Frazier v. Commissioner of Social Security, No. 1:2019cv03069 - Document 15 (E.D. Wash. 2019)

Court Description: ORDER GRANTING PLAINTIFFS MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANTS MOTION FOR SUMMARY JUDGMENT. Plaintiffs Motion for Summary Judgment ECF No. 12 is GRANTED. Defendants Motion for Summary Judgment ECF No. 13 is DENIED. The Court ente r JUDGMENT in favor of Plaintiff REVERSING and REMANDING the matter to the Commissioner of Social Security for further proceedings consistent with this Order pursuant to sentence four of 42 U.S.C. § 405(g). The file is CLOSED. Signed by Chief Judge Thomas O. Rice. (LLH, Courtroom Deputy)

Download PDF

Frazier v. Commissioner of Social Security Doc. 15 1 2 3 4 5 UNITED STATES DISTRICT COURT EASTERN DISTRICT OF WASHINGTON 6 7 JAY F., NO. 1:19-CV-3069-TOR Plaintiff, 8 v. 9 10 COMMISSIONER OF SOCIAL SECURITY, ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT 11 Defendant. 12 13 BEFORE THE COURT are the parties’ cross-motions for summary 14 judgment (ECF Nos. 12 and 13). Plaintiff is represented by D. James Tree. 15 Defendant is represented by Jacob Phillips. This matter was submitted for 16 consideration without oral argument. The Court has reviewed the administrative 17 record and the parties’ completed briefing and is fully informed. For the reasons 18 discussed below, the Court GRANTS Plaintiff’s motion and DENIES Defendant’s 19 motion. 20 ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 1 Dockets.Justia.com 1 2 3 4 5 JURISDICTION The Court has jurisdiction over this case pursuant to 42 U.S.C. §§ 405(g), 1383(c)(3). STANDARD OF REVIEW A district court’s review of a final decision of the Commissioner of Social 6 Security is governed by 42 U.S.C. § 405(g). The scope of review under § 405(g) is 7 limited: the Commissioner’s decision will be disturbed “only if it is not supported 8 by substantial evidence or is based on legal error.” Hill v. Astrue, 698 F.3d 1153, 9 1158-59 (9th Cir. 2012) (citing 42 U.S.C. § 405(g)). “Substantial evidence” means 10 relevant evidence that “a reasonable mind might accept as adequate to support a 11 conclusion.” Id. at 1159 (quotation and citation omitted). Stated differently, 12 substantial evidence equates to “more than a mere scintilla[,] but less than a 13 preponderance.” Id. (quotation and citation omitted). In determining whether this 14 standard has been satisfied, a reviewing court must consider the entire record as a 15 whole rather than searching for supporting evidence in isolation. Id. 16 In reviewing a denial of benefits, a district court may not substitute its 17 judgment for that of the Commissioner. Edlund v. Massanari, 253 F.3d 1152, 18 1156 (9th Cir. 2001). If the evidence in the record “is susceptible to more than one 19 rational interpretation, [the court] must uphold the ALJ’s findings if they are 20 supported by inferences reasonably drawn from the record.” Molina v. Astrue, 674 ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 2 1 F.3d 1104, 1111 (9th Cir. 2012). Further, a district court “may not reverse an 2 ALJ’s decision on account of an error that is harmless.” Id. An error is harmless 3 “where it is inconsequential to the [ALJ’s] ultimate nondisability determination.” 4 Id. at 1115 (quotation and citation omitted). The party appealing the ALJ’s 5 decision generally bears the burden of establishing that it was harmed. Shinseki v. 6 Sanders, 556 U.S. 396, 409-10 (2009). 7 8 9 FIVE STEP SEQUENTIAL EVALUATION PROCESS A claimant must satisfy two conditions to be considered “disabled” within the meaning of the Social Security Act. First, the claimant must be “unable to 10 engage in any substantial gainful activity by reason of any medically determinable 11 physical or mental impairment which can be expected to result in death or which 12 has lasted or can be expected to last for a continuous period of not less than twelve 13 months.” 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). Second, the claimant’s 14 impairment must be “of such severity that [he or she] is not only unable to do [his 15 or her] previous work[,] but cannot, considering [his or her] age, education, and 16 work experience, engage in any other kind of substantial gainful work which exists 17 in the national economy.” 42 U.S.C. §§ 423(d)(2)(A), 1382c(a)(3)(B). 18 The Commissioner has established a five-step sequential analysis to 19 determine whether a claimant satisfies the above criteria. See 20 C.F.R. §§ 20 404.1520(a)(4)(i)-(v), 416.920(a)(4)(i)-(v). At step one, the Commissioner ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 3 1 considers the claimant’s work activity. 20 C.F.R. §§ 404.1520(a)(4)(i), 2 416.920(a)(4)(i). If the claimant is engaged in “substantial gainful activity,” the 3 Commissioner must find that the claimant is not disabled. 20 C.F.R. §§ 4 404.1520(b), 416.920(b). 5 If the claimant is not engaged in substantial gainful activities, the analysis 6 proceeds to step two. At this step, the Commissioner considers the severity of the 7 claimant’s impairment. 20 C.F.R. §§ 404.1520(a)(4)(ii), 416.920(a)(4)(ii). If the 8 claimant suffers from “any impairment or combination of impairments which 9 significantly limits [his or her] physical or mental ability to do basic work 10 activities,” the analysis proceeds to step three. 20 C.F.R. §§ 404.1520(c), 11 416.920(c). If the claimant’s impairment does not satisfy this severity threshold, 12 however, the Commissioner must find that the claimant is not disabled. Id. 13 At step three, the Commissioner compares the claimant’s impairment to 14 several impairments recognized by the Commissioner to be so severe as to 15 preclude a person from engaging in substantial gainful activity. 20 C.F.R. §§ 16 404.1520(a)(4)(iii), 416.920(a)(4)(iii). If the impairment is as severe or more 17 severe than one of the enumerated impairments, the Commissioner must find the 18 claimant disabled and award benefits. 20 C.F.R. §§ 404.1520(d), 416.920(d). 19 20 If the severity of the claimant’s impairment does meet or exceed the severity of the enumerated impairments, the Commissioner must pause to assess the ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 4 1 claimant’s “residual functional capacity.” Residual functional capacity (“RFC”), 2 defined generally as the claimant’s ability to perform physical and mental work 3 activities on a sustained basis despite his or her limitations (20 C.F.R. §§ 4 404.1545(a)(1), 416.945(a)(1)), is relevant to both the fourth and fifth steps of the 5 analysis. 6 At step four, the Commissioner considers whether, in view of the claimant’s 7 RFC, the claimant is capable of performing work that he or she has performed in 8 the past (“past relevant work”). 