JAMES F. SIMPSON V. COMMONWEALTH OF KENTUCKY
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THIS OPINION IS DESIGNA TED "NOT TO BE
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SUPREME COURT, CR 76.25 (4) (c), THIS OPINION
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RENDERED : AUGUST 24, 2006
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Allurm-e Courf of A
2004-SC-0702-MR
JAMES F. SIMPSON
APPELLANT
APPEAL FROM GREENUP CIRCUIT COURT
HONORABLE LEWIS D. NICHOLLS, JUDGE
03-CR-00116
V
COMMONWEALTH OF KENTUCKY
APPELLEE
MEMORANDUM OPINION OF THE COURT
AFFIRMING
Appellant, James Simpson, was convicted in the Greenup Circuit Court on two
counts of first-degree assault and one count of first-degree burglary . He was
sentenced to a total of thirty years' imprisonment and appeals to this Court as a matter
of right.
Around midnight on July 26, 2003, Appellant entered a trailer at the Aqualand
campground in Greenup County. Cheryl Nelson, who owned the trailer, was in her
bedroom when she heard her sixteen-year-ofd niece Jessica scream . When Nelson
entered the kitchen, Appellant had Jessica around the neck and was striking her with a
hammer. Appellant then turned on Nelson and Jessica was able to escape to a
bedroom where she called 911 . Meanwhile, Appellant pulled out a pocket knife and
began stabbing Nelson in the arms and in the side . When Nelson screamed "Why?"
Appellant responded "I am in love with Jessica ." Eventually, Nelson was able to get the
knife away from Appellant.
The evidence at trial established that Nelson had met Appellant, who also lived
at the campground, during the spring of 2000. Appellant often ate dinner with Nelson
and apparently had free reign of her trailer . Nelson told the jury that she was shocked
at Appellant's behavior since she considered him a friend, and that she never realized
he had any fixation on Jessica . Nelson stated that at the time of the incident, Appellant
did not seem intoxicated and was not slurring his words .
Appellant testified in his own defense and admitted to assaulting Nelson and
Jessica . However, his defense was that he was under the influence of a combination of
OxyContin and Xanax to such extent that he had no recollection of the incident .
Appellant explained to the jury that he had become suicidal after the death of his
mother and had been taking drugs daily. Appellant insisted that he did not have any
prurient interest in Jessica .
At the close of trial, the jury found Appellant guilty of all charges and
recommended thirty years' imprisonment . The trial court entered judgment accordingly
and this appeal followed . Additional facts are set forth as necessary .
I.
Appellant first argues that he was prejudiced by the introduction of irrelevant
testimony and uncharged prior bad acts. Specifically, Appellant complains about
testimony from Commonwealth witnesses Alma Nelson and Tina Debo.
Alma Nelson, Nelson's mother and Jessica's grandmother, testified that about
three days before the attacks, she had played Yahtzee with Appellant, while Jessica
was outside swimming in the pool. Alma stated that several times during the game
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Appellant went to the window to watch Jessica . Alma testified :
I just never saw him do that before and I thought it was kind of
strange that you're sitting there playing Yahtzee and then you get
up and look out the window towards a swimming pool with two
people in it and you're not out there in the pool. I just thought it
was very unusual. And when Cheryl came back in the kitchen, I
believe my words were, "You should watch . . ."
At that point, the trial court interrupted Alma's testimony and would not permit her to tell
the jury what she had said to Cheryl. However, the Commonwealth was permitted to
ask Alma if she was aware of any other occasions when Appellant paid an inordinate
amount of attention to Jessica.
Tina Debo, Nelson's neighbor, testified that she had told Appellant to stay away
from her daughter after she had observed him lying in the weeds watching her kids and
Jessica . Debo explained that Appellant had been hiding in the weeds across from her
camp and when she approached him he got up and left. Debo further testified that
Appellant told her if her son didn't stay out of his business Appellant would hurt him .
Over defense objection, Debo opined that Appellant's "business" was following her
daughter and Jessica.
Appellant argues that Alma and Debo's testimony was not relevant to the attacks
and served only to create the inference that he was a child predator . He further claims
that Debo's recitation of Appellant's threat against her son was improper KRE 404(b)
prior bad acts testimony.
