Hawk v. Commissioner of Social Security, No. 3:2021cv00005 - Document 17 (S.D. Ohio 2022)
Court Description: DECISION AND ENTRY: It is Therefore Ordered that: 1. Plaintiff's Statement of Errors 12 is GRANTED; 2. The Commissioner's non-disability finding is vacated; 3. No finding is made as to whether Plaintiff was under a "disability" ; within the meaning of the Social Security Act; 4. This matter is REMANDED to the Social Security Administration under sentence four of 42 U.S.C. § 405(g) for further consideration consistent with this Decision and Entry; and 5. The case is terminated on the Court's docket. Signed by Magistrate Judge Peter B. Silvain, Jr. on 6/6/2022. (del)
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Hawk v. Commissioner of Social Security Doc. 17 Case: 3:21-cv-00005-PBS Doc #: 17 Filed: 06/06/22 Page: 1 of 10 PAGEID #: 1323 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF OHIO WESTERN DIVISION AT DAYTON JAMIE H.,1 Plaintiff, vs. COMMISSIONER OF THE SOCIAL SECURITY ADMINISTRATION, Defendant. : Case No. 3:21-cv-005 : : Magistrate Judge Peter B. Silvain, Jr. : (by full consent of the parties) : : : : : : DECISION AND ENTRY Plaintiff Jamie H. brings this case before the Court challenging the Social Security Administration’s denial of her application for Supplemental Security Income (SSI). This case is before the Court upon Plaintiff’s Statement of Errors (Doc. #12), the Commissioner’s Memorandum in Opposition (Doc. #15), Plaintiff’s Reply (Doc. #16), and the administrative record (Doc. #10). I. Background The Social Security Administration provides Supplemental Security Income to individuals who are under a “disability,” among other eligibility requirements. Bowen v. City of New York, 476 U.S. 467, 470 (1986); see 42 U.S.C. § 1382(a). The term “disability” encompasses “any 1 The Committee on Court Administration and Case Management of the Judicial Conference of the United States has recommended that, due to significant privacy concerns in social security cases, federal courts should refer to plaintiffs only by their first names and last initials. See also S.D. Ohio General Rule 22-01. Dockets.Justia.com Case: 3:21-cv-00005-PBS Doc #: 17 Filed: 06/06/22 Page: 2 of 10 PAGEID #: 1324 medically determinable physical or mental impairment” that precludes an applicant from performing “substantial gainful activity.” 42 U.S.C. § 1382c(a)(3)(A); see Bowen, 476 U.S. at 46970. In the present case, Plaintiff applied for benefits on October 23, 2017,2 alleging disability due to several impairments, including bipolar disorder, anxiety, post-traumatic stress disorder, and polysubstance use disorder. (Doc. #10, PageID #247). After Plaintiff’s application was denied initially and upon reconsideration, she requested and received a hearing before Administrative Law Judge (ALJ) Marc Jones. Thereafter, the ALJ issued a written decision, addressing each of the five sequential steps set forth in the Social Security Regulations. See 20 C.F.R. § 416.920. He reached the following main conclusions: Step 1: Plaintiff has not engaged in substantial gainful employment since October 23, 2017, the application date. Step 2: She has the severe impairments of left elbow osteoarthritis status post traumatic gunshot wound, bilateral knee osteoarthritis, chronic obstructive pulmonary disease, degenerative disk disease of the lumbar spine, anxiety, borderline intellectual functioning, depression, post-traumatic stress disorder, and polysubstance abuse. Step 3: She does not have an impairment or combination of impairments that meets or equals the severity of one in the Commissioner’s Listing of Impairments, 20 C.F.R. Part 404, Subpart P, Appendix 1. Step 4: Her residual functional capacity (RFC), or the most she could do despite her impairments, see Howard v. Comm’r of Soc. Sec., 276 F.3d 235, 239 (6th Cir. 2002), consists of “light work…except that she can frequently reach with the dominant left upper extremity. She can occasionally climb ramps and stairs, as well as occasionally stoop and crouch. She can occasionally work in extreme heat, extreme cold, humidity and wetness, and dust, odors, fumes, and pulmonary irritants. She can never climb ladders, ropes, or 2 Plaintiff amended her alleged onset date from October 18, 2012 to October 23, 2017. (Doc. #10, PageID #s 52, 7778). 