A. C. BRAKE COMPANY v. MARK J. SANDERS; and THE WORKERS' COMPENSATION BOARD AND MARK J. SANDERS V. A. C. BRAKE COMPANY; SPECIAL FUND; WORKERS' COMPENSATION BOARD; and MARK C. WEBSTER, Administrative Law Judge
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RENDERED: June 25, 1999; 2:00 p.m.
NOT TO BE PUBLISHED
C ommonwealth O f K entucky
C ourt O f A ppeals
No.
1997-CA-002316-WC
A. C. BRAKE COMPANY
v.
APPELLANT
PETITION FOR REVIEW
OF A DECISION OF
THE WORKERS' COMPENSATION BOARD
96-WC-004704
MARK J. SANDERS; and THE
WORKERS' COMPENSATION BOARD
AND
APPELLEES
No. 1997-CA-002533-WC
MARK J. SANDERS
CROSS-APPELLANT
CROSS-PETITION FOR REVIEW
OF A DECISION OF
THE WORKERS’ COMPENSATION BOARD
A. C. BRAKE COMPANY; SPECIAL
FUND; WORKERS’ COMPENSATION
BOARD; and MARK C. WEBSTER,
Administrative Law Judge
CROSS-APPELLEES
OPINION
AFFIRMING IN PART and REVERSING IN PART
* * * * * * * *
BEFORE:
DYCHE, EMBERTON and MILLER, Judges.
EMBERTON, JUDGE: This is an appeal from an opinion rendered by
the Workers’ Compensation Board reversing the Administrative Law
Judge’s denial of medical treatment payments and affirming the
denial of temporary total disability benefits beyond August 20,
1996.
The employer, A. C. Brake, appeals alleging that the ALJ’s
findings that a diagnostic test performed, and surgery that was
proposed to be performed, on Mark J. Sanders were not reasonable
nor medically necessary based on substantial evidence.
Sanders
cross-appeals contending that he is entitled to temporary total
disability benefits until such time that he reaches maximum
medical improvement.
He further alleges that the ALJ’s award of
a 30% occupational disability award is premature.
Sanders sustained a work-related injury on October 31,
1995, while lifting a crane band off a riveter.
Following the
injury, Sanders continued to work but testified that he did so
with pain.
In March 1996, Dr. Bonnarens restricted his work and
recommended surgery to fuse the sacroiliac joint.
Sanders was
taken off work and received TTD benefits from March 25, 1996,
through June 12, 1996, and again from June 26, 1996, through
August 20, 1996.
Dr. Bonnarens referred Sanders to Dr. Puno, an
orthopedic surgeon.
Dr. Puno diagnosed discogenic back pain
caused by a disruption of L4-5 and from L3-4.
A diskogram was
performed which showed no pain at L3-4 or L5-S1, but pain as a
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result of a herniated disc at L4-5.
Dr. Puno then informed
Sanders that he could live with the pain or be treated surgically
with either a decompression and disc removal or decompression
with a spinal fusion or spinal fusion alone.
The performance of
the diskogram and the need for surgical intervention are the
subjects of the present controversy.
After A. C. Brake refused
to pay for the surgery, Sanders returned to work with
restrictions.
Dr. Puno testified that if Sanders did not have
the surgery he had reached maximum medical improvement.
He
admitted that the surgery would not completely diminish Sanders’
pain and that the diskogram was not a widely accepted diagnostic
tool.
Dr. Hargadon saw Sanders at the request of A. C. Brake.
He stated that a fusion at L5-S1 might be indicated and could be
very successful.
However, his opinion was that a disketomy and
an anterior/posterior fusion would result in increased physical
restrictions.
He testified that a diskogram is a controversial
procedure not accepted by most orthopedic or neurosurgeons and
unnecessary to diagnose Sanders’ condition.
Dr. Banerjee first saw Sanders on April 26, 1996, and
treated him until August 9, 1996.
He found that Sanders suffered
from piriformis syndrome and that no surgery was indicated.
released Sanders to return to work on August 16, 1996.
He
He stated
that a diskogram had no value as a diagnostic tool in Sanders’
case.
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Sanders filed a motion seeking an order directing A. C.
Brake to pay for the medical treatment and pay additional TTD
benefits during his recovery.
The ALJ relied on the opinion of
Dr. Banerjee and concluded that the surgery was neither necessary
nor reasonable.
He also found the diskogram to be unnecessary.
Since Dr. Banerjee had released Sanders for return to work on
August 16, 1996, TTD benefits were denied past August 20, 1996,
the date TTD was terminated.
