IN RE MICHAEL JOSEPH SMITH MINORAnnotate this Case
STATE OF MICHIGAN
COURT OF APPEALS
In the Matter of MICHAEL JOSEPH SMITH,
December 26, 2000
WAYNE COUNTY PROBATE COURT JUDGE,
Wayne Circuit Court
LC No. 97-356294-DL
March 2, 2001
Before: Kelly, P.J., and White and Wilder, JJ.
Appellant attorney appeals as of right from an order of contempt entered under MCL
600.1701; MSA 27A.1701, which imposed sanctions in the amount of $250 pursuant to MCL
600.1715; MSA 27A. 1715 and costs in the amount of $295 pursuant to MCL 600.1721; MSA
27A.1721. We reverse.
Appellant filed an appearance in the underlying action less than a week before the
scheduled trial. The matter involved the defense of a minor charged with criminal sexual
conduct. The minor's parents retained appellant at such a late date because the attorney who had
been retained to represent their son failed to contact them for nearly a month beforehand. On the
day appellant filed his appearance, he attempted to file a motion to adjourn trial, a request for
transfer to a judge, and a demand for a jury. Appellant alleges that he was told that the motions
could not be filed at such a late date and that he would have to go before the referee.
On the day of trial, appellant raised the motions and the referee ruled that the minor had
already waived his right to a judge and a jury. Appellant argued that prior counsel did not
explain the difference between a bench trial and a jury trial to the minor's parents, and that the
waiver was not knowingly or affirmatively made. Appellant also argued that prior counsel failed
to conduct any discovery and appellant was not prepared to proceed to trial on the basis of the
information available to him. The court denied appellant's request for an adjournment, stating
that the parents had an affirmative duty to rectify the problem with prior counsel.1 Appellant
requested the referee to recuse himself.
Appellant also argued that the referee could not hear the case because the referee had
information concerning a polygraph examination of the minor and because he knew the minor
had initially pleaded guilty. When the referee refused to recuse himself, appellant sought a stay
to have his motion to recuse as well as his motion to adjourn reviewed by the chief judge, but the
referee refused the requests. Appellant asserted that the referee's refusal to allow him to go
before the chief judge was a blatant violation of the court rules.
The referee stated that
appellant's request to go before the chief judge was just another tactic to try to get an
adjournment. Appellant persisted and stated that, though he wanted an adjournment, that had
nothing to do with his request to go before the chief judge. He represented that he would pursue
the matter with the chief judge, this Court, and the Attorney Grievance Commission. The referee
told the prosecution to call its first witness. When appellant continued to plead his case for going
before the chief judge, the referee warned him that his behavior bordered on contempt.
As the courtroom was being cleared in preparation for the first child witness, appellant
began citing the court rule governing appeals to the chief judge. While off the record, appellant
allegedly accused the referee of ex parte communications with the parties and threatened to bring
charges against the referee. The minor's father also allegedly threatened the referee, whereupon
the proceedings went off the record. When the matter went back on the record, the referee
recited what had transpired off the record and then recused himself and stated that appellant and
the minor's father would be reviewed for contempt of court. Appellant claims that the referee's
version of what transpired off the record is inaccurate.
The referee filed an ex parte motion in the circuit court for an order to show cause why
appellant should not be held in civil contempt and supported the motion with an unsworn,
unsigned written statement of what allegedly occurred in the earlier proceedings. The circuit
court based its jurisdiction over the contempt proceedings on its jurisdiction over the underlying
action. One month after the contempt hearing, the circuit court issued its order finding appellant
in contempt. The order does not indicate the factual basis for the court's finding of contempt.
This Court reviews for abuse of discretion the issuance of an order of contempt.
Schoensee v Bennett, 228 Mich App 305, 316; 577 NW2d 915 (1998). Michigan courts of record
have the inherent common-law right to punish all contempts of court. In re Contempt of
Robertson, 209 Mich App 433, 436; 531 NW2d 763 (1995). The Legislature has vested the
Supreme Court, the circuit courts, and all other courts of record with contempt power. MCL
600.1701 et seq.; MSA 27A.1701 et seq. Referees in juvenile court proceedings may hold
contempt hearings, but may not issue contempt orders.
MCL 712A.10(1); MSA
27.3178(598.10)(1); MCR 5.913.
First, appellant argues that the circuit court lacked jurisdiction over the proceedings
because the allegedly contemptuous behavior took place outside the immediate view of the court,
or was indirect contempt. Consequently, the court could punish appellant only after proof of the
facts charged had been made by affidavit and opportunity had been given to defend. MCL
600.1711(2); MSA 27A.1711(2).2 We agree.
Before a show cause order may issue, there must be "a sufficient foundation of competent
evidence, and legitimate inferences therefrom." In re Contempt of Calcutt, 184 Mich App 749,
757; 458 NW2d 919 (1990). An affidavit attached to an ex parte motion for an order to show
cause must meet the requirements of MCR 2.119(B). It must be made on personal knowledge,
state with specificity admissible facts establishing the grounds stated in the motion, and show
affirmatively that the affiant, if sworn as a witness, can testify about the facts stated in the
affidavit. Although an affidavit must be verified by a person with personal knowledge of the
facts, the court may rely on reasonable inferences drawn from the facts stated. Michigan ex rel
Wayne Prosecutor v Powers, 97 Mich App 166, 168; 293 NW2d 752 (1980).
