COMMONWEALTH OF KENTUCKY VS. COLWELL (DONALD)Annotate this Case
RENDERED: SEPTEMBER 5, 2008; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
COMMONWEALTH OF KENTUCKY
APPEAL FROM FAYETTE CIRCUIT COURT
HONORABLE THOMAS L. CLARK, JUDGE
ACTION NO. 07-CR-00750
REVERSING AND REMANDING
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BEFORE: NICKELL AND THOMPSON, JUDGES; ROSENBLUM,1 SPECIAL
NICKELL, JUDGE: The Commonwealth of Kentucky has appealed from the
October 1, 2007, order of the Fayette Circuit Court sustaining Donald Colwell’s
(“Colwell”) motion to suppress evidence seized from him at the time of his arrest.
For the following reasons, we reverse and remand for further proceedings.
Retired Judge Paul W. Rosenblum sitting as Special Judge by assignment of the Chief Justice
pursuant to Section 110(5)(b) of the Kentucky Constitution.
On June 6, 2007, a Fayette County grand jury indicted Colwell for
possession of a controlled substance in the first degree2 and possession of drug
paraphernalia.3 On August 29, 2007, Colwell filed a motion to suppress all of the
evidence seized on the night of his arrest. An evidentiary hearing was held on
September 13, 2007, at which the trial court heard testimony from the two officers
involved in the arrest. The facts presented in this appeal are relatively simple and
On April 18, 2007, the Lexington Division of Police (“LDP”) received
a dispatch call to the Catalina Hotel located on West New Circle Road in
Lexington, Kentucky. The anonymous complainant informed the dispatcher that a
man in his mid-50’s was at the rear of the Catalina Hotel in a silver Ford Escort
bearing Hazard city tags brandishing a gun. The caller further stated the man was
talking about narcotics and was upset about a drug deal gone awry. Officer
Randall Kloss (“Officer Kloss”) was dispatched to the scene and arrived
approximately one minute later.
Upon his arrival at the Catalina Hotel, Officer Kloss discovered an
unoccupied silver Mercury Tracer4 bearing Hazard city tags located in the rear
parking lot. As he approached the front of the vehicle, Colwell began approaching
him from the rear entrance of the hotel. Colwell admitted ownership of the
Kentucky Revised Statutes (KRS) 218A.1415, a Class D felony.
KRS 218A.500, a Class A misdemeanor.
Officer Kloss testified that a Mecury Tracer is virtually indistinguishable from a Ford Escort.
Mercury Tracer. Officer Dawn Dunn (“Officer Dunn”) then arrived on-scene. She
inquired whether Colwell was armed and gained consent for a pat-down for
weapons, which she testified was intended to ensure officer safety due to the nature
of the dispatch call. Officer Dunn informed Colwell he was not under arrest prior
to performing the pat-down search. No weapons were located on Colwell’s
person. Officer Dunn read Colwell his Miranda rights and again informed him he
was not under arrest.
Officer Kloss requested Colwell’s identification and some other
general information. Colwell then voluntarily stated he had come from Frankfort
to the hotel with a female companion in an effort to obtain crack cocaine. Shortly
thereafter, Officer Dunn requested and received consent to search Colwell’s
vehicle. In a cup holder in the center console, she located approximately 1.5 grams
of cocaine, as well as a box of baking soda and a butane lighter. Colwell informed
the officers he had the baking soda and lighter to make crack cocaine from any
powdered cocaine he might obtain. Colwell was then placed in custody for
possession of a controlled substance and drug paraphernalia.
Following the evidentiary hearing, the trial court took Colwell’s
suppression motion under advisement. On September 28, 2007, the trial court
orally sustained the motion stating there was insufficient corroboration of the
anonymous tip as the information provided was readily ascertainable by general
observation, and there was no predictive behavior provided within the tip. The
court cited Florida v. J.L., 529 U.S. 266, 120 S.Ct. 1375, 146 L.Ed.2d 254 (2000),
and an unpublished opinion of this Court5 as the basis for its decision. A brief
written order sustaining the motion was entered on October 2, 2007. This appeal
Pursuant to RCr6 9.78, following an evidentiary hearing on a motion
to suppress, a trial court “shall enter into the record findings resolving the essential
issues of fact raised by the motion or objection and necessary to support the
ruling.” Unfortunately, the record before us contains no findings of fact and thus a
remand is necessitated. See Hebert v. Commonwealth, 566 S.W.2d 798, 800
(Ky.App. 1978); Lee v. Commonwealth, 547 S.W.2d 792, 794 (Ky.App. 1977)
(citing Francis v. Commonwealth, 468 S.W.2d 287 (Ky. 1971)). Because the
record is devoid of findings of fact it is impossible to determine whether the trial
court believed the officers had unlawfully seized Colwell in violation of the Fourth
Amendment thus tainting the remainder of the encounter, whether the trial court
believed any such taint was not cured by Colwell’s voluntary consent to search his
vehicle after he had been informed he was not under arrest, whether the trial court
believed Colwell’s consent to search his vehicle was involuntarily given, or
whether the trial court believed there was some other reason to suppress the
evidence. The trial court does not indicate the facts it relied upon in making its
The opinion of this Court relied upon by the trial court was under discretionary review by the
Supreme Court of Kentucky at that time. The Supreme Court has now rendered its decision in an
unpublished opinion reversing this Court and reinstating that defendant’s conviction, thus
rendering the trial court’s reliance upon our opinion suspect.
Kentucky Rules of Criminal Procedure.
decision, but rather made only legal conclusions from the bench. The written order
merely states “the Defendant’s motion to Suppress is SUSTAINED as to the
reasons stated on the video record.” Unfortunately, the referenced video record is
likewise devoid of any stated findings of fact to support the trial court’s legal
conclusion. In the absence of the required factual findings, we are unable to
conduct a meaningful review of the issues presented. Commonwealth v. Neal, 84
S.W.3d 920 (Ky.App. 2002); Brown v. Commonwealth, 564 S.W.2d 24 (Ky.App.
1978). Further, the mere citation of authority is insufficient to stand in the place of
the required findings of fact. Clark v. Commonwealth, 868 S.W.2d 101 (Ky.App.
Therefore, without speaking to the merits of any arguments presented
on appeal, we must reverse and remand this matter to the Fayette Circuit Court for
further proceedings and the entry of factual findings supporting its resolution of the
BRIEF FOR APPELLANT:
Attorney General of Kentucky
BRIEF AND ORAL ARGUMENT
Joshua D. Farley
Assistant Attorney General
ORAL ARGUMENT FOR
Joshua D. Farley
Assistant Attorney General