20 C.F.R. §§ 404.1520(a)(4)(iv), 9 416.920(a)(4)(iv). If the claimant is capable of performing past relevant work, the 10 Commissioner must find that the claimant is not disabled. 20 C.F.R. §§ 11 404.1520(f), 416.920(f). If the claimant is incapable of performing such work, the 12 analysis proceeds to step five. 13 At step five, the Commissioner considers whether, in view of the claimant’s 14 RFC, the claimant is capable of performing other work in the national economy. 15 20 C.F.R. §§ 404.1520(a)(4)(v), 416.920(a)(4)(v). In making this determination, 16 the Commissioner must also consider vocational factors such as the claimant’s age, 17 education and work experience. Id. If the claimant is capable of adjusting to other 18 work, the Commissioner must find that the claimant is not disabled. 20 C.F.R. §§ 19 404.1520(g)(1), 416.920(g)(1). If the claimant is not capable of adjusting to other 20 ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 5 1 work, the analysis concludes with a finding that the claimant is disabled and is 2 therefore entitled to benefits. Id. 3 The claimant bears the burden of proof at steps one through four above. 4 Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). If the analysis proceeds to 5 step five, the burden shifts to the Commissioner to establish that (1) the claimant is 6 capable of performing other work; and (2) such work “exists in significant 7 numbers in the national economy.” 20 C.F.R. §§ 404.1560(c)(2), 416.960(c)(2); 8 Beltran v. Astrue, 700 F.3d 386, 389 (9th Cir. 2012). 9 ALJ’S FINDINGS 10 On February 16, 2015, Plaintiff filed an application for Title II disability 11 insurance benefits. Tr. 231-34. On November 16, 2015, Plaintiff filed an 12 application for Title XVI supplemental security income benefits. Tr. 238-43. Both 13 applications alleged an onset date of April 30, 2014. Tr. 231, 238. The 14 applications were denied initially, Tr. 134-40, and on reconsideration, Tr. 142-48. 15 Plaintiff appeared at a hearing before an administrative law judge (“ALJ”) on July 16 25, 2017. Tr. 43-98. On March 2, 2018, the ALJ denied Plaintiff’s claim. Tr. 12- 17 38. 18 As a preliminary matter, the ALJ found Plaintiff met the insured status 19 requirements of the Social Security Act through March 31, 2018. Tr. 17. At step 20 one, the ALJ found Plaintiff had not engaged in substantial gainful activity since ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 6 1 April 30, 2014, the alleged onset date. Id. At step two, the ALJ found Plaintiff 2 had the following severe impairments: mild degenerative vertebral osteophytes at 3 T12-L1 and mild broad based thoracic dextroscoliosis, fibromyalgia, obesity, 4 major depressive disorder, generalized anxiety disorder, marijuana dependence in 5 reported remission, and nondependent alcohol abuse in reported remission. Tr. 18. 6 At step three, the ALJ found Plaintiff did not have an impairment or combination 7 of impairments that meets or medically equals the severity of a listed impairment. 8 Tr. 20. The ALJ then found Plaintiff had the RFC to perform light work with the 9 following limitations: 10 11 12 13 14 15 16 17 18 19 20 [Plaintiff] is able to lift and/or carry ten pounds frequently and twenty pounds occasionally. He is able to stand and/or walk for about six hours total in an eight-hour workday with normal breaks. He is able to sit for six hours total in an eight-hour workday with normal breaks. He is able to perform work limited to frequent stooping, kneeling, crouching, crawling, and climbing of ramps or stairs. He is able to perform work limited to no climbing of ladders, ropes, or scaffolds. He is unlimited in his ability to balance. He is able to perform work limited to frequent handling and fingering with the bilateral upper extremities. He is able to perform work limited to no overhead reaching and frequent reaching in all other directions with the left, nondominant upper extremity. He is able to have concentrated exposure to extreme cold, vibration, and hazards. He is able to perform work limited to simple routine tasks and some familiar detailed tasks. He is able to perform work limited to no requirement to interact with the general public as a part of job tasks but the general public can be in the vicinity otherwise. He is able to perform work limited to superficial and infrequent interaction with co-workers, but is limited to no interaction with co-workers as part of job tasks, such as required with tandem or cooperative work. He is able to perform work limited to occasional interaction with supervisors. Tr. 22. ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 7 1 At step four, the ALJ found Plaintiff was not capable of performing past 2 relevant work. Tr. 30. At step five, the ALJ found that, considering Plaintiff’s 3 age, education, work experience, RFC, and testimony from a vocational expert, 4 there were other jobs that existed in significant numbers in the national economy 5 that Plaintiff could perform, such as cleaner housekeeping, assembler production, 6 and deliverer, outside. Tr. 31. The ALJ concluded that Plaintiff was not under a 7 disability, as defined in the Social Security Act, from April 30, 2014, through 8 March 2, 2018, the date of the ALJ’s decision. Tr. 32. 9 On February 15, 2019, the Appeals Council denied review, Tr. 1-6, making 10 the ALJ’s decision the Commissioner’s final decision for the purposes of judicial 11 review. 42 U.S.C. § 1383(c)(3). 12 13 ISSUES Plaintiff seeks judicial review of the Commissioner’s final decision denying 14 him disability insurance benefits under Title II and supplemental security income 15 benefits under Title XVI of the Social Security Act. Plaintiff raises the following 16 issues for this Court’s review: 17 1. Whether the ALJ properly weighed Plaintiff’s symptom testimony; 18 2. Whether the ALJ properly weighed the medical opinion evidence; 19 3. Whether the ALJ properly weighed the lay opinion evidence; and 20 ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 8 1 2 3 4. Whether the ALJ’s RFC formulation should have compelled a disability finding at step five. ECF No. 12 at 2. 4 5 6 7 8 DISCUSSION A. Plaintiff’s Symptom Testimony Plaintiff contends the ALJ failed to rely on clear and convincing reasons to discredit his symptom testimony. ECF No. 12 at 18-21. An ALJ engages in a two-step analysis to determine whether to discount a 9 claimant’s testimony regarding subjective symptoms. SSR 16-3p, 2016 WL 10 1119029, at *2. “First, the ALJ must determine whether there is ‘objective 11 medical evidence of an underlying impairment which could reasonably be 12 expected to produce the pain or other symptoms alleged.’” Molina, 674 F.3d at 13 1112 (quoting Vasquez v. Astrue, 572 F.3d 586, 591 (9th Cir. 2009)). “The 14 claimant is not required to show that [the claimant’s] impairment ‘could reasonably 15 be expected to cause the severity of the symptom [the claimant] has alleged; [the 16 claimant] need only show that it could reasonably have caused some degree of the 17 symptom.’” Vasquez, 572 F.3d at 591 (quoting Lingenfelter v. Astrue, 504 F.3d 18 1028, 1035-36 (9th Cir. 2007)). 