State v. Schultz
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IN THE SUPREME COURT OF THE STATE OF WASHINGTON STATE OF WASHINGTON, ) ) Respondent, ) ) v. ) ) PATRICIA SUE SCHULTZ, a/k/a ) PATRICIA SUE PETERSON, ) ) Petitioner. ) ______________________________ ) No. 82238-7 EN BANC Filed January 13, 2011 CHAMBERS, J. Patricia Sue Schultz was convicted of possession of illegal drugs after police entered her home without a warrant and discovered evidence of drug possession. Schultz contends that the search was unlawful and the evidence obtained must be suppressed. The State contends the warrantless search was justified under the emergency aid exception to the warrant requirement. The Court of Appeals upheld the search, concluding the potential for domestic violence justified the entry into the home and, alternatively, that Schultz consented to the search because she acquiesced to the entry. We recognize that domestic violence presents unique challenges to law enforcement and courts. We hold that the likelihood of domestic violence may be considered by courts when evaluating whether the requirements of the emergency aid exception to the warrant requirement have been satisfied. We further hold that mere acquiescence to an officer s entry is State v. Schultz (Patricia Sue), No. 82238-7 not consent and is not an exception to our state s constitutional protection of the privacy of the home. Finally, we hold the State has not shown that its entry into Schultz s home was justified by the emergency aid exception to the warrant requirement. Schultz s motion to suppress should have been granted. We reverse. Facts On April 4, 2004, Sequim police received a phone call from a resident of an apartment complex about a yelling male and female. Officers Kori Malone and Michael Hill responded to the call. Upon arriving at the apartment, Officers Malone and Hill stood outside and overheard a man and woman talking with raised voices.1 They specifically overheard the man say that he wanted to be left alone and needed his space. According to the officers, Officer Malone knocked on the apartment door and Schultz answered. Schultz appeared agitated and flustered. Officer Malone asked Schultz where the male occupant of the apartment was. Schultz denied that anyone else was there. Officer Malone told Schultz that she had heard a male voice in the apartment. Schultz called for Sam Robertson, who emerged from a nearby bedroom. Schultz then stepped back, opened the door wider, and Officer Malone followed Schultz inside. Schultz testified to a slightly different version of events. According to Schultz, after she said no one else was in the apartment, the officers told her they 1 The trial court found that the officers had heard yelling. Clerk s Papers at 20; Report of Proceedings (Aug. 2, 2005) at 137. The court used the term yelling because it recalled the officers testimony using that term. However, both officers testified that they heard loud talking, and Officer Hill specifically testified that he would not call it yelling. Schultz assigned error to this finding on appeal. 2 State v. Schultz (Patricia Sue), No. 82238-7 had heard a male voice and were coming in. Schultz said that she stepped to the side because the officers were entering. Under either version, it appears that neither officer requested permission to enter the apartment, nor did the officers inform Schultz or Robertson that they could refuse a search. Neither Schultz nor Robertson asked the officers to leave nor attempted to prevent their entry. The trial judge found the defendant acquiesced to their entry, Clerk s Papers (CP) at 23-24, and the Court of Appeals reported that Schultz did not object. State v. Schultz, noted at 146 Wn. App. 1057, slip op. at 1 (2008). After entering the apartment, the officers separated Schultz and Robertson. Officer Malone spoke to Schultz inside the apartment while Officer Hill spoke to Robertson outside. About that time, Officer Malone noticed Schultz s neck was red and blotchy. Officer Malone asked Schultz whether anything physical had happened during the argument. Schultz denied anything had and told the officer her neck reddens when she becomes upset. Schultz also explained the argument started because she wanted Robertson to change the locks on the door, but Robertson was instead sitting on the couch. During this time, Schultz was acting fidgety and picking things up around the house. Officer Malone asked Schultz to sit in a chair. Schultz complied but continued to fidget and grab at things. Officer Malone warned Schultz she would be handcuffed for officer safety if she did not sit still. Outside, Robertson told Officer Hill there had been no physical violence and the argument had been about Robertson s failure to change the locks on the apartment door. The discussion outside took between 5 and 10 minutes before Robertson and Officer Hill returned inside to confer with Officer Malone. 