Swain v. Adult Parole Authority

Annotate this Case
Justia Opinion Summary

Swain sought a writ of mandamus in the Tenth District Court of Appeals to compel the Ohio Adult Parole Authority to expunge its records of allegedly inaccurate information and to provide him with a “meaningful opportunity for parole based upon accurate factual findings.” The Tenth District dismissed for failure to attach to his affidavit of indigency a certified statement from the institutional cashier. The Supreme Court of Ohio affirmed. When an inmate files a civil action or appeal against a government entity or employee in a court of common pleas, court of appeals, county court, or municipal court, he must comply with R.C. 2969.25's procedural requirements, including, for a waiver of the filing fee, submission of an affidavit of indigency and a statement showing the balance in his inmate account for each of the preceding six months, certified by the institutional cashier. Noncompliance warrants dismissal. In the Tenth District, Swain also moved to proceed in forma pauperis, attaching the required affidavit and stating that a statement of his prison account was attached; no statement was filed. He subsequently filed another affidavit with a statement of the running balance in his prison account. Swain’s belated attempt to comply with R.C. 2969.25(C) “does not excuse his noncompliance” and the statement was not certified by the institutional cashier.

Download PDF
[Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as State ex rel. Swain v. Adult Parole Auth., Slip Opinion No. 2017-Ohio-9175.] NOTICE This slip opinion is subject to formal revision before it is published in an advance sheet of the Ohio Official Reports. Readers are requested to promptly notify the Reporter of Decisions, Supreme Court of Ohio, 65 South Front Street, Columbus, Ohio 43215, of any typographical or other formal errors in the opinion, in order that corrections may be made before the opinion is published. SLIP OPINION NO. 2017-OHIO-9175 THE STATE EX REL. SWAIN, APPELLANT, v. OHIO ADULT PAROLE AUTHORITY, APPELLEE. [Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as State ex rel. Swain v. Adult Parole Auth., Slip Opinion No. 2017-Ohio-9175.] Mandamus—Action by inmate—R.C. 2969.25(C)—Failure to file six-month statement of balance in inmate’s account certified by institutional cashier warrants dismissal—Defect cannot be cured Dismissal by court of appeals affirmed. (No. 2017-0332—Submitted September 12, 2017—Decided December 27, 2017.) APPEAL from the Court of Appeals for Franklin County, No. 16AP-519, 2017-Ohio-517. ________________ Per Curiam. {¶ 1} Appellant, Sean Swain, sought a writ of mandamus in the Tenth District Court of Appeals to compel appellee, Ohio Adult Parole Authority, to SUPREME COURT OF OHIO expunge its records of allegedly inaccurate information and to provide him with a “meaningful opportunity for parole based upon accurate factual findings.” The Tenth District dismissed Swain’s complaint due to his failure to attach to his affidavit of indigency a certified statement from the institutional cashier in compliance with R.C. 2969.25(C). We affirm the court of appeals’ judgment. {¶ 2} When an inmate files a civil action or appeal against a government entity or employee in a court of common pleas, court of appeals, county court, or municipal court, he must comply with the procedural requirements contained in R.C. 2969.25. See also R.C. 2969.21(B). R.C. 2969.25(C) requires an inmate seeking a waiver of the applicable filing fee to submit with his complaint an affidavit of indigency and “[a] statement that sets forth the balance in the inmate account of the inmate for each of the preceding six months, as certified by the institutional cashier.” Noncompliance with the mandatory requirements of R.C. 2969.25 is fatal to a complaint for a writ of mandamus and warrants dismissal of the inmate’s action. State ex rel. Pamer v. Collier, 108 Ohio St.3d 492, 2006-Ohio1507, 844 N.E.2d 842, ¶ 5; State ex rel. White v. Bechtel, 99 Ohio St.3d 11, 2003Ohio-2262, 788 N.E.2d 634, ¶ 5. {¶ 3} When he filed his complaint in the court of appeals, Swain also filed a motion to proceed in forma pauperis, to which he attached an affidavit that attested to both his indigency and his prior civil actions. His motion stated that a certified cashier’s statement of his prison account was attached, yet no statement was filed. He attempted to comply with the requirements by subsequently filing another affidavit of indigency and a statement of the running balance in his prison account for the previous six months. {¶ 4} Swain’s belated attempt to comply with R.C. 2969.25(C) “does not excuse his noncompliance.” Fuqua v. Williams, 100 Ohio St.3d 211, 2003-Ohio5533, 797 N.E.2d 982, ¶ 9. In addition, the account statement Swain attached to his affidavit was not certified by the institutional cashier. State ex rel. Ridenour v. 2 January Term, 2017 Brunsman, 117 Ohio St.3d 260, 2008-Ohio-854, 883 N.E.2d 438 (affirming the dismissal of a mandamus action because the inmate’s account statement was not certified by the institutional cashier). Thus, dismissal of Swain’s petition was warranted on this basis. {¶ 5} The court of appeals did not err by dismissing Swain’s petition for noncompliance with R.C. 2969.25(C). We therefore affirm the judgment of the court of appeals. Judgment affirmed. O’CONNOR, C.J., and O’DONNELL, KENNEDY, FRENCH, O’NEILL, FISCHER, and DEWINE, JJ., concur. _________________ Sean Swain, pro se. Michael DeWine, Attorney General, and Zoe A. Lamberson, Assistant Attorney General, for appellee. _________________ 3
Primary Holding

Inmate's failure to submit a statement of his prison account in seeking a waiver of the filing fee for a mandamus petition warranted dismissal.


Disclaimer: Justia Annotations is a forum for attorneys to summarize, comment on, and analyze case law published on our site. Justia makes no guarantees or warranties that the annotations are accurate or reflect the current state of law, and no annotation is intended to be, nor should it be construed as, legal advice. Contacting Justia or any attorney through this site, via web form, email, or otherwise, does not create an attorney-client relationship.

Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.