2 Case: 3:21-cv-00005-PBS Doc #: 17 Filed: 06/06/22 Page: 3 of 10 PAGEID #: 1325 scaffolds, never work at unprotected heights, never around dangerous machinery with moving mechanical parts, and never operate a motor vehicle as part of her work-related duties. She is limited to simple workrelated decisions and simple, routine tasks with no assembly line work or strictly enforced daily production quotas, and few changes in a routine work setting. She can never interact with the general public, but she can occasionally interact with co-workers and supervisors.” She has no past relevant work. Step 5: She can perform a significant number of jobs that exist in the national economy. (Doc. #10, PageID #s 54-64). Based on these findings, the ALJ concluded that Plaintiff was not under a benefits-qualifying disability since October 23, 2017, the date the application was filed. Id. at 65. The evidence of record is adequately summarized in the ALJ’s decision (Doc. #10, PageID #s 54-63), Plaintiff’s Statement of Errors (Doc. #12), the Commissioner’s Memorandum in Opposition (Doc. #15), and Plaintiff’s Reply (Doc. #16). To the extent that additional facts are relevant, they will be summarized in the discussion section below. II. Standard of Review Judicial review of an ALJ’s decision is limited to whether the ALJ’s findings are supported by substantial evidence and whether the ALJ applied the correct legal standards. Blakley v. Comm’r of Soc. Sec., 581 F.3d 399, 406 (6th Cir. 2009); see Bowen v. Comm’r of Soc. Sec., 478 F.3d 742, 745-46 (6th Cir. 2007). Substantial evidence is such “relevant evidence that a reasonable mind might accept as adequate to support a conclusion.” Gentry v. Comm’r of Soc. Sec., 741 F.3d 708, 722 (6th Cir. 2014) (citing Rogers v. Comm’r of Soc. Sec., 486 F.3d 234, 241 (6th Cir. 2007)). It is “less than a preponderance but more than a scintilla.” Id. 3 Case: 3:21-cv-00005-PBS Doc #: 17 Filed: 06/06/22 Page: 4 of 10 PAGEID #: 1326 The second judicial inquiry—reviewing the correctness of the ALJ’s legal analysis—may result in reversal even if the ALJ’s decision is supported by substantial evidence in the record. Rabbers v. Comm’r of Soc. Sec., 582 F.3d 647, 651 (6th Cir. 2009). Under this review, “a decision of the Commissioner will not be upheld where the [Social Security Administration] fails to follow its own regulations and where that error prejudices a claimant on the merits or deprives the claimant of a substantial right.” Bowen, 478 F.3d at 746 (citing Wilson v. Comm’r of Soc. Sec., 378 F.3d 541, 546-47 (6th Cir. 2004)). III. Discussion In her Statement of Errors, Plaintiff alleges that the “ALJ Reversibly Erred in Evaluating the Opinions of the Mental Health Specialists and [Plaintiff’s] RFC and Failed to Carry the Step Five Burden.” (Doc. #12, PageID #1286). According to Plaintiff, ALJ Jones erred in evaluating the mental health opinions of record and by formulating an RFC that omitted critical work-related limitations that were supported by the record. Id. at 1286-89. The Commissioner maintains that the ALJ’s decision is supported by substantial evidence. (Doc. #15, PageID #s 1302-1315). A. Residual Functional Capacity An individual’s RFC “is the most [she] can still do despite [her] limitations.” 20 C.F.R. § 416.945(a)(1). While medical source opinions are considered, the final responsibility for deciding the RFC is reserved to the Commissioner. See 20 C.F.R. § 416.927(d); Coldiron v. Comm’r of Soc. Sec., 391 F. App’x 435, 439 (6th Cir. 2010) (“The Social Security Act instructs that the ALJ— not a physician—ultimately determines a claimant’s RFC.”). As such, the ALJ bears the responsibility for assessing an individual’s RFC based on all the relevant evidence, 20 C.F.R. § 4 Case: 3:21-cv-00005-PBS Doc #: 17 Filed: 06/06/22 Page: 5 of 10 PAGEID #: 1327 416.946(c), and must consider all of an individual’s medically determinable impairments, both individually and in combination. See Soc. Sec. R. 96–8p, 1996 WL 374184, *7 (Soc. Sec. Admin. July 2, 1996). In rendering the RFC determination, the ALJ need not discuss every piece of evidence considered. See Conner v. Comm’r, 658 F. App’x 248, 254 (6th Cir. 2016) (citing Thacker v. Comm’r, 99 F. App’x 661, 665 (6th Cir. 2004). However, the ALJ still has an obligation to consider all of the evidence before him and to meaningfully explain how the evidence supports each conclusion and limitation included in the RFC. See Ryan v. Comm’r of Soc. Sec., 307 F. Supp. 3d 797, 803 (S.D. Ohio 2017) (Newman, M.J.), report and recommendation adopted, No. 3:16-CV-124, 2017 WL 3412107 (S.D. Ohio Aug. 8, 