Adia v. Grandeur Management, Inc., No. 1:2017cv09349 - Document 26 (S.D.N.Y. 2018)
Court Description: OPINION. For the foregoing reasons, the Plaintiff's cross-motion to amend the Complaint is granted, and the Defendants' motion to dismiss the Complaint is granted. It is so ordered. re: 14 MOTION to Dismiss filed by Raja I Younas, Grandeur Management, Inc. (Signed by Judge Robert W. Sweet on 9/6/2018) (rjm) Transmission to Orders and Judgments Clerk for processing.
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Adia v. Grandeur Management, Inc. ,, Doc. 26 Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 1 of 16 UN ITE D STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ----------------------------------- x NOEL P . ADIA , 17 Civ . 9349 Pl aintiff , (RWS) OPINION - against GRANDEUR MANAGEMENT , INC. and RAJA I . YOUN AS , Defendants . ____ _ -__ --·-·-· _.,. US.DCSD1 Y ~rDOCUMENT 1 GJ. J., Attorneys for Plaintiff 1··11 ···1 ~ ... 1 :: ) .I~ •. (' ,•1· II l)(-\ ··-·· r·-_. --·····-~r,(T r .,.~, -'!"f ,L.LL - 1 APP E ARANCES : i :~:~~E-1::L~.-·-----,-· 1v-~1c ·' 1, ti.::.,, ~. . . T•c.,....," t:, .. Jh,,_ r~ .. !"' . . .1.,,,, _t ------------------------------------ x I~ /.l t. i· 1·· I I ·· _J LAW OFF I CE OF FELIX Q. VINLUAN 69 - 10 Roose v elt Avenue , 2 n d Floor Woodside , NY 11377 By: Felix Q. Vinluan , Esq. Attorneys for Defendants LAW OFFICES OF NOLAN KLEIN , 39 Broadway , Suite 2250 New York , NY 1 0006 By : Nolan Klein , Esq. P.A. Dockets.Justia.com ,--------------------------------------------Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 2 of 16 Sweet, D.J. Defendants Grandeur Management, Inc . Raja I. Younas ("Younas") ("Grandeur " ) and (collectively, the "Defendants") have moved to dismiss the Complaint of the plaintiff Noel P. Adia ("Adia" or the "Plaintiff") pursuant to Federal Rules of Civil Procedure 12 (b) (2) and 12 (b) (6) . The Plaintiff has cross -moved to amend the Complaint . The cross-motion of the Plaintiff to amend the Complaint by the additional allegations in paragraphs 28 -44 is granted . The motion of th e Defendants to dismiss the Complaint as amended is granted . I. Facts & Prior Proceedings Adia filed the Complaint on November 29 , 20 17 alleging that the Defendants fraudulently recruited him to work as an H2B guest worker and forced him to work overt ime through threats o f lack of immigrati on status , loss of work , and false provisions of sponsorship in violation of the Trafficking Vi olations Protection Act, 1 8 U. S.C. Alien Tort Statute , 28 U. S.C. Labor Law, Article 19 §§ § 1350 , 650 et seq . 2 § 1589.9 0 ("TVPA" ) , the ("ATS") , and New York ( "NYLL") . Compl. <J[<J[ 1- 2 . -------·- Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 3 of 16 The Complaint sets forth the fol l owing allegations . Adia is a Philippine citizen who entered the United States with a H- 2B visa as a temporary guest worker . Compl . ~ 7 . Grandeur i s a South Carolina corporation with principa l offices in Myrtle Beach , South Carolina , and is a hotel services provider engaged in laundry , linen , housekeeping , and maintenance business . Compl . ~~ 8 - 9 . Younas i s a South Carolina resident , and owner or president or manager of Grandeur . Compl . ~~ 10 - 11. The Defendants were the employers of Adia and determi ned the place of Adia ' s employment , the terms of his emp l oyment, and superv i sed his work. Compl . ~~ 12 - 14 . Defendants instructed Pl aintiff to coordinate wi th a New York clean i ng serv i ce company for emp l oyment ; monitored Plaintiff's emp l oyment serv i ce record and paid fo r his services at Staybridge Hote l through the i r payroll company. Compl . ~~ 28- 31 . Younas adv i sed Pl aintiff that he had caused the filing of an application to change Adia ' s H- 2B status to B1/B2 status . Compl. ~ 32 . Younas sent Plaintiff a copy of the users notice acknow l edging receipt of the application to change Adia ' s status to B1/B2 status and promised Plaintiff that he cou l d ensure that Adia did not become un l awfully present i n the country , and that he would eventua l ly fi l e another H- 2B pe t ition and then an H- 1B petition on behalf of Pla i ntiff . Compl . 