CLINTON K. REGAN v. COMMONWEALTH OF KENTUCKY
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RENDERED: DECEMBER 7, 2007; 2:00 P.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2006-CA-002289-MR
CLINTON K. REGAN
v.
APPELLANT
APPEAL FROM LAUREL CIRCUIT COURT
HONORABLE GREGORY A. LAY, JUDGE
ACTION NO. 01-CR-00195
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION AND ORDER
DISMISSING
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BEFORE: COMBS, CHIEF JUDGE; ACREE, JUDGE; HENRY,1 SENIOR JUDGE.
ACREE, JUDGE: Clinton Regan appeals, pro se, from an order of the Laurel Circuit
Court denying his motion to proceed in forma pauperis and for the appointment of
counsel to perfect his appeal. Regan's notice of appeal incorrectly names this order,
entered August 30, 2006, rather than the order denying his request for relief under
Kentucky Civil Rule (CR) 60.02, entered August 21, 2006. Due to his error, this Court
never obtained jurisdiction to hear an appeal from the denial of CR 60.02 relief.
Consequently, this appeal is dismissed.
1
Senior Judge Michael L. Henry sitting as Special Judge by assignment of the Chief Justice
pursuant to Section 110(5)(b) of the Kentucky Constitution and KRS 21.580.
Regan was indicted on charges of murder, first-degree robbery, first-degree
burglary, felony theft, and being a persistent felony offender in the first degree after he
and a co-defendant escaped from prison, broke into a home, killed the homeowner, and
stole his car. The Commonwealth filed notice of its intent to seek the death penalty.
Regan's counsel was able to negotiate a plea bargain for a total sentence of thirty-five
years. After more than two years had passed, Regan filed a motion for post-conviction
relief, pursuant to Kentucky Rule of Criminal Procedure (RCr) 11.42, alleging ineffective
assistance of counsel and claiming that his guilty plea was involuntary. The trial court
denied his RCr 11.42 motion, and he appealed to this Court.
While his appeal on the RCr 11.42 motion was pending, Regan filed a
motion to vacate his conviction under CR 60.02. This motion contained similar
allegations of ineffective assistance of counsel and involuntariness of his guilty plea.
This Court placed the appeal of the order denying RCr 11.42 relief in abeyance while the
trial court considered Regan's CR 60.02 motion. The trial court's order of May 8, 2006,
denied Regan's CR 60.02 motion on the grounds that the issues he raised were more
appropriately addressed in his RCr 11.42 proceeding. Unfortunately, the trial court's
order was apparently mailed to the wrong correctional facility, and Regan did not receive
notice that the trial court had denied his CR 60.02 motion in time to file an appeal. After
the trial court ruled on Regan's CR 60.02 motion, this Court placed the appeal from the
denial of RCr 11.42 relief back on the active docket. It was at this point that Regan
became aware of the trial court's order denying his CR 60.02 motion. We denied his
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request to reconsider returning his RCr 11.42 appeal to the active docket and, in an
unpublished opinion, affirmed the trial court. Regan v. Commonwealth, No. 2005-CA000586-MR, 2005 WL 2033693 (Ky.App. July 21, 2006).2
Regan then filed a second CR 60.02 motion asking the trial court to vacate
its previous order denying his first CR 60.02 motion and to enter a new order from which
he could file a timely appeal. The trial court denied this motion in an order entered on
August 21, 2006. No notice of appeal was filed; however, Regan filed a motion to
proceed on appeal in forma pauperis and for appointment of counsel. The trial court's
next order, dated August 30, 2006, denied Regan's requests because he failed to attach an
inmate account statement as required. He was given leave to refile his motion, with the
appropriate documentation, which he did. The trial court partially sustained the motion,
ordering Regan to pay a fifty dollar filing fee. Regan filed a notice of appeal “from the
Order Denying the Movant's motion to proceed on appeal in forma pauperis and for the
Appointment of Counsel to perfect his appeal, entered August 30, 2006.” No appeal of
the August 21, 2006, order denying his second CR 60.02 motion was ever filed.
On appeal, Regan argues in support of his CR 60.02 motion. He contends
the trial court erroneously relied on Gross v. Commonwealth, 648 S.W.2d 853, 856 (Ky.
1983), when it determined the claims in his CR 60.02 motion were not appropriate for
review under the rule. This argument, however, is irrelevant because Regan never
perfected an appeal from the trial court's order denying his CR 60.02 motion. It is wellestablished that the filing of the notice of appeal is mandatory and that the appellate court
2
The caption in this case misspelled the appellant's named as “Reagan.”
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lacks jurisdiction unless such notice is timely filed. Demoss v. Commonwealth, 765
S.W.2d 30, 32 (Ky.App. 1989)(citing Cobb v. Carpenter, 553 S.W.2d 290 (Ky.App.
1977) and Commonwealth v. Cobb, 728 S.W.2d 540 ( Ky.App. 1987)). Since Regan's
notice of appeal failed to name the order denying his CR 60.02 motion, this Court never
obtained jurisdiction to consider the merits of that appeal. Further, the trial court gave
Regan leave to refile his motion to proceed in forma pauperis with proper documentation
and a subsequent motion was, in fact, filed and partially granted. Consequently, this
appeal is moot.
For the foregoing reasons, the appeal from the trial court's order of August
21, 2006, is DISMISSED.
ALL CONCUR.
ENTERED: December 7, 2007
/s/ Glenn E. Acree
JUDGE, COURT OF APPEALS
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Clinton K. Regan, pro se
Eddyville, Kentucky
Gregory D. Stumbo
Attorney General of Kentucky
James C. Shackelford
Assistant Attorney General
Frankfort, Kentucky
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