19 20 Second, “[i]f the claimant meets the first test and there is no evidence of malingering, the ALJ can only reject the claimant’s testimony about the severity of ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 9 1 the symptoms if [the ALJ] gives ‘specific, clear and convincing reasons’ for the 2 rejection.” Ghanim v. Colvin, 763 F.3d 1154, 1163 (9th Cir. 2014) (citations 3 omitted). General findings are insufficient; rather, the ALJ must identify what 4 symptom claims are being discounted and what evidence undermines these claims. 5 Id. (quoting Lester v. Chater, 81 F.3d 821, 834 (9th Cir. 1995)); Thomas v. 6 Barnhart, 278 F.3d 947, 958 (9th Cir. 2002) (requiring the ALJ to sufficiently 7 explain why he or she discounted claimant’s symptom claims). “The clear and 8 convincing [evidence] standard is the most demanding required in Social Security 9 cases.” Garrison v. Colvin, 759 F.3d 995, 1015 (9th Cir. 2014) (quoting Moore v. 10 11 Comm’r of Soc. Sec. Admin., 278 F.3d 920, 924 (9th Cir. 2002)). Factors to be considered in evaluating the intensity, persistence, and limiting 12 effects of a claimant’s symptoms include: (1) daily activities; (2) the location, 13 duration, frequency, and intensity of pain or other symptoms; (3) factors that 14 precipitate and aggravate the symptoms; (4) the type, dosage, effectiveness, and 15 side effects of any medication an individual takes or has taken to alleviate pain or 16 other symptoms; (5) treatment, other than medication, an individual receives or has 17 received for relief of pain or other symptoms; (6) any measures other than 18 treatment an individual uses or has used to relieve pain or other symptoms; and (7) 19 any other factors concerning an individual’s functional limitations and restrictions 20 due to pain or other symptoms. SSR 16-3p, 2016 WL 1119029, at *7-*8; 20 ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 10 1 C.F.R. §§ 404.1529(c), 416.929(c). The ALJ is instructed to “consider all of the 2 evidence in an individual’s record,” “to determine how symptoms limit ability to 3 perform work-related activities.” SSR 16-3p, 2016 WL 1119029, at *2. 4 The ALJ found Plaintiff’s impairments could reasonably be expected to 5 cause the alleged symptoms; however, Plaintiff’s statements concerning the 6 intensity, persistence, and limiting effects of those symptoms were not entirely 7 consistent with the evidence. Tr. 23. 8 1. Inconsistent Medical Evidence 9 The ALJ found Plaintiff’s symptom reporting was inconsistent with the 10 medical evidence in the record. Tr. 23-24. An ALJ may not discredit a claimant’s 11 symptom testimony and deny benefits solely because the degree of the symptoms 12 alleged is not supported by objective medical evidence. Burch v. Barnhart, 400 13 F.3d 676, 680 (9th Cir. 2005); Rollins v. Massanari, 261 F.3d 853, 857 (9th Cir. 14 2001); Bunnell v. Sullivan, 947 F.2d 341, 346-47 (9th Cir. 1991); Fair v. Bowen, 15 885 F.2d 597, 601 (9th Cir. 1989). However, the objective medical evidence is a 16 relevant factor, along with the medical source’s information about the claimant’s 17 pain or other symptoms, in determining the severity of a claimant’s symptoms and 18 their disabling effects. Rollins, 261 F.3d at 857; 20 C.F.R. §§ 404.1529(c)(2), 19 416.929(c)(2). 20 ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 11 1 Here, the ALJ found Plaintiff’s complaints about fibromyalgia symptoms 2 were inconsistent with the lack of supporting evidence in the record. Tr. 24. “In 3 evaluating whether a claimant’s residual functional capacity renders them disabled 4 because of fibromyalgia, the medical evidence must be construed in light of 5 fibromyalgia’s unique symptoms and diagnostic methods.” Revels v. Berryhill, 6 874 F.3d 648, 662 (9th Cir. 2017). Fibromyalgia “is diagnosed ‘entirely on the 7 basis of patients’ reports of pain and other symptoms,’ and ‘there are no laboratory 8 tests to confirm the diagnosis.’” Id. at 666 (citing Benecke v. Barnhart, 379 F.3d 9 587, 590 (9th Cir. 2004)). “[T]ender-point examinations themselves constitute 10 ‘objective medical evidence’ of fibromyalgia.” Revels, 874 F.3d at 663. “[A] 11 person with fibromyalgia may have ‘muscle strength, sensory functions, and 12 reflexes [that] are normal.’” Id. at 663. Normal objective examination results can 13 be “perfectly consistent with debilitating fibromyalgia.” Id. at 666. 14 The ALJ accurately noted that the record did not document any evidence of 15 a tender point examination being performed, nor did the record document other 16 possible diagnoses being considered and ruled out before diagnosing fibromyalgia, 17 18 19 20 ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 12 1 in accordance with the relevant diagnostic criteria. 1 Tr. 18; see Tr. 517-74, 799- 2 855, 942-58. However, the ALJ concluded that the record supported a finding that 3 fibromyalgia was a severe impairment. Tr.18. It is inconsistent for the ALJ to 4 conclude that the record contains enough evidence to support a finding that 5 fibromyalgia is a severe impairment, yet also conclude that Plaintiff’s symptom 6 reporting is less credible because there is no evidence in the record to indicate he 7 has fibromyalgia. This conclusion is not supported by substantial evidence. 8 The ALJ also found Plaintiff’s reporting of his sleep disturbances was 9 inconsistent with the medical evidence. Tr. 24. The ALJ noted Plaintiff testified 10 that he needed medication to sleep, and that sleep medications are only partially 11 effective. Tr. 61-63. The ALJ found this to be inconsistent with treatment notes. 12 Tr. 24 (citing Tr. 715 (prescribing 150 mg of Seroquel); Tr. 733 (continuing 13 prescription for Ambien); Tr. 765 (Plaintiff reported Ambien was only effective 14 half of the time and provider agreed to transition from Ambien to Depakote); Tr. 15 988 (Plaintiff reported olanzapine no longer worked for sleep and provider agreed 16 to change to Seroquel)). The ALJ failed to explain how these treatment notes, 17 18 1 Although Plaintiff notes that one treatment note documents tender points at 19 Plaintiff’s calves, hips, back, neck, shoulders, and wrists, this information is based 20 on Plaintiff’s self-report rather than a tender point examination. Tr. 948. ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 13 1 which document Plaintiff’s struggle to find effective sleep medication, failed to 2 support Plaintiff’s allegations that he relied on medications to sleep and that 3 medications were only partially effective. This conclusion is not supported by 4 substantial evidence. 5 Finally, the ALJ found that Plaintiff’s symptom reporting was not supported 6 by the evidence because Plaintiff’s “report of suicidal ideation also closely follows 7 situations in which [Plaintiff’s] behavioral choices are not supported.” Tr. 24. In 8 support of this finding, the ALJ observed that Plaintiff’s two psychiatric 9 hospitalizations occurred after being fired from a job and being involved in a motor 10 vehicle collision. Id.; see Tr. 441-42 (describing past psychiatric hospitalization 11 one day after being fired); Tr. 488-90 (describing Plaintiff’s psychiatric 12 hospitalization following motor vehicle collision and citation for reckless driving). 13 The ALJ failed to explain how this pattern undermined Plaintiff’s symptom 14 reporting. Tr. 24. Moreover, the fact that certain external events may trigger an 15 exacerbation of mental health symptoms is not a sufficient reason to discredit a 16 claimant’s report that they experience the symptoms. See Wilson v. Comm’r, Soc. 17 Sec. Admin., No. 3:15-cv-00691-HZ, 2016 WL 1598867, at *9 (D. Or. Apr. 20, 18 2016) (“Whatever the source of her mental and emotional stress, the ALJ points to 19 no evidence suggesting that [the claimant] did not actually suffer from the 20 ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 14 1 symptoms she claimed.”). This was not a clear and convincing reason to discredit 2 Plaintiff’s symptom reporting. 3 2. Symptom Exaggeration 4 The ALJ found that Plaintiff reported increased subjective mental health 5 symptoms following his application for benefits and initial denial. Tr. 24. 6 Evidence of being motivated by secondary gain is sufficient to support an ALJ’s 7 rejection of testimony evidence. See Matney ex rel. Matney v. Sullivan, 981 F.2d 8 1016, 1020 (9th Cir. 1992). Therefore, the tendency to exaggerate or engage in 9 manipulative conduct during the process is a permissible reason to discount the 10 credibility of the claimant’s reported symptoms. Tonapetyan v. Halter, 242 F.3d 11 1144, 1148 (9th Cir. 2001). In support of this finding, the ALJ cited two treatment 12 notes that correspond in date to Plaintiff’s application and initial denial. See Tr. 13 231 (Plaintiff’s application for benefits completed on February 17, 2015); Tr. 731 14 (March 4, 2015: mental status examination documented depressed mood, restricted 15 affect, and suicidal and assaultive thoughts); Tr. 134 (initial notice of disapproved 16 claim dated July 16, 2015); Tr. 711 (July 31, 2015: mental status examination 17 documented sad mood, constricted affect, and suicidal ideation). 18 The ALJ’s conclusion implies that Plaintiff exaggerated his subjective 19 symptoms at times when he believed it would help his claim for benefits; however, 20 the ALJ offers no comparative treatment notes from other time periods to support ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 15 1 this conclusion. Tr. 24. Contrary to the ALJ’s characterization of the evidence, 2 the longitudinal record from before and after the dates the ALJ identified similarly 3 document abnormal mood and suicidal ideation. See, e.g., Tr. 398 (April 4, 2014: 4 mental status examination documented mild agitation, anxiety, and suicidal 5 ideation); Tr. 430 (April 22, 2014: Plaintiff presented to the emergency department 6 with suicidal thoughts); Tr. 478 (May 12, 2014: mental status examination showed 7 angry mood, affect increased in intensity, and suicidal thought content); Tr. 606 8 (July 16, 2015: some sadness and hopelessness, moderate suicide risk); Tr. 674 9 (August 1, 2015: Plaintiff hospitalized for suicidal ideations); Tr. 1043 (October 10 28, 2016: Plaintiff reported increased suicidal ideation); Tr. 970 (April 28, 2017: 11 Plaintiff reported an increase in suicidal ideation). The ALJ’s finding that Plaintiff 12 exaggerated his symptoms near notable case development dates to support his 13 claim for benefits is not supported by substantial evidence. 14 3. Ability to Work with Impairments 15 The ALJ found Plaintiff’s symptom reporting was inconsistent with his work 16 and volunteer activities. Tr. 24. Working with an impairment supports a 17 conclusion that the impairment is not disabling. Drouin v. Sullivan, 966 F.2d 18 1255, 1258 (9th Cir. 1992); Bray v. Comm’r of Soc. Sec. Admin., 554 F.3d 1219, 19 1227 (9th Cir. 2009) (seeking work despite impairment supports inference that 20 impairment is not disabling). However, the Ninth Circuit has “recognized that ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 16 1 disability claimants should not be penalized for attempting to lead normal lives in 2 the face of their limitations.” Reddick v. Chater, 157 F.3d 715, 722 (9th Cir. 3 1998). 4 Here, the ALJ observed that despite Plaintiff’s allegations that his 5 impairments, including fibromyalgia, limited his ability to work, Plaintiff had a 6 fibromyalgia diagnosis dating back to 2004 and was able to work at substantial 7 gainful activity levels with that diagnosis. Tr. 24; see Tr. 255-60. However, the 8 ALJ’s conclusion disregards without comment Plaintiff’s testimony that his 9 symptoms have worsened since he stopped working. Tr. 49, 86-88. Additionally, 10 the ALJ observed that Plaintiff reported doing volunteer work for the Red Cross 11 during the relevant period. Tr. 24; see Tr. 711 (Plaintiff reported delivering blood 12 for the Red Cross once per week); Tr. 731 (Plaintiff’s volunteer work ongoing); Tr. 13 765 (same), 1036 (same). However, the record does not document what kinds of 14 activities this volunteer work involved, and it indicates Plaintiff volunteered only 15 once per week. Tr. 711. The ALJ’s conclusion that this volunteer work was 16 inconsistent with an alleged inability to work a full-time job is not supported by 17 substantial evidence. 18 The ALJ also observed that despite Plaintiff’s testimony that he was fired 19 from various jobs due to his impairments, Plaintiff also reported getting along with 20 some supervisors at some jobs. Tr. 23; see Tr. 84. The ALJ reasonably interpreted ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 17 1 this evidence as indicating Plaintiff retained some ability to interact with 2 supervisors and incorporated it into the RFC, which allows for some interaction 3 with supervisors. Tr. 22-23. Because this is a rational interpretation of this 4 testimony, this finding is upheld. Burch, 400 F.3d at 679. 