Michael Sims v. The State of Texas--Appeal from 13th District Court of Navarro County

IN THE

TENTH COURT OF APPEALS

No. 10-01-236-CR

MICHAEL SIMS,

Appellant

v.

THE STATE OF TEXAS,

Appellee

From the 13th District Court

Navarro County, Texas

Trial Court # 27,766

O P I N I O N

After a bench trial, the court found Michael Anthony Sims guilty of constructive transfer of four or more but less than 200 grams of cocaine, a first-degree felony. Tex. Health & Safety Code Ann. 481.112(d) (Vernon Supp. 2002). The court sentenced him to twenty years in prison. Id. 481.102, 481.112 (Vernon Supp. 2002).

On appeal, Sims complains that (1) the evidence is legally insufficient to convict him, and (2) he received ineffective assistance of trial counsel who failed to move for a judgment of acquittal // and instead called Sims to testify, which was damaging to his defense. We will affirm the judgment.

Facts

Mike Turner, an undercover law enforcement agent, testified that he made arrangements through Reginald Melton to buy rocks of crack cocaine from Melton s supplier, Sims. The three met at a prearranged site, Sims in his vehicle and Turner and Melton in Turner s vehicle. When Turner asked Sims where it was at, Sims pointed to a foil-wrapped package lying in the road near a tree and said it s right there in that piece of foil. Turner exited his vehicle, retrieved the package, and returned to his vehicle; the cocaine was in the package. Sims and Turner haggled over the price, and Turner complained that the amount of drugs was less than agreed. Turner said Sims responded that there was 24 there, told me to count them. Then Turner exited his vehicle and tried to hand Sims $480; but Sims refused and had Turner give the money to Melton, who pitched it from his vehicle to Sims sitting in his vehicle. Some of the money scattered, landing on the hood of Sims s car and on the ground. Turner testified that as he and Melton drove away, he saw Sims exit his vehicle and retrieve the scattered money.

Sims testified that for a fee he had agreed to pick up $480 for a person named D from Fort Worth. D told him by telephone that a package would be located near a tree, and he was to relay that information in exchange for the money. Sims was supposed to meet Melton at the site of the exchange; he did not know Turner was going to be there. Other than that, he did not know there was to be a cocaine sale, and he did not place the package containing the cocaine in the road. He testified he did not tell Turner there were 24 rocks in the package, and he denied knowing what was in the package.

Constructive Delivery: Legal Sufficiency of the Evidence

In reviewing a legal sufficiency challenge, we view all the evidence in the light most favorable to the verdict and determine whether a rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. Lane v. State, 933 S.W.2d 504, 507 (Tex. Crim. App. 1996) (citing due process standard from Jackson v. Virginia, 443 U.S. 307, 99 S. Ct. 2781, 61 L. Ed. 2d 560 (1979)). We consider all the evidence, both direct and circumstantial, including evidence improperly admitted. Logan v. State, 48 S.W.3d 296, 299 (Tex. App. Texarkana 2001, no pet.) (citing Johnson v. State, 871 S.W.2d 183, 186 (Tex. Crim. App. 1993)).

Sims complains that the evidence proved an actual transfer, not a constructive transfer for which he was indicted. Delivery of a controlled substance can occur by actual transfer, constructive transfer, or offer to sell. Thomas v. State, 832 S.W.2d 47, 50-51 (Tex. Crim. App. 1992); Ferguson v. State, 622 S.W.2d 846, 849 (Tex. Crim. App. 1981). Upon timely motion to quash by the defendant, // the State must allege in the indictment which of these three types of delivery, or combinations thereof, it will rely on at trial; otherwise, the defendant s constitutional rights to notice of the charges against him and to protection from double jeopardy could be compromised. Ferguson, 622 S.W.2d at 849-51. When the State, without motion by the defendant, alleges in the indictment one or more of these types of delivery, the State is restricted at trial to those types. Conaway v. State, 738 S.W.2d 692, 694 (Tex. Crim. App. 1987). Here, the indictment alleged only constructive transfer.

The Court of Criminal Appeals discussed constructive transfer in Queen v. State, 662 S.W.2d 338 (Tex. Crim. App. 1983). The Court said that, provided the State proves that prior to delivery the illegal substance was directly or indirectly under the defendant s control, // constructive transfer is shown if, inter alia, (1) the defendant entrusts the illegal substance to a third party for delivery to the buyer, e.g., an associate or the postal service, or (2) the defendant places the illegal substance in a particular location and then advises the buyer of the location so that the buyer can retrieve the substance. Id. at 340. Under Queen s second definition, i.e., placing the substance in a particular location, etc., the evidence here supports a finding that Sims made a constructive transfer.

But Sims cites Warren v. State, 15 S.W.3d 168 (Tex. App. Texarkana 2000, no pet.), and Stolz v. State, 962 S.W.2d 81 (Tex. App. Houston [1st Dist.] 1997, pet. ref d). Warren holds that Queen s [second] definition is no longer effective after Nevarez v. State, 767 S.W.2d 766 (Tex. Crim. App. 1989). Warren, 15 S.W.3d at 171. Stolz holds that Queen s second definition is dictum, and that subsequent dictum in Daniels v. State, 754 S.W.2d 214, 221 (Tex. Crim. App. 1988), has neutralized its impact. Id. at 82-83.

In Warren, the defendant, citing Queen, argued that the evidence did not prove actual delivery as alleged in the indictment, but rather only constructive delivery. Id. at 169. Testimony was that the defendant placed cocaine on the toilet in a motel-room bathroom and told the buyer where it could be retrieved. Id. The Texarkana court, holding that Nevarez makes Queen s second definition no longer effective, found an actual transfer. Id. at 171.

