ROBERT JOHN HUMMEL, SR., V. COMMONWEALTH OF KENTUCKY
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NOT TO BE PUBLISHED OPINION
THIS OPINIONIS DESIGNA TED "NOT TO BE
PUBLISHED. " PURSUANT TO THE RULES OF
CIVIL PR OCED URE PROMUL GA TED B Y THE
SUPREME COURT, CR 76.28 (4) (c), THIS OPINION
IS NOT TO BE PUBLISHED AND SHALL NOTBE
CITED OR USED AS A UTHORITYIN ANY OTHER
CASE INANY CO URT OF THIS STA TE.
RENDERED : SEPTEMBER 22, 2005
NOT TO BE PUBLISHED
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ROBERT JOHN HUMMEL, SR.
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APPELLANT
APPEAL FROM McCRACKEN CIRCUIT COURT
HONORABLE R. JEFFREY HINES, JUDGE
NO . 03-C R-00439
V.
COMMONWEALTH OF KENTUCKY
APPELLEE
MEMORANDUM OPINION OF THE COURT
AFFIRMING
Robert John Hummel, Sr. was convicted on three counts of incest involving acts
of deviate sexual intercourse with his two granddaughters, A.H . and N.H., who were
both minors at the time . He appeals to this Court as a matter of right. Hummel argues
that the trial court erred in overruling his motion for a directed verdict because there was
insufficient evidence to support the conviction . In addition, he argues that improper
cross-examination of defense witnesses and improper comments during closing
argument by the prosecution resulted in substantial prejudice and a denial of due
process . We disagree, and affirm Hummel's conviction .
I.
FACTS
Robert John Hummel, Sr. was indicted on November 21, 2003, by the
McCracken County Grand Jury on three counts of incest . Two counts involved deviate
sexual intercourse with his granddaughter N.H .. The other count involved deviate
sexual intercourse with his granddaughter, A .H. .
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In August 2001, a family friend, Tina Clark, came to appellant's house and
explained that she was moving from her place of residence . When Ms. Clark asked for
assistance, the appellant volunteered N .H . and himself to help her move . When they
arrived at Clark's apartment, no one else was there. N .H . testified that she and the
appellant engaged in deviate sexual intercourse while at the apartment. In April or May
of 2002, N .H. testified that another act of deviate sexual intercourse occurred between
the appellant and her. This occurred after the appellant pulled his car into an isolated
area, and then asked for a sexual favor in exchange for cigarettes and money .
A .H . testified that in August of 2003, she and the appellant engaged in deviate
sexual intercourse . According to A.H ., this happened after they returned home from
visiting Mrs. Joyce Lance in the hospital. The appellant denied any sexual contact with
N .H. or A.H ., and also testified that he believed the two granddaughters had fabricated
the allegations because of the appellant's threat to turn in his son, their father, Bobby
Hummel Jr., for dealing drugs, if he didn't stop dealing .
11 .
MOTION FOR DIRECTED VERDICT
The appellant first argues that the trial court erred by denying his motions for a
directed verdict because there was insufficient evidence to support the conviction . It
has been well established that the appropriate standard of review on appeal for judging
the sufficiency of the evidence is: "If under the evidence as a whole, it would not be
clearly unreasonable for a jury to find the defendant guilty, he is not entitled to a
directed verdict of acquittal ." Commonwealth v. Sawhill, 660 S .W .2d 3, 5 (Ky . 1983) .
Moreover, the evidence should be viewed in a light most favorable to the
Commonwealth . Id . at 4.
In the instant case, both N.H. and A.H . testified the acts of incest occurred . The
surrounding circumstances such as place and time were corroborated by the testimony
of other witnesses, including the appellant . Therefore, based on the testimony of N.H .
and A.H ., viewed in a light most favorable to the Commonwealth, it would not be clearly
unreasonable for the jury to find the defendant guilty. Thus, the trial court did not err in
denying the appellant's motions for a directed verdict.
111.
CROSS-EXAMINATION OF DEFENSE WITNESSES
The appellant claims that the cross-examination of appellant's adult daughter,
Christine Stevens, regarding a family court proceeding involving custody of Bobby
Hummel, Jr.'s children was improper . However, this alleged error was not properly
preserved for appellate review .
"RCr 9 .22 imposes upon a party the duty to make `known to the court the action
he desires the court to take or his objection to the action of the court . . .' Failure to
comply with this rule renders an error unpreserved ." West v. Commonwealth , 780
S.W.2d 600, 602 (Ky. 1989) (citing Bowers v. Commonwealth , 555 .S.W.2d 241 (Ky.
1977)) . Pursuant to RCr 10.26, an unpreserved error which affects the substantial
rights of a party may be reviewed and relief may be granted provided that manifest
injustice has resulted from the error. But, as this Court explained in Brock v.
Commonwealth , 947 S.W .2d 24, 28 (Ky. 1997) : "We have interpreted the requirement
of `manifest injustice' as used in RCr 10.26 (formerly RCr 9.26) to mean that the error
must have prejudiced the substantial rights of the defendant, Schaefer v.
