HONORABLE ROBERT L. WHITAKER, DIRECTOR OF THE SPECIAL FUND V. MARY HELEN COAL CORPORATION; BOBBY R. CHAPMAN; HONORABLE LLOYD R. EDENS, ADMINISTRATIVE LAW JUDGE; AND THE WORKERS' COMPENSATION BOARD
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RENDERED: April 23, 1999; 10:00 a.m.
NOT TO BE PUBLISHED
C ommonwealth O f K entucky
C ourt O f A ppeals
NO.
1998-CA-000838-WC
HONORABLE ROBERT L. WHITAKER,
DIRECTOR OF THE SPECIAL FUND
APPELLANT
PETITION FOR REVIEW OF A DECISION
OF THE WORKERS' COMPENSATION BOARD
ACTION NO. WC-85-026578
v.
MARY HELEN COAL CORPORATION;
BOBBY R. CHAPMAN;
HONORABLE LLOYD R. EDENS,
ADMINISTRATIVE LAW JUDGE; AND
THE WORKERS' COMPENSATION BOARD
AND
APPELLEES
NO. 1998-CA-000997-WC
MARY HELEN COAL CORPORATION
CROSS-APPELLANT
CROSS-PETITION FOR REVIEW OF A DECISION
OF THE WORKERS’ COMPENSATION BOARD
ACTION NO. WC-85-026578
v.
HONORABLE ROBERT L. WHITAKER,
DIRECTOR OF THE SPECIAL FUND;
BOBBY R. CHAPMAN;
HONORABLE LLOYD R. EDENS,
ADMINISTRATIVE LAW JUDGE; AND
THE WORKERS’ COMPENSATION BOARD
CROSS-APPELLEES
OPINION
AFFIRMING IN PART, REVERSING IN PART, AND REMANDING
** ** ** ** **
BEFORE:
COMBS, KNOPF, AND SCHRODER, JUDGES.
KNOPF, JUDGE:
The Special Fund appeals and Mary Helen Coal
Corporation (MHC) cross-appeals from a March 9, 1998, opinion and
order of the Workers’ Compensation Board affirming an award of
income and medical benefits to the appellee, Bobby Chapman.
The
Special Fund maintains that Chapman has exhausted his eligibility
for partial disability income benefits and so should not have
been awarded a continuation of them.
MHC maintains that Chapman
has been awarded medical benefits for an injury that has never
been shown to be work related and that was not the subject of a
timely claim.
We agree with the Special Fund and accordingly
reverse that portion of the Board’s order awarding Chapman
additional partial disability income benefits.
We disagree with
MHC, however, and affirm that portion of the Board’s order making
MHC liable for certain of Chapman’s medical expenses.
In 1985, during the course of his employment with MHC,
Chapman suffered a series of work-related injuries which were
eventually found to have resulted in a fifty percent (50%)
occupational disability.
The Board deemed forty-five percent
(45%) of Chapman’s disability compensable and apportioned
liability between the Special Fund and MHC.
Although Chapman
alleged that the injuries affected both his back and his legs,
the original disability determination focused on Chapman’s
primary back injury and apparently concluded that all of the
compensable disability arose directly therefrom and not from the
alleged leg injury.
In January 1994, Chapman petitioned to reopen his 1985
claim.
He alleged that his occupational disability had increased
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as a result of a worsening of his prior injuries.
Among other
claims, he alleged that his right knee had become significantly
impaired.
The Board initially denied reopening on this ground,
agreeing with the ALJ that Chapman had failed to include the
alleged knee injury in his original claim.
On appeal to this
Court, however, it was determined that Chapman’s original
allegations of leg injuries adequately preserved the knee injury
issue for reopening.
The matter was then remanded to afford
Chapman an opportunity to prove either that an original knee
injury had worsened or that the back injury had aggravated a preexisting knee condition.
On remand, the ALJ found that Chapman’s knee impairment
had significantly worsened as a result of strains brought about
by the 1985 back injury.
He determined that Chapman’s
occupational disability had increased an additional fifteen
percent (15%).
Furthermore, because none of Chapman’s original
disability had been based on his knee condition, the ALJ ruled
that he was entitled to a new 425-week period of partial
disability benefits (apportioned entirely to the Special Fund) in
addition to medical benefits relating to treatment of the knee.
Relying on Newberg v. Cash, Ky. App., 854 S.W.2d 791 (1993), the
Board, in a split decision, affirmed these awards.
It is from
that order affirming that the Special Fund and MHC have appealed.
The Special Fund contends that the ALJ and Board have
misconstrued KRS 342.730(1)(b).
At the time of Chapman’s injury,
that statute provided for income benefits for permanent partial
disability “for a maximum period, from the date the disability
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arises, of four hundred twenty-five (425) weeks.”
The meaning of
this provision was at issue in Newberg v. Cash, supra.
In that
case, the claimant was found upon reopening to have undergone an
increase in occupational disability from zero percent (0%) to
thirty percent (30%).
Noting that these facts were unusual, this
Court held that the 425 week limitation on partial disability
income benefits is not invoked until benefits are actually paid.