3 State v. Schultz (Patricia Sue), No. 82238-7 Meanwhile, Schultz continued to pick up things off a nearby table, including a makeup bag. At that point, Officer Hill noticed a handgun and a marijuana pipe on the table. Officer Hill secured the weapon and unloaded it. He asked Schultz who the pipe belonged to, and Schultz said it belonged to her son who lived in Vermont. Officer Hill asked Schultz if he could search for more narcotics, and Schultz consented. At that point, Schultz stood up and began picking things up off the table again. Officer Malone handcuffed Schultz to prevent her from grabbing anything but told Schultz that she was not under arrest. Schultz asked for her antianxiety medication. Officer Hill went with Robertson to go find the antianxiety medication. Robertson and Officer Hill talked while searching for the medication. Their talk led to Robertson s arrest for use of drug paraphernalia. Schultz then revoked her consent for a search. Officer Hill sought and received a search warrant by telephone. The officers searched the apartment and discovered methamphetamine. Schultz was charged. Schultz sought to suppress the methamphetamine, arguing that the officers were not authorized to be in the apartment when they saw the evidence used to justify the search warrant. The trial court concluded that the officers were properly in the apartment on the ground that they needed to talk to the occupants to ensure their safety. The trial court also concluded that neither [Robertson nor Schultz] told [the officers] to leave and that [Schultz] initially acquiesced to their entry, stepping back and opening the door further, and at no time told or asked them to leave. CP at 23-24. The trial court denied Schultz s motion to suppress, and 4 State v. Schultz (Patricia Sue), No. 82238-7 Schultz was convicted after a trial on stipulated facts. The Court of Appeals affirmed. Schultz, noted at 146 Wn. App. 1057. We granted Schultz s petition for review. State v. Schultz, 165 Wn.2d 1036, 205 P.3d 131 (2008). Analysis We generally review a trial court s denial of a motion to suppress for substantial evidence. State v. Hill, 123 Wn.2d 641, 644, 647, 870 P.2d 313 (1994). Substantial evidence exists where there is a sufficient quantity of evidence in the record to persuade a fair-minded, rational person of the truth of the finding. Id. (citing State v. Halstien, 122 Wn.2d 109, 129, 857 P.2d 270 (1993)). We review the legal conclusions of the trial court de novo. State v. Smith, 165 Wn.2d 511, 516, 199 P.3d 386 (2009) (citing State v. Carneh, 153 Wn.2d 274, 281, 103 P.3d 743 (2004)). Schultz contends the officers entry into her apartment violated article I, section 7 of the Washington Constitution, which provides, No person shall be disturbed in his private affairs, or his home invaded, without authority of law. Under our constitution, the home enjoys a special protection. [T]he closer officers come to intrusion into a dwelling, the greater the constitutional protection. State v. Ferrier, 136 Wn.2d 103, 112, 960 P.2d 927 (1998) (internal quotations marks omitted) (quoting State v. Young, 123 Wn.2d 173, 185, 867 P.2d 593 (1994)). The best source of authority of law is a warrant. See State v. Day, 161 Wn.2d 889, 893, 168 P.3d 1265 (2007); Ferrier, 136 Wn.2d at 115-19. However, there are a few jealously and carefully drawn exceptions to the warrant requirement. State v. Reichenbach, 153 Wn.2d 126, 131, 101 P.3d 80 (2004) 5 State v. Schultz (Patricia Sue), No. 82238-7 (internal quotations marks omitted) (quoting State v. Hendrickson, 129 Wn.2d 61, 70-71, 917 P.2d 563 (1996)). Protection from searches without authority of law may be waived by meaningful, informed consent. When the State asserts an exception authorizes its intrusion into private affairs, it bears the heavy burden of establishing that the exception applies. State v. Johnston, 107 Wn. App. 280, 284 n.11, 28 P.3d 775 (2001) (citing State v. Parker, 139 Wn.2d 