CHARLIE DWAYNE COLLETT v. NALLY & HAMILTON ENTERPRISES, INC.; HON. ROBERT L. WHITAKER, Acting Director Administrative Law Judge; and WORKERS' COMPENSATION BOARD
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RENDERED: July 23, 1999; 2:00 p.m.
NOT TO BE PUBLISHED
C ommonwealth O f K entucky
C ourt O f A ppeals
NO.
1998-CA-000074-WC
CHARLIE DWAYNE COLLETT
APPELLANT
PETITION FOR REVIEW OF A DECISION
OF THE WORKERS' COMPENSATION BOARD
ACTION NO. WC96008794
v.
NALLY & HAMILTON ENTERPRISES, INC.;
HON. ROBERT L. WHITAKER, Acting Director
of SPECIAL FUND; HON. DONALD G. SMITH,
Administrative Law Judge; and
WORKERS’ COMPENSATION BOARD
APPELLEES
OPINION
AFFIRMING
** ** ** ** **
BEFORE:
COMBS, EMBERTON, and McANULTY, Judges.
COMBS, JUDGE:
Charlie Dwayne Collett appeals from the decision
of the Workers' Compensation Board affirming the Administrative
Law Judge's (ALJ) dismissal of his claim for retraining incentive
benefits.
In reviewing the briefs and the record, we note that
the opinion of the Board appropriately addressed the issues
presented to this court for review.1
As a result, we adopt the
Board's opinion, in part, as our own as follows:
Collett, born March 5, 1955, had approximately 23
years['] exposure to coal dust. His last date of
injurious exposure was August 30, 1996.
Collett supported his claim with medical evidence from
Dr. John E. Myers, Jr. and Dr. Robert W. Powell. Dr.
Myers read a film quality 2 x-ray dated December 9,
1996 and showing Category 1/1 coal workers'
pneumoconiosis. Dr. Powell read a quality 2 x-ray
dated December 9, 1996 as showing Category 1/1 coal
workers' pneumoconiosis.
Nally & Hamilton [Collett's employer] countered with
medical evidence from Dr. Matthew Vuskovich and Dr.
John Dineen, both of whom read quality 1 x-rays as
showing no evidence of coal workers' pneumoconiosis.
The ALJ reviewed the evidence in the record and
concluded that Collett did not sustain his burden of
proving the existence of coal workers' pneumoconiosis.
The ALJ noted that the negative diagnosis was validated
by at least two separate x-ray films. He further noted
that the x-rays read by Drs. Myers and Powell were
Grade 2. The ALJ chose to rely on the evidence of Dr.
Vuskovich who found no definitive stage of
pneumoconiosis.
On appeal, Collett argues the ALJ failed to provide
sufficient findings of fact for meaningful review. He
posits that the ALJ was persuaded by the fact that Drs.
Powell and Myers read Grade 2 x-rays. In essence, he
argues the ALJ should have relied on the testimony of
Dr. Powell because he is regarded as a reliable B
reader.
Since Collett had the burden of proof before the ALJ,
the issue on appeal is whether the evidence is so
overwhelming as to compel a finding in his favor.
Paramount Foods, Inc. v. Burkhardt, Ky., 695 S.W.2d 418
1
This appeal was ordered to be abated pending final
disposition by the Kentucky Supreme Court in Breeding v. Colonial
Coal Co., Ky., 975 S.W.2d 914 (1998). In Breeding, we held that
the 1996 amendment to KRS 342.732 was remedial and that it
applied retroactively to the claim being considered. Upon its
review, the Supreme Court held that questions relating to the
1996 amendment were not properly before the Court of Appeals and
should not have been addressed. Consequently, we resolve this
appeal without reference to that decision.
-2-
(1985). Compelling evidence is defined as evidence so
persuasive that it would be clearly unreasonable for
the ALJ not to be convinced by it. REO Mechanical v.
Barnes, Ky. App., 691 S.W.2d 224 (1985). It is
insufficient to show there is some evidence which would
support a reversal of the ALJ's decision. Where the
medical evidence is conflicting, as it was in this
case, the ALJ is given sole responsibility by the
[l]egislature and the [c]ourts to determine the weight
and credibility of the evidence. Caudill v. Maloney's
Discount Stores, Ky., 560 S.W.2d 15 (1997). Although
the medical evidence presented on behalf of Collett by
Drs. Myers and Powell would have supported a RIB award,
that evidence does not compel such an award. The
evidence upon which the ALJ relied in dismissing
Collett's claim, x-ray interpretations by Drs. Dineen
and Vuskovich, is evidence of substance to support that
decision and therefore it may not be disturbed on
appeal.
Furthermore, Collett argues the ALJ failed to provide
sufficient findings of fact for meaningful review. It
is not necessary for the ALJ to provide a detailed
discussion of either the evidence or the law when
making his findings of fact. Big Sandy Community
Action Program v. Chaffins, Ky., 502 S.W.2d 526 (1973).
It is only incumbent upon the ALJ to support his
ultimate conclusions with findings of basic fact taken
from the evidence. Shields v. Pittsburg & Midway Coal
Mining Co., Ky. App., 634 S.W.2d 440 (1982); KentlandElkhorn Coal Co. v. Johnson, Ky. App., 549 S.W.2d 308
(1977). The purpose of the findings is to apprise the
litigants of the basis of the ALJ's decision and to
allow for meaningful review on appeal.
In this case, we do not confront the mechanical "bare
bones" approach that the [c]ourt was faced with in
Shields, supra, and Johnson, supra. Here, the ALJ
reviewed Collett's history of coal mine employment and
exposure to coal dust, as well as the medical evidence
in rendering his decision. While the medical evidence
presented to the ALJ was sharply disputed as to whether
or not Collett had the disease, the ALJ stated he chose
to believe the testimony of Dr. Vuskovich which was
also supported by the testimony of Dr. Dineen. As
reviewed above, this was substantial evidence upon
which the ALJ could rely. This is not a case where the
ALJ based his ultimate conclusion on an incorrect
understanding of the basic facts as in Cook v. Paducah
Recapping Serv., Ky., 694 S.W.2d 684 (1985). The ALJ
noted that Drs. Powell and Myers read Grade 2 x-rays.
This goes to the weight to be afforded to the evidence
by the ALJ which is his sole responsibility. Caudill
v. Maloney's Discount Stores, Ky., 560 S.W.2d 15
-3-
(1977). He did not specifically reject their evidence
on the grounds of the lesser quality x-rays.
We conclude that the ALJ's decision is supported by
substantial evidence and his conclusion was supported
by sufficient findings of fact.
Nally & Hamilton request that fees and costs be imposed
against Collett due to a frivolous appeal pursuant to
KRS 342.310. Although we find no merit with Collett's
arguments, we do not believe that it is inconceivable
that he was acting in good faith in contesting the
ALJ's decision. Hence, we decline to impose sanctions.
See Roberts v. Estep, Ky., 845 S.W.2d 544 (1993).
Accordingly, the Opinion and Order rendered by Hon.
Donald G. Smith, Administrative Law Judge, is hereby
AFFIRMED and the appeal by Charlie Dwayne Collett is
hereby DISMISSED.
ALL CONCUR.
The decision of the Workers' Compensation Board is
affirmed.
-4-
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE NALLY AND
HAMILTON ENTERPRISES, INC:
Edmond Collett
Hyden, KY
Stanley S. Dawson
Lexington, KY
BRIEF FOR APPELLEE SPECIAL
FUND:
Benjamin C. Johnson
Louisville, KY
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