Because no benefits had yet been paid to Cash, he was entitled
upon his successful reopening to the full 425 week period of
benefits.
The Court observed, however, that this situation was
different from the more common one in which the claimant has
originally been awarded partial disability benefits.
For in that
situation,
upon reopening and proving a greater degree
of disability, [the claimant] will be awarded
increased benefits with the compensable
period being reduced by the number of weeks
for which he has previously been compensated
under the original order.
854 S.W.2d at 793.
In this case, Chapman had already received permanent
partial disability income benefits for 425 weeks.
In light of
Cash, however, the ALJ and the Board determined that he was
entitled to an additional 425 weeks of such benefits because the
knee condition which had become disabling had not figured in the
original award.
The ALJ and the Board apparently reasoned that
Chapman’s knee-related disability had increased, like the
disability in Cash, from zero percent (0%) to a measurable
amount.
By conceptually isolating the knee-related disability in
this way, they seem further to have concluded that Chapman’s
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prior award of partial disability benefits had no bearing on his
eligibility for the additional award.
We disagree with both
aspects of this analysis.
We reject first the notion that for the purposes of KRS
342.730(1)(b) the disability arising from an injury can be parsed
according to the parts of the body affected.
Under that section
of the Workers’ Compensation Act, injured workers are to be
compensated for their total degree of disability whatever form
the disability takes, whether it stems from an injury to several
body parts or systems or from an injury to a single part.
The
compensation due for either type of injury is to be based on the
degree of disability suffered, not on the number of parts
affected.
Under the approach adopted by the Board in this case,
however, two equally disabling injuries could be compensated
differently depending on how diffuse the injury was.
For example, suppose Worker A suffered a back injury
and Worker B an injury to his arm and his leg.
Both workers are
deemed to be forty percent (40%) disabled, but Worker B’s leg
injury is found to contribute nothing to his disability.
Later,
both workers are found to have suffered a ten percent (10%)
increase in disability, Worker A’s due to further degeneration in
his back, while Worker B’s is due to a worsening of his leg
injury.
According to the Board, Worker A is eligible for an
increased benefit only for the remainder of his original 425 week
award, but Worker B is eligible for an additional 425 week award
based on the ten percent (10%) of his disability associated with
his leg.
This is not the result contemplated by the Act.
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The
Board’s approach would encourage workers to allege widespread
injuries to numerous parts of their bodies, regardless of the
present disabling effect of those injuries, merely on the chance
of becoming eligible for a “new” partial disability award
sometime in the future.
As noted by the dissenting board member,
in the current case the Board’s approact would be particularly
vulnerable to allegations of psychological impairment.
The
Board’s approach would also encourage workers to characterize
their injuries as multifaceted.
Instead of a disabling “back”
injury, for example, a worker could claim that he had suffered
myriad injuries to assorted tissues in and near his spine and
that only some of those injuries were currently disabling.
If
his disability were later found to have increased, he might argue
that the increase was due to the worsening of those injuries
previously deemed non-disabling which should now be compensated
with benefits for an additional 425 weeks.
We are convinced that KRS 342.730(1)(b) contemplates
the award of partial disability benefits based upon the injurious
incident or incidents giving rise to a particular claim, however
complex the injury might be, and which has been found to have
resulted in a particular, composite degree of occupational
disability.
Regardless of whether the disability arises from the
impairment of one body part or several, the statute contemplates
a single award based on the disability’s total composite degree.
At the time of Chapman’s injury, the General Assembly had limited
eligibility for benefits in cases involving less than total
disability to a fixed period of 425 weeks.
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The benefit period
was not to be extended by a subsequent increase in disability
arising from the same injurious incident, unless the increase was
to total disability.
The Board erred, therefore, by deeming
Chapman’s leg injury a discrete, independently compensable source
of disability when the allegation was that the leg injury or its
disabling reality was caused by the same 1985 incidents that had
given rise to Chapman’s prior claim and award.
The Board also erred by concluding that Chapman’s prior
award of benefits under KRS 342.730(1)(b) did not bear upon his
eligibility for additional benefits under that statutory section.
Cash is clearly distinguishable in this regard.
In Cash there
was not a prior award of section (1)(b) benefits.1
was.
Here there
As was noted in Cash, an injurious, work-related incident
that causes partial disability entitles the injured worker to
“the payment of P[ermanent] P[artial] D[isability] benefits for a
period of 425 weeks; no more, no less.”
854 S.W.2d at 793.
Chapman’s prior receipt of section (1) (b) benefits exhausted, to
that extent, his 425 weeks of eligibility, and that eligibility
was not restored by the subsequent finding of increased
disability.
The Board erred by ruling otherwise.
In its cross-appeal, MHC complains that the award of
medical benefits was based on an unsupported finding that
1
The Board also relied on an unpublished opinion by this
Court in which it was held that a prior award of total disability
income benefits pursuant to KRS 342.730(1)(a) did not bear upon
the claimant’s eligibility for partial disability income benefits
under section (1)(b) when it was determined upon reopening that
the claimant’s disability had improved from total to partial. In
this unpublished case as in Cash, and unlike the case now before
us, there had not been a prior award of section (1)(b) benefits.