486, 496, 987 P.2d 73 (1999)); State v. Johnson, 128 Wn.2d 431, 446-47, 909 P.2d 293 (1996). Emergency Aid Exception The State contends that entry was authorized under the emergency aid exception. This exception emerges from the police s community caretaking function and allows for the limited invasion of constitutionally protected privacy rights when it is necessary for police officers to render aid or assistance. State v. Thompson, 151 Wn.2d 793, 802, 92 P.3d 228 (2004) (citing State v. Kinzy, 141 Wn.2d 373, 386, 5 P.3d 668 (2000)). Under this court s cases, to justify intrusion under the emergency aid exception, the government must show that (1) the police officer subjectively believed that someone likely needed assistance for health or safety concerns; (2) a reasonable person in the same situation would similarly believe that there was need for assistance; and (3) there was a reasonable basis to associate the need for assistance with the place being searched. Id. (citing Kinzy, 141 Wn.2d at 386-87). The Court of Appeals has suggested three more factors: (4) there is an imminent threat of substantial injury to persons or property; (5) state agents must believe a specific person or persons or property are in need of immediate help for health or safety reasons; and (6) the claimed emergency is not a 6 State v. Schultz (Patricia Sue), No. 82238-7 mere pretext for an evidentiary search. State v. Leffler, 142 Wn. App. 175, 181, 183, 178 P.3d 1042 (2007) (citing State v. Lawson, 135 Wn. App. 430, 437, 144 P.3d 377 (2006) (specific persons and imminent threat); State v. Ladson, 138 Wn.2d 343, 349, 979 P.2d 833 (1999) (pretext)). We agree. The Domestic Violence Context We determine whether the police encountered an exigent circumstance permitting entry without a warrant on the specific facts presented. State v. Raines, 55 Wn. App. 459, 464, 778 P.2d 538 (1989) (citing State v. Lynd, 54 Wn. App. 18, 22, 771 P.2d 770 (1989)). Domestic violence presents unique challenges for law enforcement. Domestic violence situations can be volatile and quickly escalate into significant injury. Domestic violence often, if not usually, occurs within the privacy of a home. Our legislature has recognized that the risk of repeated and escalating acts of violence is greater in the domestic context. RCW 10.99.040(2)(a). The legislature has sought to provide maximum protection to victims of domestic violence through a policy of early intervention. RCW 10.99.010. The Court of Appeals has recognized that [p]olice officers responding to a domestic violence report have a duty to ensure the present and continued safety and well-being of the occupants. Raines, 55 Wn. App. at 465. This court has not yet specifically addressed the emergency aid exception to the warrant requirement in the context of domestic violence, but the Court of Appeals has. See, e.g., State v. Johnson, 104 Wn. App. 409, 16 P.3d 680 (2001) (emergency aid exception justified a warrantless entry after a report that a victim of domestic violence had locked herself in a bathroom, the defendant had a cut on his 7 State v. Schultz (Patricia Sue), No. 82238-7 wrist and was slow to answer questions about location of the victim); State v. Menz, 75 Wn. App. 351, 880 P.2d 48 (1994) (warrantless entry was justified after police received a phone call reporting domestic violence in progress; upon arrival officers observed that the door was ajar, the lights and television were on, and no one responded to knocks or announcements); Raines, 55 Wn. App. at 462 (warrantless entry justified when householder stepped aside and allowed officers in when they asked if they could look around ); Lynd, 54 Wn. App. 18 (warrantless entry was justified when a person called 911 and hung up, return calls met a busy signal, defendant admitted outside his home to assaulting the victim, the defendant was packing a car as if preparing to leave, and the defendant did not want the officer to look in the house). As these cases illustrate, the fact that police are responding to a situation that likely involves domestic violence may be an important factor in evaluating both the subjective belief of the officer that someone likely needs assistance and in assessing the reasonableness of the officer s belief that there is an imminent threat of injury. Domestic violence protection must also, of course, be consistent with the protection the state constitution has secured for the sanctity and