Securities and Exchange Commission v. Lek Securities Corporation et al, No. 1:2017cv01789 - Document 534 (S.D.N.Y. 2019)

Court Description: NUNC PRO TUNC ORDER TO CORRECT FINAL JUDGMENT AS TO DEFENDANT LEK SECURITIES CORPORATION: IT IS ORDERED, ADJUDGED, AND DECREED that Section IV of the Final Judgment as to Lek Securities is corrected, nunc pro tune, to state that Defendant Lek Securi ties is liable for disgorgement of $419,623, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $106,269, and a civil penalty in the amount of  6;1,000,000 pursuant to Section 21 (d) of the Exchange Act. Defendant shall satisfy this obligation by paying $1,525,892 to the Securities and Exchange Commission within 30 days after entry of this Final Judgment. Motions terminated: 531 MOTION to Amend/Correct 468 Judgment as to Lek Securities Nunc Pro Tunc filed by Securities and Exchange Commission. (Signed by Judge Denise L. Cote on 11/18/2019) (rro)