DIANA BOWEN V. HEALTH MANAGEMENT ASSOCIATES, ET AL.
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IMPORTANT NOTICE
NOT TO BE PUBLISHED OPINION
THIS OPINION IS DESIGNATED "NOT TO BE PUBLISHED ."
PURSUANT TO THE RULES OF CIVIL PROCEDURE
PROMULGATED BY THE SUPREME COURT, CR 76.28(4)(C),
THIS OPINION IS NOT TO BE PUBLISHED AND SHALL NOT BE
CITED OR USED AS BINDING PRECEDENT IN ANY OTHER
CASE IN ANY COURT OF THIS STATE; HOWEVER,
UNPUBLISHED KENTUCKY APPELLATE DECISIONS,
RENDERED AFTER JANUARY 1, 2003, MAY BE CITED FOR
CONSIDERATION BY THE COURT IF THERE IS NO PUBLISHED
OPINION THAT WOULD ADEQUATELY ADDRESS THE ISSUE
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BY THE COURT SHALL BE SET OUT AS AN UNPUBLISHED
DECISION IN THE FILED DOCUMENT AND A COPY OF THE
ENTIRE DECISION SHALL BE TENDERED ALONG WITH THE
DOCUMENT TO THE COURT AND ALL PARTIES TO THE
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RENDERED : FEBRUARY 19, 2009
NOT TO BE PUBLISHED
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2007-SC-000686-WC
DIANA BOWEN
V.
APPELLANT
ON APPEAL FROM COURT OF APPEALS
CASE NO . 2007-CA-000407-WC
WORKERS' COMPENSATION BOARD NO . 03-94984
HEALTH MANAGEMENT ASSOCIATES;
HONORABLE GRANT S. ROARK,
ADMINISTRATIVE LAW JUDGE; AND
WORKERS' COMPENSATION BOARD
APPELLEES
MEMORANDUM OPINION OF THE COURT
AFFIRMING
An Administrative Law Judge (ALJ) dismissed the claimant's application
for permanent income and medical benefits, finding that she did not suffer a
work-related back injury in 2002; that the back injury she sustained in 2003
was only temporary; and that the 2003 injury did not cause a psychological
impairment. The Workers' Compensation Board (Board) and the Court of
Appeals affirmed. Although the claimant takes issue with all three findings, we
affirm because the evidence did not compel favorable findings.
The claimant worked for the defendant-employer as a Licensed Practical
Nurse. She had a history of degenerative osteoarthritis and chronic lower back
pain for which she sought emergency room treatment in 2000. She regularly
did her charting while standing and co-workers knew of her back problems .
Her application for benefits alleged two work-related lower back injuries.
The claimant alleged that she sustained the first injury on May 1, 2002,
while lifting a patient. She testified that she informed her supervisor
immediately and sought treatment in the emergency room, where she received
anti-inflammatory medication that enabled her to finish her shift. MRI
revealed a ruptured lumbar disk for which she underwent surgery. She
returned to work in July 2002 .
The employer asserted that the claimant did not sustain a work-related
injury in May 2002 and also that she gave no notice of such an injury until she
filed her claim. It relied on testimony from Dr. Graulich, who reviewed her
medical records from May 2002, and on testimony from her supervisor and coworkers, who stated that she did not inform them of a work-related injury.
Emergency room records indicated that she complained of chronic low back
and hip pain in May 2002 but denied a new or recent injury. Other records
indicated that she directed her medical bills to be sent to her health insurer
and later applied for sickness and accident benefits during her time off work.
The claimant explained subsequently that she feared retaliation if she filed a
workers' compensation claim.
The ALJ determined that the claimant did not suffer a new work-related
back injury in May 2002 and that her condition and need for lumbar surgery at
that time resulted from her chronic pre-existing condition. Appealing, the
claimant asserts that she sustained a new injury in May 2002, relying on Dr .
Rapier, who evaluated her after the 2003 injury, and on portions of the
testimony from Drs. Bean and Wagner, who also saw her after the 2003 injury.
She asserts that her own initial testimony constituted substantial evidence
that she gave notice of a work-related injury on May 1, 2002.
The claimant had the burden to prove every element of her claim . I An
ALJ has the sole discretion to determine the quality, character, and substance
of evidence . 2 An ALJ may reject any testimony and believe or disbelieve various
parts of the evidence, regardless of whether it comes from the same witness or
the same adversary party's total proof 3 Although a party may note evidence
that would have supported a different decision, such evidence is not an
adequate basis for reversal on appeal. 4 When the party with the burden of
proof fails to convince the ALJ, that party's burden on appeal is to show that
overwhelming favorable evidence compelled a favorable finding, i.e. , that no
reasonable person could fail to be persuaded by the favorable evidence. 5 A
1 Roark v. Alva Coal Corporation , 371 S .W.2d 856 (Ky. 1963) ; Wolf Creek Collieries v.
Crum , 673 S .W.2d 735 (Ky.App . 1984) ; Snawder v. Stice, 576 S.W.2d 276 (Ky.App .
1979) .
Paramount Foods, Inc. v. Burkhardt , 695 S.W.2d 418 (Ky. 1985) .
3 Caudill v. Maloney's Discount Stores , 560 S.W.2d 15, 16 (Ky. 1977) .
4 McCloud v. Beth-Elkhorn Corp., 514 S.W.2d 46 (Ky. 1974) .
5 Special Fund v. Francis, 708 S.W.2d 641, 643 (Ky. 1986) ; Paramount Foods, Inc. v.
Burkhardt, supra; Mosle rev. Ford Motor Co . , 968 S .W. 2d 675 (Ky. App. 1998) ; REO
Mechanical v. Barnes, 691 S.W.2d 224 (Ky. App . 1985) .