5 4. Inconsistent Symptom Reporting 6 The ALJ found Plaintiff’s symptom reporting was undermined because 7 Plaintiff made inconsistent symptom reports. Tr. 25. In evaluating a claimant’s 8 symptom claims, an ALJ may consider the consistency of an individual’s own 9 statements made in connection with the disability-review process with any other 10 existing statements or conduct under other circumstances. Smolen v. Chater, 80 11 F.3d 1273, 1284 (9th Cir. 1996) (The ALJ may consider “ordinary techniques of 12 credibility evaluation,” such as reputation for lying, prior inconsistent statements 13 concerning symptoms, and other testimony that “appears less than candid.”). 14 Here, the ALJ found Plaintiff inconsistently reported his symptoms because 15 his initial function report indicated he could not work “solely” due to mental health 16 impairments, while Plaintiff’s hearing testimony was that he could not work due to 17 physical impairments which impact his mental health. Tr. 23-24; see Tr. 298-305. 18 However, the ALJ’s finding mischaracterizes Plaintiff’s allegations. Plaintiff’s 19 function report describes both physical and mental limitations. See Tr. 303. This 20 finding is not supported by substantial evidence. ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 18 1 The ALJ also found Plaintiff inconsistently reported his sleep habits between 2 the hearing and his treatment providers. Tr. 25. The ALJ observed Plaintiff 3 testified that he obtained “no sleep” one to two nights per week, but that he failed 4 to report similar sleeplessness to his treatment providers. Tr. 25 (citing Tr. 965-66 5 (Plaintiff reported trouble falling and staying asleep), 727 (Plaintiff reported 6 sleeping 6-7 hours on most nights)). Although the ALJ cited one treatment note 7 documenting improved sleep, the longitudinal record reveals Plaintiff’s allegations 8 of poor sleep are supported throughout the record. See, e.g., Tr. 441 (Plaintiff 9 reported often sleeping only 2-3 hours per night); Tr. 1126 (Plaintiff reported poor 10 sleep totaling 4-5 hours); Tr. 1103 (Plaintiff reported getting 3 hours of sleep); Tr. 11 1114 (Plaintiff reported getting 3-4 hours of poor sleep); Tr. 1086 (Plaintiff 12 reported medications no longer provided enough sedation to allow him to sleep); 13 Tr. 986 (Plaintiff reported using good sleep hygiene techniques and still being 14 unable to sleep). The ALJ is not permitted to “cherry pick” from mixed evidence 15 to support a denial of benefits. Garrison, 759 F.3d at 1017 n.23. The ALJ’s 16 conclusion that Plaintiff inconsistently reported his sleep habits is based on an 17 impermissibly selective reading of the record. This finding is not supported by 18 substantial evidence. 19 20 The ALJ also found Plaintiff inconsistently reported his physical activity. Tr. 25. The ALJ noted that Plaintiff testified that he stopped going to his gym in ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 19 1 the summer of 2016. Tr. 58-59. However, the ALJ also observed that Plaintiff 2 reported still being a member of his gym in May 2017. Tr. 952; see also Tr. 1036 3 (Plaintiff reported going to the gym in November 2016). The ALJ reasonably 4 concluded these reports were inconsistent. 5 5. Inconsistent Substance Abuse Reporting 6 The ALJ found Plaintiff’s symptom reporting was undermined because 7 Plaintiff inconsistently reported his substance abuse. Tr. 25. Conflicting or 8 inconsistent statements about drug use are appropriate grounds for the ALJ to 9 discount a claimant’s reported symptoms. Thomas, 278 F.3d at 959. Here, the 10 ALJ found Plaintiff inconsistently reported his alcohol consumption. Tr. 25. In 11 support of this finding, the ALJ cited the following evidence: On April 28, 2014, 12 Plaintiff reported that he had a history of alcohol dependence but that he had 13 significantly reduced his drinking over the last 5 years and only drank once or 14 twice per year. Tr. 447. On January 5, 2015, Plaintiff reported drinking 15 occasionally, maybe two times per month. Tr. 760. On June 24, 2015, Plaintiff 16 reported using alcohol rarely. Tr. 719. On July 29, 2015, Plaintiff reported that he 17 would drink “a couple of times a month, but it’s not a big amount,” but also 18 disclosed that he had consumed a six-pack two nights prior. Tr. 928. This 19 evidence shows that Plaintiff’s alcohol consumption may have fluctuated during 20 the relevant period, but it does not support the ALJ’s conclusion that Plaintiff ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 20 1 inconsistently reported his alcohol consumption. This finding is not supported by 2 substantial evidence. 3 The ALJ also found Plaintiff inconsistently reported his caffeine 4 consumption. Tr. 25. In support of this finding, the ALJ cited the following 5 evidence: On July 29, 2015, Plaintiff reported drinking a couple of cups of coffee 6 per day. Tr. 928. In August 2016, October 2016, January 2017, and February 7 2017, Plaintiff endorsed excessive caffeine use. Tr. 999, 1012, 1046, 1075. In 8 May 2017, Plaintiff reported he was not drinking caffeine. Tr. 948. Again, the 9 evidence the ALJ cited shows that Plaintiff’s caffeine use changed over the 10 relevant period, but it does not show an inconsistency in Plaintiff’s reporting. This 11 finding is similarly not supported by substantial evidence. 12 Overall, the majority of the ALJ’s findings regarding Plaintiff’s symptom 13 testimony were either not clear and convincing reasons to discredit his testimony 14 or were not supported by substantial evidence. Because the ALJ’s errors are so 15 numerous, they cannot be considered harmless. The ALJ is instructed to 16 reconsider Plaintiff’s symptom testimony on remand. 17 18 B. Medical Opinion Evidence Plaintiff challenges the ALJ’s consideration of the opinions of Rebekah 19 Cline, Psy.D., Caryn Jackson, M.D., and Marybeth Wheeler, ARNP. ECF No. 12 20 at 4-13. ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 21 1 There are three types of physicians: “(1) those who treat the claimant 2 (treating physicians); (2) those who examine but do not treat the claimant 3 (examining physicians); and (3) those who neither examine nor treat the claimant 4 [but who review the claimant's file] (nonexamining [or reviewing] physicians).” 5 Holohan v. Massanari, 246 F.3d 1195, 1201-02 (9th Cir. 2001) (citations omitted). 6 Generally, the opinion of a treating physician carries more weight than the opinion 7 of an examining physician, and the opinion of an examining physician carries more 8 weight than the opinion of a reviewing physician. Id. In addition, the 9 Commissioner’s regulations give more weight to opinions that are explained than 10 to opinions that are not, and to the opinions of specialists on matters relating to 11 their area of expertise over the opinions of non-specialists. Id. (citations omitted). 