KRE 404(b) prohibits evidence of other crimes, wrongs or acts to prove action in
conformity therewith . Such evidence is admissible, however, if "probative of an issue
independent of character or criminal predisposition, and only if its probative value on
that issue outweighs the unfair prejudice with respect to character." Billings v.
Commonwealth, 843 S .W.2d 890, 892 (Ky. 1992). Other admissible purposes include
"proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence
of mistake or accident ." KRE 404(b)(1) . Further, the question of whether the probative
value of the evidence outweighs its prejudicial effect is a decision within the sound
discretion of the trial court. Simpson v. Commonwealth , 889 S .W .2d 781, 783 (Ky.
1994).
Here, Appellant's defense was that he was intoxicated to such an extent that he
did not know what he was doing when he assaulted Cheryl and Jessica. As such, we
are of the opinion that evidence Appellant had been watching Jessica in the days
leading up to the attacks was certainly probative of his motive and intent when he
entered the trailer, and rebutted his claim that his actions were the result of a mistake or
accident . Accordingly, there was no error in the admission of the testimony.
II .
Appellant next contends that he was denied a fair and impartial jury when the
trial court refused to remove for cause a venire person who admitted he would have
difficulty considering intoxication as a mitigating factor. Appellant alleges that this was
prejudicial to him under Thomas v. Commonwealth , 864 S .W .2d 252 (Ky. 1993) as he
was required to use a peremptory strike to remove the prospective juror .
In fact, the juror in question, while noting his reservation about intoxication as a
defense, stated that he could follow any instructions given to him, including one on
intoxication . Notwithstanding, the issue is essentially moot in light of this Court's recent
decision in Morgan v. Commonwealth, 189 S .W.3d 99,107 (Ky. 2006), wherein we
held:
A defendant's right to be tried by an impartial jury is infringed only if
an unqualified juror participates in the decision . Rigsby v.
Commonwealth , 495 S.W.2d 795 (Ky. 1973); Randolph v.
Commonwealth , 716 S .W.2d 253 (Ky. 1986); Sanborn v.
Commonwealth , 754 S .W .2d 534 (Ky. 1988). As long as the jury
that actually hears and decides the case is impartial, there is no
constitutional violation . Even if a juror should have been removed
for cause, such error does not violate the constitutional right to an
impartial jury if the person did not actually sit on the jury. Cf. Turin
v. Commonwealth , 780 S.W.2d 619 (Ky.1989) ; Ross v. Oklahoma ,
487 U.S . 81, 108 S. Ct. 2273, 101 L. Ed. 2d 80 (1988).
Thus, as the juror in question herein did not participate in the trial, Appellant
cannot claim that he was denied a fair and impartial jury.
Ill .
Appellant next complains that he was prejudiced by improper expert testimony
by Greenup County EMT Robert Land . Land was called by the Commonwealth to rebut
Appellant's claim that he was under the influence of drugs at the time of the assaults .
Land testified that upon arriving at the scene, he observed Appellant lying face
down in the yard . Land then performed a sternum rub to wake Appellant. Land stated
that after complaining of chest pains, Appellant remained still and kept his eyes closed .
However, Land noticed that Appellant periodically looked out of the corner of his eye to
see if anyone was watching him . As a result, Land performed a test on Appellant that
EMT's utilize when they suspect a patient is faking unresponsiveness. Land explained
that the test involves holding a patient's hand over his or her face and then dropping it.
If the hand avoids hitting the face, it is an indication that the patient is not, in fact
unconscious. Appellant did not let his hand hit his face, thus indicating to Land that he
was conscious and aware of what was happening . Land testified that he believed
Appellant was faking unconsciousness to avoid talking to police .
Land stated that Appellant was then placed into an ambulance for transport to
the local hospital . During the trip, Appellant was responsive, talked to EMTs, and even
attempted to remove the gurney straps . Land testified, however, that when the
ambulance arrived at the hospital Appellant again became "unresponsive," although he
did react to pain from the insertion of an IV needle and a catheter. Land stated that
based upon his experience and training, when a patient is truly unconsciousness as a
result of drugs, there is no response to pain . Land again opined that Appellant was
faking unconsciousness to avoid talking to police or going to jail.