privacy of the home. Wash. Const. art. I, § 7; Ferrier, 136 Wn.2d at 112 (citing Young, 123 Wn.2d at 185). Acquiescence as Waiver Again, according to the officers testimony, Officer Malone knocked on the apartment door and Schultz answered. Schultz initially denied anyone was there, and then, Robertson appeared from the bedroom, Schultz stepped back, the door opened wider, and the officers walked inside. Schultz testified she stepped to the 8 State v. Schultz (Patricia Sue), No. 82238-7 side because the officers were coming in. Under either version, it is uncontested that neither officer requested permission to enter nor advised Schultz she could refuse a search. The trial court found only acquiescence; it did not find that Schultz consented to the entry. The Court of Appeals description of the fact states that Schultz did not object to Malone s presence. Schultz, slip op. at 1. Thus the police, the trial court, and the Court of Appeals seem to be of the view that the protections of article I, section 7 against warrantless intrusions into private affairs and homes are easily waived by silent acquiescence. We disagree. Individuals do not waive this constitutional right by failing to object when the police storm into their homes.2 Nor do they waive their rights when the police enter their homes without their consent just because they are too afraid or too dumbfounded by the brazenness of the action to speak up. The right not to be disturbed in one s home by the police without authority of law is the bedrock principle upon which our search and seizure jurisprudence is grounded. Wash. Const. art. I, § 7; Ferrier, 136 Wn.2d at 112 (citing Young, 123 Wn.2d 185). The Fourth Amendment to the United States Constitution establishes the right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures. This constitutional protection was, in part, in response to representatives of the King, writs of assistance,3 and doubtlessly We do not mean to suggest that Officers Malone or Hill stormed Schultz s apartment. Writs of assistance were a type of general warrant. They received their name from the fact that they commanded all officers and subjects of the Crown to assist in their execution. Nelson B. Lasson, The History and Development of the Fourth Amendment to the United States Constitution 53-54 (1970). Once issued, they lasted for the life of the sovereign and the discretion delegated to the official was therefore practically absolute and unlimited. Id. at 54. They allowed the bearer to search at will and open any package. Id. The Fourth Amendment 2 3 9 State v. Schultz (Patricia Sue), No. 82238-7 with muskets in hand, entering homes at will both in England and in the colonies. See generally Thomas M. Cooley, A Treatise on the Constitutional Limitations 42529 (7th ed. 1903); Boyd v. United States, 116 U.S. 616, 626 n.5, 6 S. Ct. 524, 29 L. Ed. 746 (1886) (citing 3 Thomas Erskine May, The Constitutional History of England Since the Accession of George Third 1760-1860, ch 11 (1863); Herbert Broom, Constitutional Law 558 (George L. Denman ed., 2d ed. 1885); Homersham Cox, Institutions of English Government 437 (1863)), abrogation recognized by Fisher v. United States, 425 U.S. 391, 96 S. Ct. 1569, 48 L. Ed. 2d 39 (1976). A century later the framers of the Washington Constitution were presented with a proposed state provision identical to the Fourth Amendment, and they rejected it in favor of the present article I, section 7 prohibiting the invasion of a home without authority of law. See State v. Simpson, 95 Wn.2d 170, 178, 622 P.2d 1199 (1980) (citing The Journal of the Washington State Constitutional Convention 1889, at 497 (Beverly Paulik Rosenow ed. 1962)). Article I, section 7 differs from the Fourth Amendment in that it clearly recognizes an individual s right of privacy with no express limitations. Simpson, 95 Wn.2d at 178. Article I, section 7, does not use the words reasonable or unreasonable. Instead, it requires authority of law before the State may pry into the private affairs of individuals. Day, 161 Wn.2d at 896. These important constitutional protections cannot easily be brushed aside by representatives of the government. As with other constitutional rights, they are not reflects, among other things, our founders abhorrence at such unwarranted intrusions. See United States v. Leon, 468 U.S. 897, 972, 104 S. Ct. 3430, 82 L. Ed. 2d 677 (1984) (Brennan, J., dissenting) (citing Telford Taylor, Two Studies in Constitutional Interpretation 41 (1969)). 