2
3
finding supported by substantial evidence is not unreasonable.6
Although the ruptured lumbar disk may have constituted an injury in
medical parlance, KRS 342.0011(1) defines a compensable injury as being a
work-related traumatic event that is the proximate cause producing a harmful
change in the human organism . Met with evidence to the contrary, the
claimant's evidence did not compel a finding that work-related trauma caused
the disk to rupture. Nor did it compel a finding that she gave notice on May l,
2002, that her symptoms were work-related . Her co-workers' testimony
permitted a reasonable inference that no work-related injury occurred because
she failed to mention one. Likewise, contemporaneous hospital and emergency
room records permitted a reasonable inference that the symptoms for which
she sought treatment did not result from an injury but from her pre-existing
lumbar condition.
The claimant alleged that a second work-related back injury occurred on
February 14, 2003, when she attempted to remove sheets from beneath a
patient. Medical evidence indicated that she was taken to the emergency room
and hospitalized for several days. Dr. Bean diagnosed a lumbar strain/ sprain
in March 2003 and found her to be at maximum medical improvement (MMI) in
July 2003, at which point the employer discontinued temporary total disability
benefits .
6
Special Fund v. Francis, supra.
The claimant testified subsequently that she continued to experience
disabling back pain and had become depressed . She submitted reports of
medical and psychological evaluations and claimed that the injury rendered
her substantially, if not totally, disabled. Relying on diagnostic tests and
testimony by Dr. Bean and other medical experts, the employer argued that the
incident caused only a lumbar sprain that resolved. The ALJ determined
ultimately that the claimant did not sustain a new permanent back injury or
resulting psychological harm.
Appealing, the claimant asserts that the record contained objective
medical findings of a new injury in 2003, but the ALJ failed to consider them.
She also asserts that the ALJ erred by failing to consider Dr. Graulich's
testimony that took issue with the method by which Dr. Bean rated her
permanent impairment . As a consequence, the ALJ failed to rely on the rating
that Dr. Rapier attributed to the injury. Her final argument is that the ALJ
erred by failing to rely on Drs . Johnson and Granacher regarding the
psychological injury. We find no merit in any of these arguments.
Although Dr. Rapier reported that the 2003 injury aggravated the preexisting lumbar condition and caused permanent impairment, the employer
submitted expert medical evidence to the contrary. The claimant received
voluntary TTD benefits after the 2003 incident. The ALJ found that she did not
sustain a new permanent back injury due to the incident, i .e. , that the injury
was only temporary.? The conclusion was reasonable under the evidence .
Dr. Bean diagnosed a lumbar strain in March 2003, after two lumbar
MRIs and a nerve conduction study failed to reveal a recurrent disc herniation
or any other physiological reason for the claimant's complaints . Despite
continued complaints of pain, he remained steadfast in his diagnosis after a
lumbar myelogram and CT scan also failed to show a reason . He reported on
July 29, 2003 that she had a 7% permanent impairment rating under DRE
Category II, Lumbar.
Dr. Wagner agreed with Dr. Bean. He explained that any changes
evident on the diagnostics performed in March 2003 resulted from the previous
surgery and natural aging process rather than the 2003 injury. He explained
further that Dr. Bean based the impairment rating on the surgery and nonverifiable complaints of radicular pain rather than the 2003 injury.
Dr. Graulich noted that the claimant's physical examinations were
variable and suggested symptom magnification . He concluded elsewhere in the
report that "her problem is not work-related ." Although he took issue with Dr.
Bean's use of the DRE method to assign a permanent impairment rating after
the 2003 injury, he also questioned the permanent impairment rating that Dr.
Rapier assigned using the range of motion method, noting that "the validity of
range of motion is suspect." His testimony did not require the ALJ to disregard
7
See Robertson v. United Parcel Service, 64 S.W.3d 284, 287 (Ky. 2001) .
6
Dr. Bean's opinion that the 2003 incident caused only a lumbar strain/ sprain
or preclude a reasonable inference that Dr. Bean thought the injury resolved
with no permanent impairment . The reasonable finding that no new
permanent injury occurred in 2 003 rendered moot any issue regarding the
proper method for assigning a permanent impairment rating under the
American Medical Association's Guides to the Evaluation of Permanent
Impairment.
The ALJ found Dr. Shraberg's testimony to be most credible regarding
the alleged psychological injury and determined that the back injury did not
cause a psychological condition. Although the claimant argues that her
experts "gave more reasoned opinions," the decision may not be disturbed
because his testimony provides substantial evidence to support it. He found
evidence of symptom magnification and somatization but no evidence that the
back sprain caused the claimant to be depressed. Noting her "worrisome
cocktail" of medications, he stated that the continued use of narcotic pain
medication was no longer justified and that continued treatment for a mood
disorder due to pain simply reinforced her decision to disable herself and
become an invalid .
The decision of the Court of Appeals is affirmed.
Minton, C.J. ; Cunningham, Noble, Schroder, Scott and Venters, JJ.,
concur. Abramson, J., not sitting.
COUNSEL FOR APPELLANT,
DIANA BOWEN :
Leonard Joseph Stayton
P.O . Box 1386
Inez, Ky 41224
COUNSEL FOR APPELLEE,
HEALTH MANAGEMENT ASSOC. :
William Allie Lyons
Lends & Lends
151 E . Main Street
P.O . Box 800
Hazard, Ky 41702-0800
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