Boka v. Shafer et al, No. 1:2015cv06629 - Document 52 (S.D.N.Y. 2016)

Court Description: OPINION. Based on the conclusions set forth above, Defendants' motion to dismiss the Amended Complaint is granted, and the motions of the Plaintiff for a stay, conversion to summary judgment and fees are denied. This opinion terminates the above entitled action in addition to ECF Nos. 9, 17, 28. It is so ordered. re: 28 MOTION to Stay re: 17 MOTION to Dismiss Amended Complaint filed by Zoltan Boka, 9 FIRST LETTER MOTION for Extension of Time to File Answer addressed t o Judge Robert W. Sweet from Christopher Coulston dated December 15, 2015. Document filed by James B. Milliken, Katherine Raymond, The City University of New York. (Signed by Judge Robert W. Sweet on 7/11/2016) (rjm) (Main Document 52 replaced on 7/13/2016) (rjm).
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Boka v. Shafer et al Doc. 52 USDCSDNY DOCUMENT UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ELECTRONICALLY FILED DOC#: DATE FILED: ZOLTAN BOKA, Plaintiff, 15 Civ. 6629 -against- OPINION DR. VALERIE SHAFER, ET AL., Defendants. ---------------------------------------x A P P E A R A N C E S: Pro Se ZOLTAN BOKA 3564 89TH Street, Apt. 4C Queens, NY 11372 Attorneys for Defendants ERIC T. SCHNEIDERMAN Attorney General of the State of New York 1 2 0 Broadway, 24 th Floor New York, NY 10271 By: Christopher V. Coulston, Esq. Sweet, D. J. Defendants City University of New York ("CUNY"); Katherine Raymond in her official and individual capacity; James B. Milliken in his offic ial and individual capacity; Sharon Lerner in her official and individual capacity; Douglas Whalen in his off icial capacity; William Kelly in his official capacity; Matthew Schoengood in his official capacity; and Chase Robinson in his official capacity (the "Individual Defendants," and, with CUNY, the "Defendants") have moved pursuant to Rules 12(b) (1) and 12(b) (6) of the Federal Rules of Civil Procedure to dismiss the October 23, 2015 amended complaint (the "Amended Complaint") of plaintiff Zoltan Baka, pro se ("Baka" or the "Plaintiff"). The Plaintiff has moved for a stay, to convert the Defendants' motion for summary judgment, and for fees in connection with service. Based on the conclusions set forth below, the motion of the Defendants to dismiss the Amended Complaint is granted, and the motions of the Plaintiff for a stay, conversion to summary judgment and fees are denied. 1 I. Prior Proceedings Boka is a former doctoral student at the Graduate School and University Center of CUNY (the " Graduate Center " ) . I n August 2012 , Plaintiff was dismi ssed from the Speech-Language - Hearing Sciences ( " SLHS " ) program after failing the "First Examinat i on " the second t i me . See Arn . Comp l. 28 and Ex. 18 . Under t he Graduate Center ' s policies , failing the First Examination twice leads to immediate termination from t h e program . Id ., Ex . 18. The Pl aintiff unsuccessfu l ly challenged th i s te r mination in an Article 78 proceeding , where he was represented by counsel . Zoltan Boka v The City University of New York. et al . , Supreme Court , New York County , Index No. 101346/2013. There , the Court addressed many of the issues raised in Plaintiff ' s Amended Complaint , including whether Pl aintiff had sought an accommodation spec i fical l y for his First Examinat i on . See i d ., Ex . 26. The Court concluded that he had not. Plaintiff ' s Complaint , filed August 21 , 20 1 5 , a l leges that he was not offered a reasonable accommodation to pass the First Examination and was wrongfully expe ll ed from the SLHS program after requesting one and contains th i rteen separate causes of the following f ede r a l and state common law claims . His Amended Comp l aint was filed October 23 , 20 1 5 . 