State s. William Lee Smith
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IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE
AT KNOXVILLE
Assigned on Briefs May 19, 2009
STATE OF TENNESSEE v. WILLIAM LEE SMITH
Appeal from the Criminal Court for Sullivan County
No. S52,385 R. Jerry Beck, Judge
No. E2008-02188-CCA-R3-CD - Filed October 26, 2009
The Defendant, William Lee Smith, pled guilty in the Sullivan County Criminal Court to four counts
of reckless aggravated assault and one count of driving under the influence (DUI). Pursuant to the
plea agreement, the Defendant agreed to serve two years of his sentence on supervised probation;
the manner of service of the remaining four years of his sentence was left to the determination of the
trial court which ordered it served in incarceration. In this appeal as of right, the Defendant contends
that he should have been granted full probation or some other alternative sentence for the four-year
sentence. Following our review, we affirm the judgments of the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgments of the Criminal Court are Affirmed.
D. KELLY THOMAS, JR., J., delivered the opinion of the court, in which JAMES CURWOOD WITT, JR.,
and NORMA MCGEE OGLE , JJ., joined.
Stephen M. Wallace, District Public Defender; and Joseph F. Harrison, Assistant District Public
Defender, attorneys for appellant, William Lee Smith.
Robert E. Cooper, Jr., Attorney General and Reporter; David H. Findley, Assistant Attorney General;
H. Greeley Wells, Jr., District Attorney General; and James F. Goodwin, Jr., Assistant District
Attorney General, attorneys for appellee, State of Tennessee.
OPINION
Although a stipulation of facts is absent from the guilty plea submission hearing, we are able
to glean from the record that on July 28, 2006, the Defendant, while driving recklessly and under the
influence of alcohol at a high rate of speed, collided with another vehicle. The driver of the other
vehicle, Carla Marie Collins, suffered serious injuries as a result of the accident and died the
following day. Three children – ages three, six, and eleven – were in the Defendant’s vehicle. The
Defendant exhibited signs of intoxication at the scene and reported to officers that he had consumed
four or five beers.
The Defendant was initially charged with three counts of reckless aggravated assault relative
to each child victim, one count of vehicular homicide, and one count of DUI, first offense. Pursuant
to a plea agreement, the Defendant entered nolo contendere pleas to four counts of reckless
aggravated assault and one count of DUI. As part of the negotiated plea agreement, the Defendant
was sentenced to concurrent two-year sentences for each of the reckless aggravated assault offenses
involving the children. The parties also agreed that the Defendant would serve a four-year sentence
for the remaining reckless aggravated assault count, with manner of service left to the discretion of
the trial court. The agreement further provided for an eleven month and twenty-nine-day sentence
for the DUI to be served concurrently with the four-year sentence. Additionally, as part of the plea
agreement, the parties agreed that the two-year sentence would be served on supervised probation
consecutively to the sentence imposed for the remaining reckless aggravated assault count.
Following the entry of the nolo contendere pleas, the trial court conducted a hearing to determine
the manner of service of the four-year sentence.
The Defendant testified that he, at the time of hearing, was a thirty-six year old father of three
children. He stated that he financially supported his oldest child but, since the accident, had not
supported the two youngest children because their mother would not let him see them. At the time
of the hearing, the Defendant did not know the whereabouts of his two youngest children. He
testified that he had worked as a masonry apprentice for about three years. Although denying that
he was an alcoholic, the Defendant stated that he was “basically drunk constantly” after his break-up
with the younger children’s mother. He expressed remorse for the accident and explained that he
was momentarily distracted by checking his toddler son’s car seat buckle when the accident
occurred. However, he also acknowledged that his blood alcohol test revealed a blood alcohol
content of .17 within an hour of the accident. The Defendant testified that he had completed
successfully all other forms of probation for offenses he committed in the past and asked the trial
court to impose probation for the reckless aggravated assault count under consideration.
Carl Eugene Robertson, the deceased victim’s father, testified regarding the loss of his
daughter. He stated that her loss had been devastating to him and his family. The victim was a
single mother of a twenty-year-old daughter at the time of her death. Mr. Robertson asked that
justice be done for the senseless loss of his daughter. The victim’s sister-in-law, Lisa Gay DePew,
testified that she took in the victim’s daughter after the victim’s death. She stated that her niece feels
like her life was ruined the day her mother died. Her niece also quit school after the victim’s death.