Additionally, when contempt proceedings for violating a court order are initiated, the
notice or order must be personally served on the alleged contemnor. MCL 600.1968(4); MSA
27A.1968(4); MCR 2.107(B)(1)(b). The order issued by the court required personal service
within seven days of the hearing. Appellant was served by facsimile, but does not contest
validity of the manner of service.
The subscribed and sworn portion of the form motion and order to show cause filed by
the complaining referee stated that appellant had not complied with an order dated October 24,
1997, "by failing [sic] to
engage in conduct that amounted to a 'willful creation of an obstruction of the
performance of the court's judicial duties' (see attachment). I recommend that
Attorney David Steingold be held in contempt and assessed fines, costs, and the
expense of the proceedings pursuant to MCLA 600.1715(2). The expense of the
proceedings as determined by Budget and Management is $295.00."
We find that the sworn portion of the form motion does not satisfy the requirements for
The general statement that appellant wilfully created "an obstruction of the
performance of the court's judicial duties" does not state with specificity facts sufficient to
support a finding of contempt. The "order" dated October 24, 1997, according to the attachment,
was the referee's statement to appellant on the telephone that his request for an adjournment was
not timely, but that, if the prosecutor had no objection, the case would be adjourned. There is no
indication that an order denying appellant's motion for an adjournment was entered by the court
on October 24, 1997.
The unsigned, unsworn written attachment filed with the motion consisted, in part, of
hearsay statements made by unidentified individuals outside the referee's presence that were not
based on personal knowledge of the complaining referee. The attachment did not meet the
requirements of an affidavit or an attachment to an affidavit.
inadequate affidavit is the predicate which underlies the contempt proceeding or if no affidavit at
all accompanies the petition, the court lacks jurisdiction over the person of the alleged
contemnor." Powers, supra at 168.3
Next, appellant argues that the court abused its discretion by holding him in contempt.
We agree. Under MCR 2.003(C)(1) and (2), a motion to disqualify a judge must be filed within
fourteen days of trial, or forthwith upon discovering the ground for disqualification, and must be
supported by an affidavit. Appellant's oral motion for disqualification was defective, People v
Bettistea, 173 Mich App 106, 123; 434 NW2d 138 (1988), and he did not seek leave to correct
the defect by filing a written motion supported by an affidavit. Moreover, our review of the
record does not establish, nor has appellant demonstrated, the personal bias and prejudice in fact
required for disqualification. MCR 2.003(B)(1).4 An actual showing of prejudice is required
before a trial judge will be disqualified. In re Forfeiture of $1,159,420, 194 Mich App 134, 151;
486 NW2d 326 (1992).
For the foregoing reasons, we find that it was not error for the referee to deny appellant's
oral motion for disqualification. However, the referee did err in refusing to refer the matter to the
chief judge. Under MCR 2.003(C)(3), if a challenged judge denies a motion to disqualify, in a
court having two or more judges, on the request of a party, the challenged judge must refer the
motion to the chief judge, who shall decide the motion de novo. The requirement that the motion
be referred to the chief judge is not discretionary.
Appellant stated that, though he desired an adjournment, he sought referral to the chief
judge for review of the referee's denial of his oral motion to disqualify. When the referee refused
the request, contrary to the court rule, appellant persisted.
Appellant's conduct clearly
undermined the referee's attempt to get the trial underway. However, because the referee erred in
not affording review de novo by the chief judge in this instance, appellant's conduct does not
support a finding of contempt. In re Meizlish, 72 Mich App 732, 737; 250 NW2d 525 (1976).
Finally, appellant argues that this was a criminal rather than civil contempt proceeding.
We disagree. As noted above, the referee did not have the authority to issue contempt orders.
Since he lacked authority to issue contempt orders and had recused himself, the referee correctly
initiated this deferred action by motion for order to show cause. The fact that the action was
deferred did not change the nature of the proceedings or the applicable standard of proof.
Wilder, J., concurred.
/s/ Michael J. Kelly
/s/ Kurtis T. Wilder
Appellant supported his motion with the affidavit of prior counsel attesting to the fact that the
matter had been neglected by the associate attorney responsible for the file during the prior
attorney's leave of absence from the firm starting August 1, 1997, that the parents stayed in
frequent contact with prior counsel during her sick leave, and also attesting to the fact that the
minor's parents made many attempts to contact the associate, but the calls were not returned.
Finally, on October 13 and 14, 1997, the father asked prior counsel to refer him to another
Because the referee could have held the contempt hearing, this was actually a deferred civil
contempt proceeding also governed by MCL 600.1711(2); MSA 27A.1711(2). We do not accept
appellant's argument that this was a criminal contempt proceeding.
The motion was argued by the chief referee, not by the complaining referee, who apparently
was not present.
The fact that prior counsel's affidavit stated that the minor had taken a polygraph test is not
evidence that the judge had personal knowledge of a disputed fact. MCR 2.003(B)(2). The
affidavit did not indicate the results of the test and there was no indication that the examination
supported a finding of guilt.