During the litigation there was also testimony
regarding Sanders’ permanent impairment.
Dr. Daniel A. Duran
assessed Sanders with a 14% impairment and imposed physical
restrictions.
Additionally, there was testimony from a
vocational expert.
Ultimately, the ALJ found that Sanders had an
occupational disability of 30% which he apportioned 50/50 between
A. C. Brake and the Special Fund.
A. C. Brake argues that the ALJ’s denial of medical
treatment was based on substantial evidence.
The standard for
determining whether medical treatment is reasonable and necessary
was explained by the court in Square D Company v. Tipton, Ky.,
862 S.W.2d 308, 309-310 (1993):
KRS 342.020(1) allows a worker to choose her
own physician and to have whatever medical
treatment is reasonably necessary for the
cure and/or relief of her injury. The burden
of proving that a treatment is unreasonable
is on the employer. While the injured worker
must be given great latitude in selecting the
physician and treatment appropriate to her
case, the worker’s freedom of choice is not
unfettered. KRS 342.020(3) indicates that
the legislature did not intend to require an
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employer to pay for medical expenses which
result from treatment that does not provide
‘reasonable benefit’ to the injured worker.
An employer may not rely on this section
simply because he is dissatisfied with the
worker’s choice, for example, or because the
course of treatment is lengthy, costly, or
will not provide a complete cure. We
believe, however, that this section relieves
an employer of the obligation to pay for
treatments or procedures that, regardless of
the competence of the treating physician, are
shown to be unproductive or outside the type
of treatment generally accepted by the
medical profession as reasonable in the
injured workers’ particular case. We also
believe that such decisions should be made by
the ALJs based on the particular facts and
circumstances of each case, so long as there
is substantial evidence to support the
decision. (Citations omitted).
The employer has the burden to prove that the proposed
medical treatment is unreasonable and unnecessary.
Enterprises v. Yates, Ky., 865 S.W.2d 654 (1993).
Mitee
However, the
ALJ’s finding that the burden has been met may not be reversed on
appeal if it is supported by substantial evidence.
310.
Tipton at
Dr. Banerjee testified that Sanders did not require
surgery, and in fact, such a procedure would worsen his
condition.
unnecessary.
Additionally, he found the diskogram to be
Dr. Hargadon did not believe Sanders needed a
disketomy and found the diskogram a controversial procedure.
Clearly, this is sufficient evidence to support the ALJ’s
decision to deny an award of medical expenses.
Although the
Board may have reached a different conclusion based on the
conflicting evidence, it is for the ALJ and not the Board to
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resolve the conflict.
Pruitt v. Bugg Bros., Ky., 547 S.W.2d 123
(1977).
We do not find that the ALJ’s denial of TTD for a
period beyond which they have been paid to compel a contrary
result.
Roberts v. Estep, Ky., 845 S.W.2d 544, 547 (1993).
TTD is payable until the medical evidence
establishes the recovery process, including
any treatment reasonably rendered in an
effort to improve the claimant’s condition,
is over, or the underlying condition has
stabilized such that the claimant is capable
of returning to his job, or some other
employment, of which he is capable, which is
available in the local labor market.
Moreover, as the Board noted, the question
presented is one of fact no matter how TTD is
defined.
W. L. Harper Construction Co. v. Baker, Ky. App., 858 S.W.2d 202,
205 (1993).
Again, there was medical testimony that Sanders is
capable of returning to work.
We find no error in the ALJ’s
finding that Sanders has reached maximum medical improvement and
is not entitled to additional temporary disability benefits.
The ALJ’s decision that Sanders suffers a 30% permanent
partial occupational disability is supported by substantial
evidence.
We agree with the Board that should Sanders proceed
with future medical treatment, and benefits are owed, he could
avail himself of the reopening provisions of KRS 342.125.
Sanders argues that under the present version of KRS
342.125 he could not seek a reopening until two years from the
date of his award and that such restriction is unconstitutional.
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Sanders’ argument is based on speculation that his physical
condition will deteriorate.
We find the issue of the
constitutionality of KRS 342.125 not to be appropriately
presented for review at this time.
The opinion of the Workers’ Compensation Board is
reversed as to the ALJ’s denial of medical expenses and in all
other respects affirmed.
ALL CONCUR.
BRIEF FOR APPELLANT/CROSSAPPELLEE A. C. BRAKE COMPANY:
BRIEF FOR APPELLEE/CROSSAPPELLANT MARK J. SANDERS:
Cathleen Charters Palmer
Louisville, Kentucky
Angeline B. Golden
Tamara Todd Cotton
Louisville, Kentucky
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