But in Nevarez, before any money was exchanged, the defendant allowed a buyer to open a garbage bag located in the back of a pickup at which buyers and sellers were standing to confirm that the bag contained marijuana; then officers were called in to arrest the defendant. Nevarez, 767 S.W.2d at 767. The Court of Criminal Appeals held that this was an actual transfer, not merely an offer to sell, even though the defendant had not allowed the buyer to physically remove the bag of marijuana from the pickup. Id. The buyer had real possession when the defendant slid the bag containing the marijuana over to him. Id. at 768. We find that the facts and holding in Nevarez an offer-to-sell case are distinguishable and do not make Queen s second definition no longer effective.

In Stolz, by prior arrangement, the buyer left $20 under a rock, then walked twenty feet away and waited. 962 S.W.2d at 82. The seller then approached and exchanged marijuana for the $20. Id. Several minutes after the seller left, the buyer retrieved the marijuana. Id. The Houston court found this was an actual transfer, as alleged in the indictment, because it said the second definition in Queen is dictum. Id. at 83. It based that conclusion on dictum in Daniels, which it said (a) conflicted with the dictum in Queen, and (b):

further expanded the definition of constructive transfer as follows: [A constructive transfer] only requires that when the State alleges constructive transfer to an alleged ultimate recipient, that the accused must have contemplated that his initial transfer would not be the final transaction in the chain of distribution. . . . Queen envisioned only one transfer between the seller and the buyer. . . . Daniels requires the seller to contemplate subsequent transfers in order to effectuate a constructive transfer to an ultimate recipient.

Id. (quoting Daniels, 754 S.W.2d at 221).

But Stolz is plainly wrong. First, the second definition in Queen is not dictum, but rather part of a discussion leading up to its holding: Keeping the foregoing principles in mind, we turn now to the specific allegations in the instant indictment. Queen, 662 S.W.2d at 341. Second, the two definitions in Queen are specifically only two examples: While other possible forms of constructive transfer can be postulated . . . . Id. at 340. Third, Queen involved two transfers, an actual transfer followed by a constructive transfer; it can hardly be maintained that Queen envisioned only one transfer between the seller and the buyer. Id. at 341.

To the extent Warren and Stolz disavow the second definition in Queen, we reject their holdings. Queen is still the defining law regarding constructive transfer.

Turner said he haggled with Sims over the price, and they discussed the quantity inside the package. Considering this and the other evidence, and viewing the evidence in the light most favorable to the court s finding, a rational trier of fact could have found beyond a reasonable doubt based on circumstantial evidence that Sims placed the cocaine package at the location from where it was retrieved and that he knew what it contained. Based on those findings, the court could have concluded that Sims constructively transferred the cocaine to Turner. Queen, 662 S.W.2d at 340-41.

We overrule the legal-sufficiency challenge.

Ineffective Assistance of Counsel

Sims claims his counsel was ineffective because, instead of moving for a judgment of acquittal because (as he asserts in his first issue) the evidence was legally insufficient to sustain his conviction, he called Sims to testify, which ultimately harmed Sims more than helped him. Our resolution of Sims s first issue resolves this issue. If, as we have determined, the evidence was legally sufficient to convict Sims of constructive transfer, then defense counsel could not have been deficient in not moving for a judgment of acquittal. And because Sims makes his complaint about being called to testify contingent on there being a viable motion for judgment of acquittal, neither can defense counsel have been deficient in calling Sims as a witness.

Nevertheless, we will address whether calling Sims to testify was by itself deficient conduct by counsel. Texas courts follow the United States Supreme Court's two-pronged Strickland test to determine whether counsel's representation was so inadequate as to be in violation of the Sixth Amendment right to effective assistance of counsel. Thompson v. State, 9 S.W.3d 808, 812 (Tex. Crim. App. 1999) (citing Hernandez v. State, 726 S.W.2d 53, 55 (Tex. Crim. App. 1986), which adopted the standard in Strickland v. Washington, 466 U.S. 668, 694, 104 S. Ct. 2052, 2068, 80 L. Ed. 2d 674 (1984)). Appellant must show: (1) counsel's assistance fell below an objective standard of reasonableness, and (2) counsel's deficient assistance, if any, prejudiced the defendant. Thompson, 9 S.W.3d at 812 (citing McFarland v. State, 928 S.W.2d 482, 500 (Tex. Crim. App. 1996)). There is a strong presumption that counsel s performance fell within the wide range of reasonable professional assistance. Id. at 813 (citing Strickland, 466 U.S. at 690, 104 S.Ct. at 2066).

Appellant must prove ineffective assistance by a preponderance of the evidence. Id. at 813 (citing Cannon v. State, 668 S.W.2d 401, 403 (Tex. Crim. App. 1984)). Furthermore, there is a presumption that the challenged act by defense counsel is trial strategy. Pena-Mota v. State, 986 S.W.2d 341, 346 (Tex. App. Waco 1999, no pet.) (citing Jackson v. State, 877 S.W.2d 768, 771 (Tex. Crim. App. 1994)). This issue was not raised in Sims s motion for new trial, and he has not offered evidence regarding the matter of trial strategy, e.g., did Sims not want to testify, or was there another and better defensive strategy defense counsel could have employed. Absent proof by Sims to the contrary, we presume defense counsel believed it necessary to call Sims as the only way to rebut Turner s testimony. See Bone v. State, No. 0473-00, slip op. at 13 (Tex. Crim. App. June 19, 2002). Accordingly, we overrule the issue of ineffective assistance of counsel.

Conclusion

Having overruled Sims s issues, we affirm the judgment.

BILL VANCE

Justice

Before Chief Justice Davis,

Justice Vance, and

Justice Gray

Affirmed

Opinion delivered and filed July 3, 2002

Publish

[CR25]