2017) (Rice, D.J.); Soc. Sec. R. 96-8p, 1996 WL 374184, *7 (“The RFC assessment must include a narrative discussion describing how the evidence supports each conclusion, citing specific medical facts … and nonmedical evidence…”). Further, the ALJ may not simply ignore evidence that does not support his decision. See e.g., Germany–Johnson v. Comm’r of Soc. Sec., 313 F. App’x 771, 777 (6th Cir. 2008) (finding error where the ALJ was “selective in parsing the various medical reports”); Ackles v. Colvin, No. 3:14CV00249, 2015 WL 1757474, at *6 (S.D. Ohio Apr. 17, 2015) (Ovington, M.J.), report and recommendation adopted, No. 3:14CV00249, 2015 WL 2142396 (S.D. Ohio May 6, 2015) (Rice, D.J.) (“The ALJ did not mention this objective evidence and erred by selectively including only the portions of the medical evidence that placed Plaintiff in a capable light.”). In this case, ALJ Jones found the opinions of both consultative psychologists, Joseph Edwards, Ph.D., and Robyn Murry-Hoffman, Ph.D. to be “persuasive” as they both were 5 Case: 3:21-cv-00005-PBS Doc #: 17 Filed: 06/06/22 Page: 6 of 10 PAGEID #: 1328 “supported by the mental status examination at the psychological examination, and the medication management records.” (Doc. #10-2, PageID #63) (record citations omitted). Despite this endorsement, ALJ Jones failed to incorporate a key aspect of these psychologists’ opinions, specifically, that Plaintiff could only “interact on an occasional and superficial basis.” (Doc. #10-3, PageID #s 130, 146). Instead, ALJ Jones formulated an RFC that found that Plaintiff could “never interact with the general public, but she [could] occasionally interact with co-workers and supervisors.” (Doc. #10-2, PageID #57). In other words, ALJ Jones restricted Plaintiff to “occasional” interactions with supervisors and coworkers but omitted the specific recommendation that Plaintiff’s interactions be “superficial.” However, in making this change, the ALJ did not provide his reasoning for omitting the limitation for “superficial interactions.” The work-related limitation of “superficial interaction” recommended by Drs. Edwards and Murry-Hoffman is a distinct limitation from the “occasional interaction” limitation incorporated in Plaintiff’s RFC. Indeed, courts have routinely recognized the distinction between limiting the quantity of time spent with an individual with the limitation relating to the quality of the interactions—including a limitation to “superficial” interaction. See, e.g., Corey v. Comm’r Soc. Sec., No. 2:18-cv-1219, 2019 WL 3226945, at *4 (S.D. Ohio July 17, 2019) (Vascura, M.J.) (“[R]eversal is warranted because the ALJ assigned significant weight to [the medical] opinions, but failed to include limitations for ‘superficial’ interactions.”); Lindsey v. Comm’r of Soc. Sec., No. 2:18-CV-18, 2018 WL 6257432, at *4 (S.D. Ohio Nov. 30, 2018) (Vascura, M.J.), report and recommendation adopted, No. 2:18-CV-018, 2019 WL 133177 (S.D. Ohio Jan. 8, 2019) (Sargus, D.J.) (“‘Occasional contact’ goes to the quantity of time spent with [ ] individuals, whereas 6 Case: 3:21-cv-00005-PBS Doc #: 17 Filed: 06/06/22 Page: 7 of 10 PAGEID #: 1329 ‘superficial contact’ goes to the quality of the interactions.” (emphasis added)) (quoting Hurley v. Berryhill, No. 1:17-cv-421-TLS, 2018 WL 4214523, at *4 (N.D. Ind. Sept. 5, 2018)). Simply put, ALJ Jones’ attempt to accommodate the consultative psychologists’ additional restriction of superficial interactions by limiting Plaintiff to occasional interactions with supervisors and coworkers is unavailing. See Hurley, 2018 WL 4214523, at *4 (holding that “occasional” and “superficial” are not interchangeable terms and finding that the ALJ erred in making no attempt to explain the basis of his decision to limit the plaintiff to occasional rather than superficial interactions) (internal citation omitted). While an ALJ is under no obligation to mirror a medical opinion verbatim, he does have an obligation to “meaningfully explain why certain limitations are not included in the RFC determination, especially when such limitations are set forth in opinions the ALJ weighs favorably.” Ryan, 307 F. Supp. 3d at 803; see also, Queen v. Comm’r of Soc. Sec., No. 2:16-cv-1082, 2017 WL 6523296, at *9–10 (S.D. Ohio Dec. 21, 2017) (Preston Deavers, M.J.) (remanding where the ALJ “failed to include at least one limitation” from an opinion he had assigned great weight without explaining the omission). Furthermore, by failing to