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Chapman’s worsened knee condition was due to work-related causes.
MHC notes that, at the time of his original award, Chapman was
deemed not to be disabled by his alleged knee impairment.
MHC
further notes that, in the original proceeding, neither the
existence of Chapman’s alleged knee injury nor its cause was
litigated.
Given this record, or lack of record, MHC maintains
that the ALJ and Board could not reasonably find that the alleged
knee injury provides a basis for reopening Chapman’s award.
As
the Board noted, this argument raises issues concerning the law
of the case.
More fundamentally, we believe, it misses the point
of the ALJ’s findings.
The ALJ based his decision on medical evidence that
Chapman’s knee impairment had worsened since the time of the
original award to the extent that it had become occupationally
disabling.
He also relied on medical evidence that the worsening
of Chapman’s knee condition was a consequence of Chapman’s back
injury, that changes wrought by that injury had led to increased
impairment and had thus aroused the disability directly
attributable to the knee.
The increase in both impairment and
disability, therefore, was found to be a consequence of Chapman’s
concededly work-related back injury, not, as MHC assumes, the
alleged injury to the knee.
These findings, we believe, were
based upon substantial evidence and thus may not be disturbed on
appeal.
Western Baptist Hospital v. Kelly, Ky., 827 S.W.2d 685
(1992).
In light of these findings, the ALJ correctly
determined that both the increased impairment and the increased
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disability were proper objects of benefit analysis.
As discussed
above, we are persuaded that the analysis was incorrectly carried
out with respect to Chapman’s entitlement to income benefits.
However, we believe that the ALJ correctly determined Chapman to
be entitled to medical benefits.
Pursuant to KRS 342.020, the
employer is liable for payments for “the cure and relief from the
effects of an injury . . .”
That liability extends to
situations, such as this one, where the effect of the injury is
the arousal and aggravation of a pre-existing condition.
Derr
Construction Co. v. Bennett, Ky., 873 S.W.2d 824 (1994).
The ALJ
and Board did not err, therefore, by awarding Chapman medical
benefits against MHC for the reasonable medical treatment of his
worsened knee impairment.
To summarize, the Workers’ Compensation Act provides
for the reopening of awards on the ground that the original award
was significantly mistaken or that conditions have changed to
such an extent that the original award is no longer suitable.
In
this case, the ALJ determined that Chapman’s impairment and
disability had increased enough to warrant a reconsideration of
his benefits.
The ALJ properly ruled that his increased
impairment entitled Chapman to additional medical benefits, but
the ALJ misconstrued Chapman’s entitlement to income benefits.
At the time of Chapman’s injury, the right to income
benefits for partial disability arose from a work-related
incident or series of incidents and, once commenced, lasted for
only a fixed number of weeks.
Although the rate of compensation
for partial disability varied with the extent of the disability
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and could change if the extent of disability changed, the length
of the eligibility period was not affected by changes in extent
short of the onset of total disability.
This was so regardless
of whether the increase in disability was related to the
worsening of a body part originally affected by the injury or to
the spread of the injury’s effects to new areas.
By the time
Chapman filed his petition to reopen, he had already received
partial disability income benefits for the entire benefit period.
He had exhausted his eligibility for benefits pursuant to KRS
342.730(1)(b).
Unless he could establish that he had become
totally disabled and was thus entitled to benefits pursuant to
KRS 342.730(1)(a), he should not have been deemed entitled to
additional income benefits stemming from the 1985 work-related
incident or incidents that had given rise to his initial claim.
The Board and the ALJ erred by not so ruling.
For the reasons discussed above, we reverse that
portion of the March 9, 1998, opinion and order of the Workers’
Compensation Board deeming the Special Fund liable for partial
disability income benefits, and remand for entry of a new order
consistent with this opinion.
We affirm, however, that portion
of the Board’s March 9, 1998, opinion and order deeming Mary
Helen Coal Corporation liable for the appellee’s specified
medical expenses.
SCHRODER, JUDGE, CONCURS.
COMBS, JUDGE, DISSENTS AND FILES A SEPARATE OPINION.
COMBS, JUDGE, DISSENTING: I am more concerned with what
actually happened in this case (the worsening of the knee
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condition) than with speculating on possible abuses of the
compensation system in hypothetical instances.
The significant
fact of this case is that no award had been previously made for
the knee injury against which to compare and to reduce benefits
time-wise for this new injury.
A new award for 15% permanent
partial disability to be paid for a new period of 425 weeks was
wholly appropriate under the circumstances of this case.
The new
injury must be treated separately and without reference to the
previous award for purposes of mitigating the time-frame during
which the new benefits should be paid.
Otherwise, we would be
faced with a wrong for which no meaningful remedy could be
provided.
Thus, I would affirm the Board as to its award of both
medical and income benefits.
BRIEF FOR THE SPECIAL FUND:
BRIEF FOR APPELLEE:
Benjamin C. Johnson
Louisville, Kentucky
John Doug Hays
Pikeville, Kentucky
BRIEF FOR MARY HELEN COAL
CORPORATION:
Jeffrey D. Damron
Riley, Walters & Damron
Prestonsburg, Kentucky
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