3 ~~ 33 - 35 . Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 4 of 16 Younas advised Plaintiff to rely on him and to promise him not to look for other employment as Defendants would ensure Plaintiff ' s immigration status to be in order at all times . Compl . ~ 36 . Younas transferred Plaintiff from Staybridge Hotel to work at Hotel Indigo in Chelsea/28 t h Street area of Manhattan as a doorman , and Defendants paid Plaintiff $9.00 an hour through another management company controlled and/or owned by Younas . Compl. ~~ 38 - 39 . Younas stated that the continuation of Plaintiff ' s immigration status would depend on Plaintiff's continuing reliance on Defendants and on Plaintiff being in their good graces. Compl. ~~ 37-41. In February 2012 , Plaintiff inquired for evidence regarding the filing of his H- 1B sponsorship , and Younas admitted that he had not filed any H- 1B petition for Adia. Compl. ~~ 43-44. Defendants moved to dismiss on jurisdictional grounds and for failure to state a cause of action , Plaintiff in opposition in effect cross - moved to add additional allegations to paragraphs 38 - 44 relating to jurisdiction . The motions were heard and marked fully submitted on May 2 , 2018. 4 Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 5 of 16 II. The Motion of the Plaintiff to Amend the Complaint is Granted Although the procedural niceties to amend a pleading were not met, the amendments set forth in Plaintiff's Response in Opposition at pages 3 - 5 constitute geographical details to prior allegations. In the interests of expedition, the crossmotion to amend III. jj 28 - 44 is granted. The Motion of the Defendants to Dismiss on Jurisdictional Grounds is Denied According to the Defendants, the Plaintiff has failed to adequately allege jurisdiction over Grandeur, a South Carolina corporation and Younas , a South Carolina resident . Whether or not the allegations can be established factually , as set forth above, Adia has alleged that the Defendants are employers of Adia under New York law, and paid , supervised, and controlled his employment in New York. See Compl . jj 12 -1 4 . The allegations are sufficient to allege jurisdiction. The motion to dismiss on jurisdictional grounds is denied at this time with leave granted to renew . 5 Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 6 of 16 IV. The Motion of the Defendants to Dismiss for Violations of the TVPA and ATS is Granted On a Rul e 12( b ) (6) motion to d i smiss , all factua l allegations in the complaint are accepted as true and a l l i nferences are drawn in favor of the pleader . Mills v . Polar Molecular Corp ., 12 F.3d 1 1 70 , 11 7 4 (2d Ci r . 1993) . A complaint must contain "sufficient factual matter , accepted as true , to ' state a claim to relief t hat is plausib l e on its face .'" Ashcroft v . Iqbal , 556 U. S . 662 , 663 (2009) (quoting Bell Atl . Corp. v . Twombly , 550 U.S. 544 , 555 (2007)). A claim is facially plausible when " the pla i ntiff pleads factual content that al l ows the court to draw the reasonable inference that the defendant is liable for the misconduct a l leged ." Iqbal , 556 U. S . at 663 (quoting Twombly , 550 U. S. at 556) . In other words , the factua l al l egations must " possess enou gh heft to show that the pleader is entitled to re l ief ." Twombly , 550 U. S. at 557 (internal quotation marks omitted) . Whi l e "a plaintiff may plead facts al l eged upon information and belief ' where the belief is based on factual i nformation that makes the inference of c ul pab i lity p l ausible ,' such allegations must be ' accompanied by a statement of the facts upon wh i ch the be l ief is founded .'" Munoz-Nagel v . Guess , 6 Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 7 of 16 Inc., No . 12 Civ. 1312 (ER), 2013 WL 1809772 , at *3 (S.D . N.Y. Apr. 30, 2013) (quoting Arista Records, LLC v . Doe 3 , 604 F.3d 110, 120 (2d Cir . 2010)) ; Prince v . Madison Square Garden , 427 F. Supp . 2d 372, 384 (S . D.N . Y. 2006); Williams v. Calderoni, 11 Ci v . 3 0 2 0 (CM) , 2012 WL 6 918 3 2 , at * 7 ( S . D. N . Y . Mar . 