12 If a treating or examining physician’s opinion is uncontradicted, an ALJ may 13 reject it only by offering “clear and convincing reasons that are supported by 14 substantial evidence.” Bayliss v. Barnhart, 427 F.3d 1211, 1216 (9th Cir. 2005). 15 “However, the ALJ need not accept the opinion of any physician, including a 16 treating physician, if that opinion is brief, conclusory and inadequately supported 17 by clinical findings.” Bray, 554 F.3d at 1228 (internal quotation marks and 18 brackets omitted). “If a treating or examining doctor’s opinion is contradicted by 19 another doctor’s opinion, an ALJ may only reject it by providing specific and 20 legitimate reasons that are supported by substantial evidence.” Id. (citing Lester, ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 22 1 81 F.3d at 830-831). The opinion of a nonexamining physician may serve as 2 substantial evidence if it is supported by other independent evidence in the record. 3 Andrews v. Shalala, 53 F.3d 1035, 1041 (9th Cir. 1995). 4 1. Dr. Cline 5 Dr. Cline examined Plaintiff on July 29, 2015 and diagnosed Plaintiff with 6 major depressive disorder, personality disorder NOS with features of cluster B 7 disorders including borderline and histrionic personality disorders, and anxiety 8 disorder NOS. Tr. 927-31. Dr. Cline opined Plaintiff had moderate limitations in 9 his ability to make simple work-related decisions, ask simple questions or request 10 assistance, and complete a normal work day and work week without interruptions 11 from psychologically based symptoms; that Plaintiff had marked limitations in his 12 ability to communicate and perform effectively in a work setting and maintain 13 appropriate behavior in a work setting; and that Plaintiff’s impairments would 14 persist for 3-9 months with treatment. Tr. 929-30. The ALJ rejected Dr. Cline’s 15 durational limitation opinion, but otherwise gave Dr. Cline’s opinion great weight. 16 Tr. 28. Plaintiff does not contest the ALJ’s rejection of Dr. Cline’s durational 17 limitation opinion. ECF No. 12 at 6. Instead, Plaintiff contends Dr. Cline’s 18 opinion should have been incorporated into the RFC differently and should have 19 compelled a disability finding. ECF No. 12 at 5-8. 20 ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 23 1 “[T]he ALJ is responsible for translating and incorporating clinical findings 2 into a succinct RFC.” Rounds v. Comm’r Soc. Sec. Admin., 807 F.3d 996, 1006 3 (9th Cir. 2015). Where evidence is subject to more than one rational interpretation, 4 the ALJ’s conclusion will be upheld. Burch, 400 F.3d at 679. The Court will only 5 disturb the ALJ’s findings if they are not supported by substantial evidence. Hill, 6 698 F.3d at 1158. Here, the ALJ reasonably concluded that Dr. Cline’s opinion 7 that Plaintiff had marked impairment in his ability to communicate and maintain 8 appropriate behavior in a work setting translated into an RFC that restricted 9 Plaintiff to no interaction with the general public, no interaction with co-workers as 10 part of job tasks, and only occasional interaction with supervisors. Tr. 22. 11 Plaintiff argues that Dr. Cline’s opinion that Plaintiff would have moderate 12 impairment in his ability to complete a normal workday and workweek without 13 interruptions from psychologically based symptoms should be interpreted as a 14 limitation in completing a full workday or workweek at all. ECF No. 12 at 6-7. 15 However, the Court may not reverse the ALJ’s decision based on Plaintiff’s 16 disagreement with the ALJ’s interpretation of the record. See Tommasetti v. 17 Astrue, 533 F.3d 1035, 1038 (9th Cir. 2008). Because the ALJ reasonably 18 incorporated Dr. Cline’s opinion into the RFC, the ALJ’s finding is upheld. Burch, 19 400 F.3d at 679. 20 ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 24 1 2. Dr. Jackson 2 Dr. Jackson examined Plaintiff on July 27, 2015, and diagnosed Plaintiff 3 with chronic back pain, scoliosis, chronic pain, hyperlipidemia, and GERD. Tr. 4 932-36. Dr. Jackson opined Plaintiff’s back pain and chronic pain would cause 5 moderate to marked impairment in his ability to perform basic work activities, that 6 Plaintiff’s scoliosis would cause mild impairment in his ability to perform basic 7 work activities, and that Plaintiff was limited to sedentary work. Tr. 933-34. The 8 ALJ gave Dr. Jackson’s opinion little weight. Tr. 27. Because Dr. Jackson’s 9 opinion was contradicted by Dr. Saue, Tr. 108-09, and Dr. Bernardez-Fu, Tr. 125- 10 27, the ALJ was required to provide specific and legitimate reasons for rejecting 11 Dr. Jackson’s opinion. Bayliss, 427 F.3d at 1216. 12 First, the ALJ found Dr. Jackson’s opinion was not supported by the record, 13 including Dr. Jackson’s own treatment notes. Tr. 27. Relevant factors to 14 evaluating any medical opinion include the amount of relevant evidence that 15 supports the opinion, the quality of the explanation provided in the opinion, and the 16 consistency of the medical opinion with the record as a whole. Orn v. Astrue, 495 17 F.3d 625, 631 (9th Cir. 2007). Furthermore, a physician’s opinion may be rejected 18 if it is unsupported by the physician’s treatment notes. Connett v. Barnhart, 340 19 F.3d 871, 875 (9th Cir. 2003). The ALJ noted that despite opining significant 20 limitations from back pain, Dr. Jackson’s treatment notes documented Plaintiff’s ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 25 1 back pain was “under reasonable control” with home exercise and weight loss. 2 Compare Tr. 933-34 with Tr. 937. The ALJ reasonably concluded that this 3 evidence was inconsistent with Dr. Jackson’s opined limitations. 4 Second, the ALJ found Dr. Jackson’s opinion was based on Plaintiff’s 5 subjective symptom reporting, which the ALJ found to be less credible. Tr. 27. A 6 physician’s opinion may also be rejected if it is too heavily based on a claimant’s 7 properly discounted complaints. Tonapetyan, 242 F.3d at 1149. The ALJ 8 reasoned that because Dr. Jackson’s physical examination showed minimal 9 findings, Dr. Jackson’s opinion was more heavily based on Plaintiff’s subjective 10 pain complaints. Tr. 27. However, for several reasons discussed supra, the ALJ’s 11 consideration of Plaintiff’s symptom testimony is not supported by substantial 12 evidence. Accordingly, the ALJ’s rejection of Dr. Jackson’s opinion for relying on 13 Plaintiff’s symptom testimony is similarly unsupported. 