10 State v. Schultz (Patricia Sue), No. 82238-7 necessarily absolute and may be waived but only by informed and meaningful consent. Ferrier, 136 Wn.2d at 115-19; accord State v. Morse, 156 Wn.2d 1, 4-5, 123 P.3d 832 (2005). Ferrier is illustrative of limitations of state authority in the face of constitutional protections. There, officers had a tip of illegal activities but not sufficient grounds for a warrant. They decided to use a knock and talk procedure to attempt to obtain Ferrier s consent for a search. Ferrier, 136 Wn.2d 103. We concluded the procedure was inherently coercive to some degree. [T]he great majority of home dwellers confronted by police officers on their doorstep or in their home would not question the absence of a search warrant because they either (1) would not know that a warrant is required; (2) would feel inhibited from requesting its production, even if they knew of the warrant requirement; or (3) would simply be too stunned by the circumstances to make a reasoned decision about whether or not to consent to a warrantless search. Id. at 115. Accordingly, we held that when police officers conduct a knock and talk procedure to obtain consent to search a home, they must, prior to entry, inform the person of the right to refuse or revoke consent. Id. at 118. Although the police in Ferrier said they had obtained consent, Ferrier, like Schultz, testified that the police just stepped into the house. Id. at 107-08. We later clarified that the Ferrier requirement was limited to situations where police request entry into a home to conduct a warrantless search. State v. Khounvichai, 149 Wn.2d 557, 563, 69 P.3d 862 (2003) (citing State v. Williams, 142 Wn.2d 17, 28, 11 P.3d 714 (2000)). But neither Williams nor Khounvichai suggests that mere acquiescence is consent. That was not the question before the court in either case. Further, in 11 State v. Schultz (Patricia Sue), No. 82238-7 Khounvichai police actually obtained consent, albeit without the better practice of the Ferrier warning, before entering the residence, and in Williams the police had an arrest warrant and obtained consent of a tenant before entering the residence. Khounvichai, 149 Wn.2d at 561; Williams, 142 Wn.2d at 20. Application With these principles in mind, we turn to the facts before us. The officers did not have a warrant. The State argues that the warrantless entry into Schultz s apartment was justified under the emergency aid exception. Under that exception, constitutionally protected privacy rights may be intruded upon when officers, among other things, subjectively and reasonably believe the requirements of emergency aid exception have been met. We agree with the court below that the likelihood that a situation involves domestic violence is an important consideration in evaluating the reasonableness of an officer s subjective belief that someone needs safety assistance. The State has the burden of establishing the facts justifying an exception to the rule that law enforcement officers are precluded from intruding upon the privacy a person in their home. We hold that officers may not enter a home based upon acquiescence alone.4 In the instant case, the State must establish that the police had a reasonable belief that all the elements of the emergency aid exception were satisfied before crossing the threshold of Schulz s apartment. We respectfully disagree with our dissenting colleagues that the contrary holding below is dictum. As we noted long ago, [i]t may be that the case could have been rested on the first ground suggested in the opinion . . . but both questions were clearly in the case, and simply because the court decided both does not necessarily mean that the one or the other is dictum. Savage v. Ash, 86 Wash. 43, 46, 149 P. 325 (1915). In this case, the Court of Appeals made two holdings. Both need correction. 