1 , 2 0 12 ) ) . The pleadings, however, "must contain something more than a statement of facts that merely creates a suspicion [of] a legally cognizable right of action." Twombly, 550 U.S . at 555 (citation and internal quotation omitted). In considering a motion to dismiss , "a district court may consider the facts alleged in the complaint, documents attached to the complaint as exhibits , and documents incorporated by reference in the complaint." DiFolco v . MSNBC Cable L . L . C., 622 F.3d 104, 111 (2d Cir . 2010) . The Defendants urge that the corporate Defendant is immune from liability under the TVPA as a matter of law, citing Mohamad v . Palestinian Authority, 566 U. S . 449, 451 (2012), which holds that "the term 'individual' as used in the [TVPA] encompasses only natural persons . Consequently , the Act does not impose liability against organizations.'" See also Sikhs for Justice v . Nath , 893 F . Supp. 2d 598 , 617 (S.D.N.Y. 2012) (noting that "the Supreme Court unanimously held that the term 7 Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 8 of 16 'indi vidual ,' as used in the TVPA, 'en compasses only natural persons.'") . As to Younas, The TVPA enab l es individuals who are victims o f forced labor or trafficking to file a c i vi l action against the perpetrators in district court . 18 U.S.C. §§ 1589, 1590, 1595. "Forced labor," within the meaning of the statute, includes coercion through abuse or threatened abuse of the . law or legal process, or threats of serious financial or reputational harm, such that " a reasonable person of the same background and in the same circumstances " as the victim would be coerced "to perform or to continue performing lab or or services in order to avoid in cur ring that harm." 18 U.S.C. § 15 89 . Under the statute , "trafficking" includes the knowing recruitment of any person for forced labor. 18 U.S.C. § 1590 (a) . Macolor v . Libiran, No . 14 Civ . 4555 (JMF) 1488121, at *4 (RLE) , 2016 WL (S .D.N.Y. Mar. 25 , 2016) , adopted by Macolor v. Libiran, No. 14 Civ. 4555 (JMF), 2016 WL 145 3039 (S .D.N.Y. Apr. 13, 2016) . In Macolor, the plaintiff alleged that he was brought to the United States under false pretenses and was threatened with costly legal action if he stopped working for the defendants. Macolor v . Libiran, 2016 WL 1488121, at *l. Here, the Plaintiff had already been present in th e United States for an unspecified amount of time, and had visa status before he ever spoke to Younas. Compl. 1 1 5 . 8 Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 9 of 16 Plaintiff's claim of forced labor appears to be based on his subjective feeling that he could not pester Younas about his visa status, or he might risk having sponsorship withdrawn. The Complaint as amended does not allege a threat to terminate sponsorship or deportation. Indeed, "not all bad employer employee relationships . will constitute forced labor . . Congress intended to address serious trafficking , or cases where traffickers threaten harm to third persons , restrain their victims without physical violence or injury , or threaten dire consequences by means other than overt violence . " Garnica v . Edwards , 72 F . Supp . 3d 411 , 416 (S . D.N.Y . 2014) (quoting United States v . Dann , 652 F . 3d 1160, 1170 (9th Cir. 2011)). "[C]ourts have held that wage underpayments do not violate the Forced Labor Statute because violating a labor regulati o n is not considered an abuse of law or process under the statute." Id. at 415. Plaintiff has failed to state a claim for forced labor under the TVPA against either Defendant. Moreover , Plaintiff ' s claim of human trafficking under the TVPA is simply a restatement of his forced labor claim under the same statute . Plaintiff alleges that Defendants "recruited , harbored, and transported " him for the purpose of subjecting him to forced labor . However , the Plaintiff was already l awfully present in this country . There are no allegations that 9 Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 10 of 16 Defendants "transported" Plaintiff to New York or anywhere else; rather Plaintiff admits that he traveled here himself. Plaintiff ' s human trafficking claim thus fails. Aguirre v. Best Care Agency, Inc., (E.D . N.Y . 