14 Third, the ALJ found Dr. Jackson’s opinion was inconsistent with Plaintiff’s 15 daily activities. Tr. 27. An ALJ may discount a medical source opinion to the 16 extent it conflicts with the claimant’s daily activities. Morgan v. Comm’r of Soc. 17 Sec. Admin., 169 F.3d 595, 601-02 (9th Cir. 1999). The ALJ noted that Plaintiff 18 reported going fishing once and delivering blood once per week for the Red Cross. 19 Tr. 711. The ALJ concluded but did not explain how these mild activities were 20 ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 26 1 inconsistent with Dr. Jackson’s opined limitation to sedentary work. Tr. 27. This 2 finding is not supported by substantial evidence. 3 Fourth, the ALJ found Dr. Jackson’s opinion was entitled to less weight 4 because Dr. Jackson did not review other treatment notes. Tr. 27. The extent to 5 which a medical source is “familiar with the other information in [the claimant’s] 6 case record” is relevant in assessing the weight of that source’s medical opinion. 7 See 20 C.F.R. §§ 404.1527(c)(6), 416.927(c)(6). However, Dr. Jackson’s 8 treatment notes indicate that she reviewed previous x-rays when assessing 9 Plaintiff’s back pain allegations. Tr. 938. This finding is not supported by 10 11 substantial evidence. Although the ALJ provided one supported reason for rejecting Dr. Jackson’s 12 opinion, the ALJ’s three other findings were not supported. Because this case is 13 remanded for other reasons, the ALJ is instructed to also reconsider Dr. Jackson’s 14 opinion on remand. 15 3. Ms. Wheeler 16 Ms. Wheeler, Plaintiff’s treating ARNP, opined on February 22, 2017 that 17 Plaintiff would need to lie down for 1-2 hours during the day due to fatigue and 18 fibromyalgia symptoms, that Plaintiff’s medications limit his activities because his 19 psychiatric medications can be sedating, that work on a regular and continuous 20 basis would cause Plaintiff’s condition to deteriorate by increasing fatigue and ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 27 1 pain, and that Plaintiff’s impairments would likely cause him to miss four or more 2 days of work per month if he were attempting to work a 40-hour per week 3 schedule. Tr. 873-74. The ALJ gave this opinion little weight. Tr. 27. 4 As an ARNP, Ms. Wheeler is not an acceptable medical source. 20 C.F.R. 5 §§ 404.1502(a), 416.902(a) (2011).2 The opinion of an acceptable medical source 6 such as a physician or psychologist is given more weight than that of an “other 7 source.” Gomez v. Chater, 74 F.3d 967, 970-71 (9th Cir. 1996) (superseded by 8 regulation on other grounds). Non-medical testimony can never establish a 9 diagnosis or disability absent corroborating competent medical evidence. Nguyen 10 v. Chater, 100 F.3d 1462, 1467 (9th Cir. 1996). However, the ALJ is required to 11 “consider observations by non-medical sources as to how an impairment affects a 12 claimant’s ability to work.” Sprague v. Bowen, 812 F.2d 1226, 1232 (9th Cir. 13 14 2 Plaintiff notes that new Social Security Administration regulations recognize 15 ARNPs as “acceptable medical sources.” ECF No. 12 at 4. However, these new 16 regulations only apply to claims that were filed on or after March 27, 2017. See 17 David D. v. Saul, --- F. Supp. 3d. ---, 2019 WL 3776998, at *4 (D. Or. Aug. 12, 18 2019). The filing date is measured by the date the application for benefits is filed. 19 20 C.F.R. §§ 404.614, 416.325. Because Plaintiff filed for benefits in 2015, the 20 new regulations do not apply to his case. ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 28 1 1987). An ALJ is obligated to give reasons germane to “other source” testimony 2 before discounting it. Dodrill v. Shalala, 12 F.3d 915, 919 (9th Cir. 1993). 3 First, the ALJ found that Ms. Wheeler’s opinion was not consistent with 4 Plaintiff’s work history. Tr. 27. Inconsistency with a claimant’s activities is a 5 germane reason to reject lay testimony. Carmickle v. Comm’r, Soc. Sec. Admin., 6 533 F.3d 1155, 1163-64 (9th Cir. 2008); Lewis v. Apfel, 236 F.3d 503, 512 (9th 7 Cir. 2001). The ALJ noted that Ms. Wheeler opined that Plaintiff’s impairments 8 had existed since 2005. Tr. 874. However, the ALJ also observed that Plaintiff 9 worked at substantial gainful activity levels between 2005 and his alleged onset 10 date. See Tr. 255-60. This was a germane reason to give Ms. Wheeler’s opinion 11 less weight. 12 Second, the ALJ found that Ms. Wheeler’s opinion was not supported by her 13 own treatment notes. Tr. 27. Inconsistency with the medical evidence is a 14 germane reason for rejecting lay witness testimony. See Bayliss, 427 F.3d at 1218; 15 Lewis, 236 F.3d at 512. Here, the ALJ found that Ms. Wheeler’s opinion was 16 inconsistent with her subsequent treatment note,3 which documented “normal gait, 17 18 19 3 20 not examined Plaintiff as of the time she rendered her opinion. Tr. 27. However, a Based on the May 2017 treatment note, the ALJ concluded Ms. Wheeler had ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 29 1 no tender points, normal musculoskeletal exam, and normal mental status 2 examination.” Tr. 27; see Tr. 955. However, Ms. Wheeler’s opinion was based on 3 Plaintiff’s fibromyalgia diagnosis. Tr. 873-74. “[A] person with fibromyalgia may 4 have ‘muscle strength, sensory functions, and reflexes [that] are normal.’” Revels, 5 874 F.3d at 663. Normal objective examination results can be “perfectly consistent 6 with debilitating fibromyalgia.” Id. at 666. In concluding that Ms. Wheeler’s 7 opinion was unsupported by the objective evidence, the ALJ failed to consider 8 fibromyalgia’s unique nature. Id. at 662. This finding is not supported by 9 substantial evidence. 10 Although the ALJ provided one germane reason to discredit Ms. Wheeler’s 11 opinion, the ALJ’s other findings were not supported. Because this case is 12 remanded for other reasons, the ALJ is instructed to reconsider Ms. Wheeler’s 13 opinion on remand. 14 15 16 C. Lay Opinion Evidence Plaintiff challenges the ALJ’s evaluation of the lay opinions of Plaintiff’s family members: Plaintiff’s sister, Susannah V.; Plaintiff’s mother, Nancy S.; 17 18 19 separate treatment note indicates Ms. Wheeler ordered blood work for Plaintiff on 20 the date prior to rendering her opinion. See Tr. 1146. ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 30 1 Plaintiff’s father, Larry F.; and Plaintiff’s aunt, Linda A.4 ECF No. 12 at 14-17. 2 An ALJ must consider the statement of lay witnesses in determining whether a 3 claimant is disabled. Stout v. Comm’r, Soc. Sec. Admin., 454 F.3d 1050, 1053 (9th 4 Cir. 2006). Lay witness evidence cannot establish the existence of medically 5 determinable impairments, but lay witness evidence is “competent evidence” as to 6 “how an impairment affects [a claimant’s] ability to work.” Id.; see also Dodrill, 7 12 F.3d at 918-19 (“[F]riends and family members in a position to observe a 8 claimant’s symptoms and daily activities are competent to testify as to her 9 condition.”). If a lay witness statement is rejected, the ALJ “‘must give reasons 10 that are germane to each witness.’” Nguyen, 100 F.3d at 1467 (citing Dodrill, 12 11 F.3d at 919). 