Commonwealth, 622 S.W .2d 219 (Ky. 1996), i.e . , a substantial possibility exists that the
result of the trial would have been different . Partin v. Commonwealth , 918 S.W .2d 219,
224 (1996) ."
After a careful review of the record, this Court cannot find that manifest injustice
resulted from the alleged error.
The appellant next argues that the cross-examination of Christine Stevens
concerning criminal charges against her husband was improper . This issue was
properly preserved for appellate review.
Regarding admissibility of evidence, the balancing of the probative value of
evidence against the danger of undue prejudice is a task properly reserved to the sound
discretion of the trial judge . Commonwealth v. English , 993 S .W.2d 941, 945 (Ky .
1999)(internal citations omitted) .
Under KRE 611(b), a witness may be cross-examined on any matter relevant to
the case. "The presentation of evidence and the scope and duration of crossexamination is within the sound discretion of the trial judge ." Baze v. Commonwealth ,
965 S.W .2d 817, 821 (Ky. 1997) (citing Moore v. Commonwealth , 771 S.W .2d 34 (Ky.
1988)) .
Detective Krueger, the lead investigator and arresting officer of the defendant in
the present case, was also involved in the investigation of Christine Stevens' husband
for theft by deception . The Commonwealth's Attorney cross-examined Christine
Stevens about this fact, and such questioning was objected to on the grounds of
relevancy . This Court finds that the testimony was relevant to show a potential bias of
Christine Stevens against the cause of the Commonwealth . In addition, there has been
no showing that the trial judge abused his discretion in balancing the probative value
against the danger of undue prejudice .
The appellant also argues that the cross-examination of Helen Hummel
concerning a basement in the appellant's house was improper and is reversible error.
Again, this alleged error was not properly preserved for appellate review . As previously
stated above, RCr 10.26 requires a showing of manifest injustice before relief may be
granted for an unpreserved error. Here, the Commonwealth in its search for the truth
was inquiring about the defendant taking the children into the basement. Although the
result of the questioning was somewhat ambiguous, this is far from error. There has
been no showing of manifest injustice here .
The appellant assigns error to the portion of the cross-examination of Helen
Hummel where the Commonwealth's Attorney reminds her that she is under oath and
subject to a penalty of perjury . The counsel for the defense did object to this at trial .
After reviewing the record, it appears the prosecutor was merely attempting to
determine what Ms. Hummel had specifically told Detective Krueger on a previous
occasion . To remind a witness that he, or she, is under oath, and the consequences of
such a situation, is not error in the manner asserted here . There has been no showing
that the trial court abused its discretion in allowing this exchange to be heard by the
jury. See Hillard v. Comm . , 158 S.W.3d 758, 765 (Ky. 2005) .
Next, the appellant alleges that the prosecutor badgered Mr. Robert John
Hummel, Sr. and made comments outside the form of questions during crossexamination . The specific objections raised at trial involved a question which had been
asked and answered, a compound question, and an argumentative comment not in the
form of a question . The appellant also assigns error to a portion of the crossexamination which was not objected to, and thus, not properly preserved.
"The doctrine of nonprejudicial error, sometimes called `harmless error,' is that in
determining whether an error is prejudicial, an appellate court must consider whether on
the whole case there is a substantial possibility that the result would have been any
different ." Commonwealth v. McIntosh , 646 S.W.2d 43, 45 (Ky. 1983) .
While it does appear that some of the prosecutor's questions were argumentative
and improper, Mr. Hummel, the appellant, was well able to respond to the questions and
promote his theory of the case by doing so. A brief comment not in the form of a
question was made by the prosecutor, but it was immediately withdrawn after an
objection was raised . Here, there is no substantial possibility that the result would have
been any different absent the improper questions and comment by the prosecutor .
Thus, the error, if any, was harmless .
The appellant next argues that an exchange between the prosecutor and the
appellant regarding statements made by the appellant to Detective Krueger at the time
of arrest was improper and constituted comment on his constitutional right to remain
silent . This exchange was not properly preserved for appellate review . But again, an
unpreserved error which affects the "substantial rights" of a defendant may be reviewed
by an appellate court, and appropriate relief may be granted upon a showing that
manifest injustice has resulted from the error. RCr 10.26.
The Supreme Court held in Doyle v. Ohio , 426 U.S . 610, 618, 96 S.Ct. 2240,
2245, 49 L.Ed .2d 91 (1976) that it would be "fundamentally unfair and a deprivation of
due process to allow the arrested person's silence to be used to impeach an
explanation subsequently offered at trial ." The appellant urges this Court to find that the
Commonwealth's Attorney questions concerning the exchange between the appellant
and Detective Krueger amounted to a Doyle violation .
Doyle however, is distinguished from the present case . In Doyle , the appellant's
post-arrest silence was used to impeach an exculpatory explanation offered later at trial .