4 12 State v. Schultz (Patricia Sue), No. 82238-7 The facts most favorable to the State are as follows. The police received a phone call from a resident of an apartment complex about a yelling man and woman. The responding officers stood outside and overheard a man and woman talking loudly. The officers heard a man say that he wanted to be left alone and needed his space. The officers knocked on the door. Schultz opened it, appearing agitated and flustered. Officer Malone asked Schultz about the male occupant of the apartment. Schultz told her no one was there, but when confronted with the fact the officers heard voices, summoned Robertson from a nearby bedroom. When Robertson appeared, the officers entered Schultz s apartment based upon her acquiescence only. At the moment the officers crossed the threshold to Schultz s apartment, they did not have enough facts to justify an entry based upon the emergency aid exception to the warrant requirement.5 We have no reason to doubt the officers subjectively believed that entry was necessary or that they acted in good faith. But good faith is not enough to satisfy article I, section 7.6 State v. Afana, 169 Wn.2d 169, 184, 233 P.3d 879 (2010). Some of the evidence relied upon by the State and courts below to justify the entry The dissent is correct that we do not analyze all of the factors required to apply the emergency aid exception, as the failure to meet any factor is fatal to the lawfulness of the State s exercise of authority. 6 Unlike the Fourth Amendment, the word reasonable does not appear in any form in the text of article 1, section 7 of the Washington Constitution. We have long declined to create a good faith exception to the exclusionary rule cases in which warrantless searches were based on a reasonable belief by law enforcement officers that they were acting in conformity with one of the recognized exceptions to the warrant requirement. Day, 161 Wn.2d 889. See also State v. White, 97 Wn.2d 92, 110, 640 P.2d 1061 (1962). [U]nlike the Fourth Amendment, article 1, section 7 focuses on the rights of individuals rather than on the reasonableness of the government action. State v. Eisfeldt, 163 Wn.2d 628, 639, 185 P.3d 580 (2008) (footnote omitted) (quoting Morse, 156 Wn.2d at 12). 5 13 State v. Schultz (Patricia Sue), No. 82238-7 were obtained after the officers crossed the threshold to Schultz s residence. It was only after entering the apartment that Officer Malone noticed that Schultz s neck was red and blotchy. Similarly, if the officers could not have ascertained the location of the man whose voice they had heard, they would have been entitled to make further inquiries and perhaps enter the home to verify that he was safe. But Robertson appeared before the officers entered. Certainly other facts such as past police responses to the residence, reports of threats, or any other specific information to support a reasonable belief that domestic violence had occurred or was likely to occur, or that the circumstances were volatile and could likely escalate into domestic violence, may have justified entry. But upon the record before us, we conclude that the warrantless entry into Schultz s home and subsequent search violated her constitutionally protected right of privacy within her home. Her motion to suppress should have been granted. Conclusion We recognize a few jealously guarded exceptions to the warrant requirement. State agents need no warrant to provide emergency aid. Courts may consider that an entry is made into a home in the context of a domestic violence threat in considering the reasonableness of officers actions under the emergency aid exception. However, the State still has the burden of establishing facts to justify a warrantless search. The evidence that domestic violence was likely to occur in this case may be summarized as follows: (1) a report of a couple yelling, (2) the officers heard raised voices and a man say he wanted to be left alone and needed his space, (3) when Schultz answered the door she appeared agitated, and (4) she 14 State v. Schultz (Patricia Sue), No. 82238-7 reported that no one was there before a man appeared from the bathroom. That is not enough. We reject the trial court's and the Court of Appeals' conclusion that Schultz consented by acquiescence because she failed to object when the police walked into her apartment. The State has failed to establish an exception to the warrant requirement applies. The evidence that Schultz possessed illegal drugs was obtained without authority of law. Schultz was entitled to have her motion to suppress the evidence granted. We reverse the courts below and remand for any further proceedings consistent with this opinion. 15 State v. Schultz (Patricia Sue), No. 82238-7 AUTHOR: Justice Tom Chambers WE CONCUR: Justice Charles W. Johnson Justice James M. Johnson Justice Debra L. Stephens Richard B. Sanders, Justice Pro Tem. 16
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