explain why certain limitations were not incorporated into the RFC, an ALJ prevents the reviewing court from conducting a meaningful review to determine whether substantial evidence supports his decision. See Reynolds v. Comm’r of Soc. Sec., 424 F. App’x 411, 414 (6th Cir. 2011) (noting that an ALJ’s decision “must include a discussion of ‘findings and conclusions, and the reasons or basis therefor, on all the material issues of fact, law, or discretion presented on the record.’” (quoting 5 U.S.C. § 557(c)(3)(A))); Allen v. Astrue, No. 5:11-cv-95, 2012 WL 1142480, 7 Case: 3:21-cv-00005-PBS Doc #: 17 Filed: 06/06/22 Page: 8 of 10 PAGEID #: 1330 at *8 (N.D. Ohio April 4, 2012) (remanding where “the ALJ failed to properly articulate the RFC calculation,” explaining that the court was “unable to trace the path of the ALJ’s reasoning”). In short, remand is warranted in this case because ALJ Jones found the opinions of Drs. Edwards and Murry-Hoffman to be persuasive but failed to include a limitation for “superficial interactions.” Moreover, the ALJ failed to offer an adequate explanation for why he declined to include this limitation. Accordingly, for the above reasons, Plaintiff’s Statement of Errors is well taken.3 B. Remand A remand is appropriate when the ALJ’s decision is unsupported by substantial evidence or when the ALJ failed to follow the Administration’s own regulations and that shortcoming prejudiced the plaintiff on the merits or deprived the plaintiff of a substantial right. Bowen, 478 F.3d at 746. Remand may be warranted when the ALJ failed to provide “good reasons” for rejecting a treating medical source’s opinions, see Wilson, 378 F.3d at 545-47; failed to consider certain evidence, such as a treating source’s opinions, see Bowen, 478 F.3d at 747-50; failed to consider the combined effect of the plaintiff’s impairments, see Gentry, 741 F.3d at 725-26; or failed to provide specific reasons supported by substantial evidence for finding the plaintiff lacks credibility, see Rogers, 486 F.3d at 249. Under sentence four of 42 U.S.C. § 405(g), the Court has authority to affirm, modify, or reverse the Commissioner’s decision “with or without remanding the cause for rehearing.” Melkonyan v. Sullivan, 501 U.S. 89, 99 (1991). Consequently, a remand under sentence four may In light of the above discussion, and the resulting need to remand this case, an in-depth analysis of Plaintiff’s other challenges to the ALJ’s decision is unwarranted. 3 8 Case: 3:21-cv-00005-PBS Doc #: 17 Filed: 06/06/22 Page: 9 of 10 PAGEID #: 1331 result in the need for further proceedings or an immediate award of benefits. E.g., Blakley, 581 F.3d at 410; Felisky v. Bowen, 35 F.3d 1027, 1041 (6th Cir. 1994). The latter is warranted where the evidence of disability is overwhelming or where the evidence of disability is strong while contrary evidence is lacking. Faucher v. Sec’y of Health & Human Servs., 17 F.3d 171, 176 (6th Cir. 1994). A judicial award of benefits is unwarranted in the present case because the evidence of disability is not overwhelming and the evidence of disability is not strong while contrary evidence is lacking. However, Plaintiff is entitled to have this case remanded to the Social Security Administration pursuant to sentence four of § 405(g) due to the problems discussed above. On remand, the ALJ is directed to evaluate the evidence of record, including the medical source opinions, under the applicable legal criteria mandated by the Commissioner’s Regulations and Rulings and by case law; and to evaluate Plaintiff’s disability claim under the required five-step sequential analysis to determine anew whether Plaintiff was under a disability and whether her application for Supplemental Security Income should be granted. IT IS THEREFORE ORDERED THAT: 1. Plaintiff’s Statement of Errors (Doc. #12) is GRANTED; 2. The Commissioner’s non-disability finding is vacated; 3. No finding is made as to whether Plaintiff was under a “disability” within the meaning of the Social Security Act; 4. This matter is REMANDED to the Social Security Administration under sentence four of 42 U.S.C. § 405(g) for further consideration consistent with this Decision and Entry; and 9 Case: 3:21-cv-00005-PBS Doc #: 17 Filed: 06/06/22 Page: 10 of 10 PAGEID #: 1332 5. The case is terminated on the Court’s docket. s/Peter B. Silvain, Jr. June 6, 2022 Peter B. Silvain, Jr. United States Magistrate Judge 10
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