At the conclusion of the hearing, the trial court noted the Defendant’s history of prior
convictions including a series of traffic offenses which it found significant in light of the offenses
in this case. The trial court found that the Defendant’s social history of dropping out of school and
intermittent employment weighed against granting alternative sentencing. The trial court further
noted that the Defendant, while successfully completing several probationary sentences, continued
to violate the law. As factors weighing in favor of alternative sentencing, the trial court noted the
Defendant’s remorse and financial responsibility for three children. However, the trial court found
significant the Defendant’s conviction of vandalism while on bond for the present case. Ultimately,
the trial court denied probation and alternative sentencing, stating that “if I granted him probation
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again this Court would have no reasonable assurance he would not commit new crimes.” 1 The trial
court ordered the Defendant to serve four years incarceration as a Range I, standard offender
followed by two years supervised probation.
ANALYSIS
An appellate court’s review of sentencing is de novo on the record with a presumption that
the trial court’s determinations are correct. Tenn. Code Ann. § 40-35-401(d) (2006). As the
Sentencing Commission Comments to this section note, on appeal the burden is on the defendant
to show that the sentence is improper. This means that if the trial court followed the statutory
sentencing procedure, made findings of fact that are adequately supported in the record, and gave
due consideration and proper weight to the factors and principles that are relevant to sentencing
under the 1989 Sentencing Act, the court may not disturb the sentence even if a different result were
preferred. State v. Fletcher, 805 S.W.2d 785, 789 (Tenn. Crim. App. 1991).
The principles of sentencing reflect that a defendant’s sentence should be no greater than that
deserved for the offense committed and should be the least severe measure necessary to achieve the
purposes for which the sentence is imposed. See Tenn. Code Ann. § 40-35-103(2), (4). Our
sentencing act also provides that a defendant who does not possess a criminal history showing a clear
disregard for society’s laws and morals, who has not failed past rehabilitation efforts, and who “is
an especially mitigated or standard offender convicted of a Class C, D, or E felony, should be
considered as a favorable candidate for alternative sentencing options in the absence of evidence to
the contrary.” Id. § 40-35-102(6); see also State v. Fields, 40 S.W.3d 435, 440 (Tenn. 2001). The
following considerations provide guidance regarding what constitutes “evidence to the contrary” for
purposes of the statute:
(A) Confinement is necessary to protect society by restraining a defendant who has
a long history of criminal conduct;
(B) Confinement is necessary to avoid depreciating the seriousness of the offense or
confinement is particularly suited to provide an effective deterrence to others likely
to commit similar offenses; or
(C) Measures less restrictive than confinement have frequently or recently been
applied unsuccessfully to the defendant.
Tenn. Code Ann. § 40-35-103(1); see also State v. Hooper, 29 S.W.3d 1, 5 (Tenn. 2000). In
determining whether to grant probation, the court must consider the nature and circumstances of the
offense; the defendant’s criminal record; his or her background and social history; his or her present
condition, both physical and mental; the deterrent effect on the defendant; and the defendant’s
potential for rehabilitation or treatment. See Tenn. Code Ann. § 40-35-103.
1
Notably, the record reveals that the trial court revoked the Defendant’s appeal bond in this case following
his conviction for second offense DUI, speeding, resisting arrest, evading arrest, and driving on a revoked license
committed two months after sentencing in this case.
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The Defendant was convicted of a Class D felony as a Range I, standard offender. Thus, he
was entitled to be considered a favorable candidate for alternative sentencing. However, a defendant
has the burden of establishing his or her suitability for full probation, even if the defendant is entitled
to be considered a favorable candidate for alternative sentencing. See State v. Boggs, 932 S.W.2d
467, 477 (Tenn. Crim. App. 1996). No criminal defendant is automatically entitled to probation as
a matter of law. State v. Davis, 940 S.W.2d 558, 559 (Tenn. 1997). Rather, the defendant must
demonstrate that probation would “subserve the ends of justice and the best interests of both the
public and the defendant.” State v. Souder, 105 S.W.3d 602, 607 (Tenn. Crim. App. 2002) (citations
omitted). Furthermore, under Tennessee’s revised sentencing act, the provision that certain
defendants should be considered favorable candidates for alternative sentencing is an “advisory
sentencing guideline” that the trial court “shall consider, but is not bound by . . . .” Tenn. Code Ann.
§40-35-102(6).
The record reveals that the trial court gave consideration to each factor in arriving at its
decision to deny the Defendant’s request for full probation and in requiring the sentence for a fourth
count of reckless aggravated assault to be served in custody prior to the service of the remaining
sentences on supervised probation. The Defendant’s criminal history and vandalism conviction
committed while on bond for the offenses reflect poorly on his potential for rehabilitation.
Therefore, we affirm the judgment of the trial court.
CONCLUSION
Based upon the foregoing, the judgment of the trial court is affirmed.
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D. KELLY THOMAS, JR., JUDGE
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