It was not until the conclusion of Land's testimony that defense counsel
approached the bench and objected to Land's speculation as to why Appellant was
faking unconsciousness . Although the trial court noted that the objection was rather
late, it did offer to admonish the jury to disregard Land's speculation . However, a
discussion ensued wherein defense counsel specifically noted that he was not objecting
to Land's opinion that Appellant was faking, but only to his speculation as to why
Appellant was doing so. The trial court ruled that Land was qualified to give an opinion
as to whether or not Appellant was faking unconsciousness. No ruling was made as to
Land's speculative opinion and defense counsel did not request that the jury be
admonished .
On appeal, Appellant now argues not only that the jury should have been
admonished to disregard Land's opinion that Appellant was faking unconsciousness to
avoid police, but further that the trial court should have held a Daubert hearing to
determine whether or not the test Land performed was scientifically reliable . Daubert v.
Merrell Dow Pharmaceuticals, 509 U.S . 579, 113 S . Ct. 2786, 125 L. Ed . 2d 469
(1993). We disagree .
First, Appellant did not present his Daubert argument to the trial court and, as
such, cannot raise it herein . Kennedy v. Commonwealth , 544 S .W.2d 219, 222 (Ky.
1976). In fact, defense counsel specifically stated that he did not object to the basis of
Land's test or even to his opinion that Appellant was faking unconsciousness . And we
agree with the trial court that Land's experience and training qualified him to offer such
expert testimony.
With regard to Land's speculation that Appellant was faking unconsciousness to
avoid the police, the Commonwealth concedes such probably should not have been
admitted . Nevertheless, Appellant failed to request an admonition despite the trial
court's willingness to give one. Thus, it is reasonable to conclude that Appellant did not
believe an admonition was advantageous . Regardless, the absence of a request for an
admonishment certainly operates as a waiver. Brock v. Commonwealth , 391 S .W .2d
690, 692 (Ky. 1965).
In any event, given the testimony concerning Appellant's behavior in the
ambulance versus that at the hospital, the jury could have reasonably inferred
Appellant's motive without Land's speculation . Thus, we cannot conclude that Land's
opinion carried much weight or improperly invaded the province of the jury. Error, if
any, was harmless . RCr 9.24.
IV.
Finally, Appellant argues that the trial court erred in refusing to given an
instruction on assault under extreme emotional disturbance . Citing to Springer v.
Commonwealth , 998 S .W.2d 439, 452 (Ky. 1999), Appellant claims that the jury could
have found that the death of his mother three months before the assault was the
triggering event for an emotional disturbance that continued uninterrupted and was
exacerbated by his heavy drug usage. We disagree .
KRS 507 .020(1)(a) provides, in relevant part :
[A] person shall not be guilty under this subsection if he acted
under the influence of extreme emotional disturbance for which
there was a reasonable explanation or excuse, the reasonableness
of which is to be determined from the viewpoint of a person in the
defendant's situation under the circumstances as the defendant
believed them to be .
Appellant's defense at trial was that he had no recollection of the events in question
because he was under the influence of drugs at that time. As a result, there was simply
no evidence that Appellant was acting under extreme emotional disturbance.
Nor do we find any correlation between Appellant's alleged emotional
disturbance and the crimes which he committed. We must agree with the
Commonwealth that there is no reasonable explanation or excuse under the
circumstances as Appellant believed them to be which would connect his mother's
death and his consumption of drugs to the unprovoked assaults upon Cheryl and
Jessica . Compare Fields v. Commonwealth , 44 S .W .3d 355 (Ky. 2001) . Therefore, the
trial court properly denied the instruction .
The judgment of the Greenup Circuit Court is affirmed .
All concur.
COUNSEL FOR APPELLANT :
Shannon Dupree
Assistant Public Advocate
Department of Public Advocacy
100 Fair Oaks Lane, Suite 302
Frankfort, Ky 40601
COUNSEL FOR APPELLEE:
Gregory D. Stumbo
Attorney General of Kentucky
Todd F. Ferguson
Assistant Attorney General
Office of the Attorney General
1024 Capital Center Drive
Frankfort, Ky 40601
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