2 013) See e . g ., 961 F . Supp . 2d 427 , 447 (internal citations omitted) ("Plaintiff has failed to demonstrate or explain how Defendants recruited , harbored, provided or obtained her services , a necessary element to prove trafficking under this statute. Without this element , Plaintiff 's trafficking claim under this statute is nothing more than her forced labor claim restated ." ) . Plaintiff ' s TVPA claims are hereb y dismissed . The Plaintiff has also failed to state a claim under the ATS . First , as with the TVPA , there is no corporate liability under the ATS. See Licci by Licci v . Lebanese Canadian Bank, SAL , 834 F.3d 2 01 , 2 19 (2d Cir . 2016) (holding that corporations are immunized from liability under the ATS ) . Thus , Plaintiff's claim against the corporate Defendants is dismissed. More o ver , as to the merits , the allegations in the Complaint fall short of what is required to state a claim under the ATS . "[B]ecause ATS jurisdiction depends on a violation of a law of nations , merits ' 'a mo re searching preliminary review of the is required than the review conducted for asserting 10 Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 11 of 16 jurisdiction under the 'arising under ' grant of federal jurisdiction under 28 U. S . C . § 1331 . " Velez v. Sanchez , 693 F.3d 308, 316 (2d Cir . 2012) F . 2d 876 , 887 (citing Filartiga v . Pena-Irala , 630 (2d Cir . 1980)) . Plaintiff fai l s to allege any f acts that co u ld reasonably be construed as a violation of the law of nations . "To demonstrate a violation of the law of nations , a plaintiff must prove a violation of international law norms that (1) are norms of ' international character ' that nations abide by out of a sense of legal obligation ; (2) are ' defined with a specificity comparable to the 18th- century paradigms . mutual concern ' .' ; and (3) are ' of to nations ." Id . at 319 (c i ting Abdullahi v . Pfizer , Inc ., 562 F . 3d 1 63, 174 (2d Cir. 2009) . " [T]he international definition of forced labor (as formulated in the international instruments described above) does not cover ' low wages or poor working conditions ,' It also does not include ' situations of pure economic necessity' caused by a lack of employment alternatives [ F]orced labor must involve a ' severe violation of human rights and restriction of human freedom. " Id . at 321 (internal citation omitted). Moreover , "the ATS has a l ways been understood as covering torts committed abroad . " Velez v . Sanchez , 754 F. Supp . 11 Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 12 of 16 2d 488 , 496 (E.D.N.Y. 2010) ; see also Sosa v. Alvarez - Machain , 524 U.S. 692 , 715 (2004) (defining law of nations as , inter alia, "a body of judge -made law regulating the conduct of individuals situated outside domestic boundaries and consequently carrying an international savor") . "Although no case holds that the ATS covers only torts occurring abroad, the Court is confident as a matter of first impression, that Velez's claims of domestic human trafficking and forced labor are not within Filartiga ' s conception of the statute ' s grant of jurisdiction." Velez , 754 F. Supp. 2d at 496-97. So too here. Accordingly , jurisdiction does not lie as to either Defendant lies under the ATS. Even if, arguendo, the ATS had conferred jurisdiction over such claims , Plaintiff has not alleged claims for forced labor or human trafficking . "Decisions in which ATS forced labor claims have been permitted to proceed have typically involved egregious violations of human dignity. " Velez , 693 F.3d at 321 ; see e.g ., Licea v. Curacao Drydock Co. , 584 F. Supp. 2d 1355 , 1361 - 63 (S.D . Fla . 