WOODSON (KERRY DREW) VS. WOODSON (KIMBERLA)
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RENDERED: DECEMBER 30, 2009; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2008-CA-001706-MR
KERRY DREW WOODSON
v.
APPELLANT
APPEAL FROM JEFFERSON FAMILY COURT
HONORABLE DOLLY W. BERRY, JUDGE
ACTION NO. 04-CI-502842
KIMBERLA WOODSON
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: ACREE, STUMBO AND WINE, JUDGES.
ACREE, JUDGE: Kerry Drew Woodson appeals an Order of the Jefferson Circuit
Court denying his motion to terminate or modify a previous award of maintenance
to his former wife Kimberla Woodson. Bound by the Kentucky Supreme Court’s
decision in Dame v. Dame, 628 S.W.2d 625 (Ky. 1982), the circuit court
determined that the prior maintenance award was a lump sum payment and
therefore not subject to modification. This court is likewise bound by the
precedent set forth in Dame and must affirm.
In an agreement signed by the parties, Kerry agreed to pay monthly
maintenance of $338.00 for a period of five years. The agreement was silent as to
modification. Dame dictates that only open-ended awards are subject to
modification. Id. at 627. Pursuant to Dame, an award payable in installments is
characterized as a lump sum if it involves a fixed and determinable amount. 16
LOUISE E. GRAHAM & JAMES E. KELLER, KENTUCKY PRACTICE §16:21 (3d ed. 2008). So
long as the court does not reserve jurisdiction to modify the amount, the amount is
not open ended. Id. Therefore, pursuant to Dame, the definite award set forth in
the parties’ agreement in this case is a lump sum and is not modifiable.
While the holding in Dame is controlling in the instant case, this
Court recognizes that the underlying concept set forth in Dame is under sharp
criticism. This underlying concept is known as alimony (or maintenance) in gross.
Id. Three primary and persuasive arguments challenge the soundness of the Dame
decision. First, the inability to modify a maintenance award payable in fixed
installments distorts the function of maintenance and is out of step with the
Uniform Marriage and Divorce Act (U.M.D.A.). Id. Second, the text of KRS
403.250 lends no support to the rule. And finally, the cases on which the Dame
ruling was based have since been overturned.
Graham and Keller, supra, state that “[w]hile the Dame rule may have
created expectations and has the force of precedent to support it, it is also a
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conceptual anomaly quite out of step with the property and maintenance scheme of
the U.M.D.A.” Id. In fact, two other U.M.D.A. states, Colorado and Missouri,
have dispensed with the concept. Id., citing Sinn v. Sinn, 696 P.2d 333 (Colo.
1985), and Cates v. Cates, 819 S.W.2d 731 (Mo. 1991).
Alimony in gross originated as a substitute for property division
before the system recognized marital property. Id. However, “[w]hen a
dissolution system has significant property distribution rules it is not necessary to
import alimony in gross as a gloss on those rules.” Id. Imposing such rules
distorts the function of maintenance, which is intended to provide for spousal
needs. Id. These awards should generally be limited to circumstances in which the
requisite need exists. Id.
The desired function of maintenance is highlighted by the text of
Kentucky Revised Statute (KRS) 403.250 which states:
[T]he provisions of any decree respecting maintenance
may be modified only upon a showing of changed
circumstances so substantial and continuing as to make
the terms unconscionable . . .
(emphasis supplied). Thus, maintenance awards are not intended to be definite, but
when the appropriate circumstances arise, should be changed to reflect those
circumstances. Further, the statute governing maintenance was modified after the
Court’s holding in Dame. Yet the legislature chose not to limit modification to
open-ended awards. See KRS 403.250. Instead, the statute instructs that “any
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decree of maintenance may be modified,” leaving no support for the Dame
holding. Id.
In Sinn v. Sinn, the Supreme Court of Colorado determined that under
the Colorado statute – which contains identical language to KRS 430.250 – all
maintenance awards are modifiable absent express agreement by the parties. See
generally Sinn v. Sinn, 696 P.2d 333 (Colo. 1985). This decision overturned In re
Marriage of Gallegos on which the ruling in Dame was based. Sinn, 696 P.2d at
336; see also Dame, 628 S.W.2d at 627, citing In re Marriage of Gallegos, 41
Colo. App. 116, 580 P.2d 838 (1978).
Dame also relied on a decision of the Arizona Court of Appeals. See
Dame, 628 S.W.2d at 627, citing Lindsay v. Lindsay, 115 Ariz. 322, 565 P.2d 199
(App. 1997). However, the Supreme Court of Arizona has since held that:
[I]f a decree is silent as to modifiability, the trial court
may, within the period of time periodic payments are
decreed, modify the decree to either shorten or lengthen
the term of periodic payments upon a showing of
substantial and continuing change of circumstances
affecting the purpose underlying the original spousal
maintenance order . . . to be considered a non modifiable
lump sum payment, spousal maintenance must be
delineated as non-modifiable in the decree.
Schroeder v. Schroeder, 161 Ariz. 316, 778 P.2d 1212, 1219 (1989). The opinion
noted that to the extent Lindsay was inconsistent with the holding, it was
disapproved. Id.
The decisions mentioned above are not alone in their criticism of the
maintenance in gross concept. In their concurring opinion in Messer v. Messer,
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134 S.W.3d 570 (Ky. 2004), Justices Graves and Keller expressed their distaste for
the Dame ruling. Messer at 574-75 (Graves, J. & Keller, J., concurring). The
justices noted that the majority in Messer overruled John v. John, 893 S.W.2d 373
(1995), and “because Dame is the linchpin of John, [they] would also overturn
Dame or at least sound its death knell louder than the majority[.]” Id.
Dame, strictly speaking, dealt with the “changed circumstances”
provision of KRS 403.250(1), while John, and Messer, considered KRS
403.250(2), the provision for termination of maintenance upon death or remarriage.
Id. However, “while the John Court may have broadened Dame’s holding
somewhat, John’s holding hardly ‘came out of left field’; it simply relied upon
Dame’s conclusion that lump-sum maintenance awards should be treated
differently from open-ended maintenance awards[.]” Id.
Justice Graves and Justice Keller asserted that the broader issue set
forth in Dame needed to be addressed. Id. Specifically, did the legislature in
enacting KRS 403.250 intend to permit the modification or amendment of a lump
sum award of maintenance as well as an open-ended one? “In [their] opinion, [the]
Court answered the question incorrectly in Dame, and [the Court] need not and
should not wait another twenty-two (22) years for another case to provide the
correct answer and overrule Dame[.]” Instead, they believed Messer v. Messer
should have overruled Dame at that moment, “for the benefit of the trial bench and
the practicing bar.” Id.
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Although it has not been “another twenty-two (22) years,” the issue in
the case sub judice presents the opportunity Justices Keller and Graves thought
Messer missed. This Court is fully aware of the strong arguments in favor of
allowing modification of installment payments even if they involve a fixed and
determinable amount. However, this Court lacks the authority to overturn Dame.
Therefore, the decision of the Circuit Court is affirmed.
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Michael R. Slaughter
Louisville, Kentucky
James P. McCrocklin
Louisville, Kentucky
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