12 The ALJ discredited all four lay witness reports because the ALJ found them 13 to be inconsistent with specific aspects of Plaintiff’s self-reporting. Tr. 29-30. 14 Inconsistency with other evidence in the record is a germane reason to discredit lay 15 witness evidence. Lewis, 236 F.3d at 512. However, the ALJ separately 16 concluded that Plaintiff’s self-reports were not credible. Tr. 23-25. It is 17 inconsistent for the ALJ to reject Plaintiff’s self-reporting while also relying on 18 19 20 4 The lay witnesses’ last names are omitted from this Order to preserve Plaintiff’s privacy. ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 31 1 those self-reports to discredit the lay opinion evidence. Because this case is 2 remanded for other reasons, the ALJ is instructed to reconsider the lay opinion 3 evidence on remand. 4 D. Step Five 5 Plaintiff contends the ALJ’s RFC formulation should have compelled a 6 finding of disability at step five. ECF No. 12 at 3-4. However, because the ALJ 7 erred in considering the evidence as detailed supra, the ALJ’s RFC formulation is 8 not supported by substantial evidence. Accordingly, the Court declines to address 9 Plaintiff’s argument based on the unsupported RFC formulation. The ALJ is 10 11 12 13 14 instructed to reconsider the evidence and reformulate the RFC on remand. E. Remand Plaintiff urges this Court to remand this case for an immediate award of benefits. ECF No. 12 at 21. “The decision whether to remand a case for additional evidence, or simply to 15 award benefits is within the discretion of the court.” Sprague, 812 F.2d at 1232 16 (citing Stone v. Heckler, 761 F.2d 530, 533 (9th Cir. 1985)). When the Court 17 reverses an ALJ’s decision for error, the Court “ordinarily must remand to the 18 agency for further proceedings.” Leon v. Berryhill, 880 F.3d 1041, 1045 (9th Cir. 19 2017); Benecke, 379 F.3d at 595 (“the proper course, except in rare circumstances, 20 is to remand to the agency for additional investigation or explanation”) (quoting ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 32 1 INS v. Ventura, 573 U.S. 12, 16 (2002)). However, in a number of Social Security 2 cases, the Ninth Circuit has “stated or implied that it would be an abuse of 3 discretion for a district court not to remand for an award of benefits” when three 4 conditions are met. Garrison, 759 F.3d at 1020 (citations omitted). Under the 5 credit-as-true rule, where (1) the record has been fully developed and further 6 administrative proceedings would serve no useful purpose; (2) the ALJ has failed 7 to provide legally sufficient reasons for rejecting evidence, whether claimant 8 testimony or medical opinion; and (3) if the improperly discredited evidence were 9 credited as true, the ALJ would be required to find the claimant disabled on 10 remand, the Court will remand for an award of benefits. Revels, 874 F.3d at 668. 11 Even where the three prongs have been satisfied, the Court will not remand for 12 immediate payment of benefits if “the record as a whole creates serious doubt that 13 a claimant is, in fact, disabled.” Garrison, 759 F.3d at 1021. 14 Administrative proceedings are generally useful where the record “has [not] 15 been fully developed,” Garrison, 759 F.3d at 1020, there is a need to resolve 16 conflicts and ambiguities, Andrews, 53 F.3d at 1039, or the “presentation of further 17 evidence … may well prove enlightening” in light of the passage of time, Ventura, 18 573 U.S. at 18. Here, further proceedings are needed to resolve ambiguities in the 19 record. Andrews, 53 F.3d at 1039. Specifically, testimony from a medical expert 20 is needed to develop the record as to Plaintiff’s fibromyalgia and mental health ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 33 1 impairments. The ALJ found that Plaintiff’s fibromyalgia diagnosis was not 2 consistent with the relevant diagnostic criteria, but the ALJ also concluded that 3 Plaintiff’s fibromyalgia constituted a “severe impairment.” Tr. 18. Medical expert 4 testimony would help to resolve ambiguities in the record regarding Plaintiff’s 5 fibromyalgia. Additionally, as discussed supra, the ALJ’s discussion of the mental 6 health evidence is at times overly selective. Testimony from a medical expert, who 7 has reviewed the entire record, will help to resolve ambiguities in the record. 8 9 The Court appreciates that the credit-as-true rule is a “prophylactic measure” that may be used to address the “equitable concerns about the length of time” that 10 elapses between a claimant’s application filing date and the date of a final decision. 11 Treichler v. Comm’r of Soc. Sec. Admin., 775 F.3d 1090, 1100 (9th Cir. 2014). 12 Despite the additional time that further proceedings will take, the Court finds it is 13 necessary to allow for medical expert testimony and to allow the ALJ to resolve 14 outstanding ambiguities in the record. Accordingly, the Court declines to exercise 15 its discretion to remand this case for an immediate award of benefits. 16 On remand, the ALJ is instructed to take testimony from a medical expert 17 who has reviewed the longitudinal record, reconsider the longitudinal medical 18 evidence, reweigh Plaintiff’s symptom allegations, reweigh the medical opinion 19 evidence, reweigh the lay opinion evidence, and conduct a new sequential analysis. 20 ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 34 1 CONCLUSION 2 Having reviewed the record and the ALJ’s findings, this Court concludes the 3 ALJ’s decision is not supported by substantial evidence and free of harmful legal 4 error. 5 ACCORDINGLY, IT IS HEREBY ORDERED: 6 1. Plaintiff’s Motion for Summary Judgment (ECF No. 12) is GRANTED. 7 2. Defendant’s Motion for Summary Judgment (ECF No. 13) is DENIED. 8 3. The Court enter JUDGMENT in favor of Plaintiff REVERSING and 9 REMANDING the matter to the Commissioner of Social Security for 10 further proceedings consistent with this Order pursuant to sentence four 11 of 42 U.S.C. § 405(g). 12 13 14 The District Court Executive is directed to enter this Order, furnish copies to counsel, and close the file. DATED November 14, 2019. 15 16 THOMAS O. RICE Chief United States District Judge 17 18 19 20 ORDER GRANTING PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT AND DENYING DEFENDANT’S MOTION FOR SUMMARY JUDGMENT ~ 35

Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.