2008) (describing how plaintiffs were held in captivity ; how they suffered severe injuries due to the nature of their work but were denied medical treatment; and how in escaping , they risked imprisonment and death and the persecution of their families by the Cuban government); Doe Iv. Reddy, No. 12 Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 13 of 16 C 02 -0 5570 , 2003 WL 23893010 , at *9 (N .D. Cal. Aug. 4 , 2003) (finding that allegations sufficed both to provide jurisdiction and state claims for forced labor, debt bondage , and trafficking under the ATS when they included 'coercive conduct through threats, physical beatings , sexual battery, fraud and unlawful substandard working conditions ' ); Manliguez v . Joseph , 226 F. Supp. 2d 377 , 381 - 82 (E . D. N. Y. 2002) (describing how the plaintiff was often locked in the apartment in which she provided domestic labor, was prohibited from interacting with others , denied medications and basic personal effects, and was often given only one meal per day). Here, Plaintiff worked for different employers miles away from Defendants , and was paid in excess of the minimum wage . The employment of Adia as a housekeeping attendant and doorman cannot be construed as forced labor in light of the above . Moreover , trafficking under the ATS has also not been adequately alleged . Trafficking in this context is defined as: the recruitment , transportation , transfer, harbouring or receipt of persons , by means of the threat or use of force or other forms of coercion , of abduction , of fraud, of deception, of the abuse of power or of a position of vulnerability or of the giving or receiving of payments or benefits to achieve the consent of a person having control over another 13 Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 14 of 16 person , for the purpose of exploitation . Exploitation shall include , at a minimum , the exp l oitat i on of the prostitution of others or other forms of sexual exploitation , forced labour or services , slavery or practices similar to slavery , servitude or the removal of organs. Velez , 693 F . 3d at 323 . The Complaint does not adequately allege that Plaintiff was recruited , transported, or harbored, let alone trafficked . According to Plaintiff, he was already lawfully present and working in the U.S . when he freely traveled from South Dakota to South Carolina , by way of New York. After many months during which Defendants could not procure any work for Plaintiff in South Carolina , Younas allegedly suggested that Plaintiff contact an employer in New York . Plaintiff traveled from South Carolina to New York and "got himself interviewed," and obtained employment in New York through his own efforts . Accordingly , the Defendants ' motion to dismiss the alleged violations of the TVPA and ATS is granted. V. Supplemental Jurisdiction is Declined As the Supreme Court noted in United Mine Workers v . Gibbs , 383 U.S . 715 , "[w]hether to retain jurisdiction over 14 Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 15 of 16 pendent state law c l aims is within a tria l cou r t ' s d i scretion , ' not a matter of plaintiff ' s right. '" Jordan (Bermuda) Inv. Co ., Ltd. v . Hunter Green Investments Ltd ., 154 F. Supp . 2d 682, (S.D.N . Y. 2001) 695 (quoting Gibbs , 383 U. S . at 726) . Having dismissed the federal claims , supplemental jurisdiction over Plaintiff ' s remaining state claims is declined. See, e.g., Tops Markets, Inc . v . Quality Markets, Inc ., 142 F.3d 90 , 102-03 (2d Cir . 199 8) (emphasis in orig inal) ("[W]hen all federal claims are eliminated in the early stages of litigation , the balance of factors generally favors declining to exercise pendent jurisdiction over remaining state law claims and dismissing them without prejudice ." ) ; Jordan (Bermuda) Inv. Co ., 154 F . Supp. 2d 695 -96 (declining to exercise pendent jurisdiction over state claims after granting defendants ' motion to dismiss federal claims) . Accordingly , Plaintiff ' s New York Labor Law claim is dismissed without prejudice for lack of jurisdiction . 15 Case 1:17-cv-09349-RWS Document 26 Filed 09/10/18 Page 16 of 16 VI. Conclusion For the foregoing reasons, the Plaintiff's cross mo tion to amend the Complaint is granted , and the Defendants' mo tion to dismiss the Complaint is granted . It is so ordered . New York, NY September ~ ' 2018 U.S.D.J . 16
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