 SCR 22.22(5) provides: (5) The supreme court may refer a complaint . . . to a referee for a hearing and a report and recommendation pursuant to SCR 22.16. At the hearing, the burden is on the party seeking the imposition of discipline or license suspension different from that imposed in the other jurisdiction to demonstrate that the imposition of identical discipline or license suspension by the supreme court is unwarranted. 4 SCR 22.19 revocation. provides: Petition for consensual license (1) An attorney who is the subject of an investigation for possible misconduct or the respondent in a proceeding may file with the supreme court a petition for the revocation by consent or his or her license to practice law. (2) The petition shall state that the petitioner cannot successfully defend against the allegations of misconduct. (3) If a complaint has not been filed, the petition shall be filed in the supreme court and shall include the director's summary of the misconduct allegations being investigated. Within 20 days after the date of filing of the petition, the director shall file in the supreme court a recommendation on the petition. Upon a showing of good cause, the supreme court may extend the time for filing a recommendation. (4) If a complaint has been filed, the petition shall be filed in the supreme court and served on the director and on the referee to whom the proceeding has been assigned. Within 20 days after the filing of the petition, the director shall file in the supreme court a response in support of or in opposition to the petition and serve a copy on the referee. Upon a showing of good cause, the supreme court may extend the time for filing a response. The referee shall 4 No. 2005AP537-D letters to Attorney Neuendorf asking for clarification of his position. When Attorney Neuendorf did not respond, the court appointed John R. Decker as referee to sort through the matter. ¶7 Referee Decker noticed and conducted a scheduling conference and an evidentiary hearing, but Attorney Neuendorf did not appear or otherwise respond. Because the final adjudication of misconduct by the Supreme Court of Illinois is conclusive evidence of Attorney Neuendorf's misconduct, see SCR 22.22(4),5 and because there had been no showing that the imposition of reciprocal discipline would be unwarranted due to the presence of one or more of the conditions set forth in SCR 22.22(3), the referee recommended that Attorney Neuendorf should be subject to reciprocal discipline under SCR 22.22 and therefore that his license to practice law in Wisconsin should be revoked. Neuendorf The should referee be further required to recommended pay the that costs Attorney of this proceeding. file a report and recommendation on the petition in the supreme court within 30 days after receipt of the director's response. (5) The supreme court shall grant the petition and revoke the petitioner's license to practice law or deny the petition and remand the matter to the director or to the referee for further proceedings. 5 SCR 22.22(4) provides that "a final adjudication in another jurisdiction that an attorney has engaged in misconduct or has a medical incapacity shall be conclusive evidence of the attorney's misconduct or medical incapacity for purposes of a proceeding under this rule." 5 No. ¶8 We agree with and recommendation of the referee. reciprocal discipline cases accept the 2005AP537-D findings and SCR 22.22(3) provides that in the court "shall impose the identical discipline or license suspension unless . . . [t]he procedure in the other jurisdiction was so lacking in notice or opportunity to be heard as to constitute a deprivation of due process" violation; "[t]here was such an infirmity of proof establishing the misconduct . . . that [this court] could not accept as final" the other jurisdiction's misconduct finding; or "[t]he misconduct justifies substantially different discipline" in this state. that any of Attorney Neuendorf has provided no proof showing these three exceptions to the reciprocal discipline exists in this case. imposition of the reciprocal discipline imposition of Accordingly, the of revocation of Attorney Neuendorf's license to practice law in Wisconsin is warranted. ¶9 IT IS ORDERED that the license of Louis E. Neuendorf to practice law in Wisconsin is revoked, effective the date of this order. ¶10 IT IS FURTHER ORDERED that within 60 days of the date of this order Attorney Neuendorf shall pay to the Office of Lawyer Regulation the costs of this proceeding. ¶11 IT IS FURTHER ORDERED that Attorney Neuendorf shall comply, if he has not already done so, with the requirements of SCR 22.26 pertaining to the duties of a person whose license to practice law in Wisconsin has been revoked. 6 No. 1 2005AP537-D

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