The principal rationale in Doyle was that Miranda warnings imply that one will not be
penalized for invoking his or her right to remain silent . Doyle , 426 U .S . at 618, 96 S .Ct.
at 2245 . In the present case, the appellant chose not to remain silent after he had been
placed under arrest. In fact, he initiated the conversation in question by asking the
Detective : "Aren't we going to talk some more?" Then almost immediately stated :
"Well, why should I tell you my side of the story? You're not going to believe me
anyway ." It is explicit in Miranda warnings that anything one says may be used against
him or her in a court of law. Miranda v. Arizona , 384 U .S . 436, 86 S .Ct. 1602, 16
L.Ed .2d 694 (1966) . Thus, it was not improper for the Commonwealth's Attorney to
cross-examine the appellant about his post-arrest statements .
IV.
CLOSING ARGUMENT
The appellant's final assignment of error involves alleged instances of improper
commentary by the Commonwealth's Attorney during his closing argument, at both the
guilt phase and the penalty phase . The first three claims of improper comment relate to
the guilt phase, and the final claim involves a comment during the penalty phase . None
of these alleged improper comments were properly preserved for appellate review . The
appellant urges this Court, pursuant to RCr 10 .26, to find that manifest injustice has
resulted from the alleged errors.
When considering claims of prosecutorial misconduct, this Court "must determine
whether the conduct was of such an `egregious' nature as to deny the accused his
constitutional right of due process of law." Slaughter v. Commonwealth , 744 S.W.2d
407, 411 (Ky. 1987) (citing Donnelly v. DeChristoforo , 416 U .S . 637, 94 S .Ct. 1868, 40
L.Ed .2d 431 (1974)) . In addition, the analysis must focus on the overall fairness of the
trial, and not the culpability of the prosecutor . Slaughter , 744 S.W.2d at 411-12 .
The first alleged improper comment came during the guilt phase of the trial when
the Commonwealth's Attorney told the jury that N.H.'s tears on the witness stand "were
the truest expression of the truth" that the courtroom had seen in a long time. This
Court has previously stated that a prosecutor may offer his interpretation of the
evidence to the jury. Hamilton v. Commonwealth , 401 S.W.2d 80, 88 (Ky. 1966) .
Similarly, a prosecutor is allowed to draw reasonable inferences from the evidence and
may make reasonable comments upon such evidence . Hunt v. Commonwealth , 466
S .W .2d 957, 959 (Ky., 1971) . The comment in question here was not improper, and
amounted to no more than the prosecutor's interpretation of, and reasonable comments
upon, the testimony of N.H .
The appellant next argues that the prosecutor engaged in improper argument by
stating that the evidence heard at trial was the same type of evidence used in
courtrooms across this country every day to convict people for sex crimes. Generally,
most prosecutions for sexual crimes against minors involve only two major witnesses the perpetrator and the victim. Thus, it was not improper for the prosecutor to argue
that the evidence presented to the jury was sufficient for a conviction . Without
discussing the propriety of arguing what other juries across the United States do,
nothing in this statement rendered the trial fundamentally unfair.
The appellant further contends that the Commonwealth's Attorney improperly
and prejudicially argued that the defense counsel "tried to pull a fast one" on the jury by
mentioning N.H .'s recantation of a different allegation in hopes of the jury assuming that
such recantation involved the allegations in the present case . In addressing whether it
was improper for a prosecutor to accuse defense counsel of attempting to deceive the
jury, this Court stated : "He accused counsel of pulling a `scam,' and he questioned the
sharpness of counsel . Great leeway is allowed to both counsel in a closing argument.
It is just that-an argument. A prosecutor may comment on tactics, may comment on
evidence, and may comment as to the falsity of a defense position." Slaughter v.
Commonwealth, 744 S.W.2d 407, 412 (Ky. 1987) . Just as in Slaughter , we find that the
comment by the prosecutor was proper and certainly did not affect the overall fairness
of the trial.
This final claim of improper commentary concerns a statement made during the
penalty phase. The prosecutor stated that the appellant told "bald-faced lie after baldfaced lie" on the witness stand during the guilt phase .
As already stated above, a prosecutor is entitled to draw reasonable inferences
from the evidence presented and is permitted to make reasonable comments on the
evidence . Hunt, 466 S.W.2d at 959. Although the appellant denied committing incest
with his two granddaughters, they testified to the contrary . Obviously, someone was not
telling the truth at trial . We find that the prosecutor's comments were properly confined
to the evidence presented at trial and the permissible inferences that could be drawn
from such evidence . While we might prefer "nicer language," this is a trial and we must
respect the adversarial setting . .
After carefully reviewing the record, the prosecutor's conduct during closing
arguments was not of such an "egregious nature" as to deprive the appellant of his
constitutional right of due process of law, nor can we find that manifest injustice resulted
from any alleged error that occurred during closing arguments .
For the reasons stated above, we affirm .
All concur.
COUNSEL FOR APPELLANT :
Emily Holt Rhorer
Assistant Public Advocate
Department of Public Advocacy
Suite 302, 100 Fair Oaks Lane'
Frankfort, KY 40601
COUNSEL FOR APPELLEE :
Gregory D . Stumbo
Attorney General of Kentucky
George G. Seelig
Assistant Attorney General
Criminal Appellate Division
Office of the Attorney General
1024 Capital Center Drive
Frankfort, KY 40601-8204
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