2 • Rehabilitation Act (Counts 1 and 2) ; • U. S . C. § 1983 (Counts 3 and 4) brought against Defendants Marton and Lerner ; Fraud under New York common law (Counts 5-8) ; 14th Amendment due process cla i ms (Counts 9- 11) ; and Breach of contract under New York common law (Counts 12-13) . Defendants i nclude CUNY , as well as the foll ow ing present and former CUNY employees : former Graduate Center President William Ke l ly ; Graduate Center President Chase Robinson; CUNY Chance ll or , James B . Mi ll iken ; Graduate Center professors , Dr . Valerie Shafer , Dr . Lorraine Obler , Dr. Douglas Wha l en , and Dr . Klara Marton ; CUNY counsel , Katherine Raymond ; Director of Student Affairs at the Graduate Center , Sharon and Vice President for Student Affairs at the Graduate Center , Matthew Schoengood. The Amended Complaint alleges the relationship of the parties. The Plaintiff enrolled i n the SLHS Doctoral Program at the CUNY Graduate Center in 2008. Arn . Compl ., p . 2. A 3 requirement o f the SLHS program is that each student is required to write a " First Examination ," a paper pr oposing a research project that the student designs . Id ., Ex . 25 , 6 . A student ' s academic advisor is permitted to give the student feedback on two drafts of the First Examinati o n prior to submitting it . Id . The student may also resubmi t the exam once if he or she does not receive a passing grade on the first submission. Id ., 7. The SLHS Handbook states that " the first draft of the exam must be submi tted to the student ' s advisor by January 31 of the student ' s second year . Then the 1st exam process must be finished by the end of that semester . Students may not continue in the program after completing 45 graduate credits if they ha ve n o t passed the First Examination. " Ver. Pet. , Ex. 38 , Ex . A to the Declaration of Christopher Coulston , dated January 29, 20 16 ( " Coulston Deel. " ) . In April 2012, near the end of his third year as a student in the program , Defendant Marton informed Plaintiff that he would not be allowed to register for the Fall 2012 semester without submitting and passing his First Examination . Am. Compl ., Ex . 25, 14 . On May 8 , 2012 , Plaintiff submitted a First Examination research paper for evaluation, and received a failing grade. Id., 15-16. On July 2, 2012 , after recei v ing written feedback fr om the t hr ee professors who r ev iewed his first attempt , Plaintiff submitted a revised Examination paper. Id ., 16 - 17; Ve r . Pet. , 4 23 . On August 17 , 2012, Plaintiff was notified that he had received a failing grade on his resubmission of the First Examination. Ver. Pet., 38. On August 23 , 2012 , Plaint iff requested a leave of absence. Ver. Pet, 62. Under the SLHS program's policies, a student is only permitted to retake the exam one time, and on August 24 , 20 12, after receiving his request for a leave of absence , Defendant Marton informed Plaintiff that his matriculation in the program was terminated. Ver. Pet., Ex. 38 ; Am. Compl ., Ex. 25 , 22 . Plaintiff has al l eged that the actual motivation for his termination was discrimination based on his disability and retaliation for his request for an accommodation. Plaintiff suffered a traumatic brain injury in infancy that has led to various neurological impairments. Am. Compl., p. 1. In February 2012 , after having difficulties with a statistics examination, Defendant Lerner recommended that Pl aintiff receive a neuropsychological evaluation to determine what accommodations might be appropriate f o r him. See Id., p. 2 , Ex. 2 and 24, 11. On June 18, 2012 , Defendant Lerner received a Neuropsychological Assessment prepared by Dr. Sarah Bronson. Id., p. 2 , Exs. 2 and 3. The Assessment recommended three accommodations : 1) organizational assistance from professors with writing papers; 2) take home examinations in all courses ; 5 9- and 3) a note taker . Id . , Ex . 2. On July 5 , 2012, three days after re - submitting his First Examination , Plaintiff and Defendant Lerner met to discuss Dr . Bronson ' s recommendations. Id ., p . 2 , Ex . 24 , 14 . In her aff i rmation submitted in the subsequent Article 78 proceeding , Defendant Lerner explained that during this meeting she advised Plaintiff about how they could implement these recommendations , particularly with respect to writing assignments. Defendant Lerner stated in her affirmation that she agreed to assist Plaintiff in locating a writing coach and during discussions with his professors on receiving additional feedback and reviewing mode l examp l es prior to submitting h i s research papers . Id. Defendant Lerner stated in her affirmation that these accommodations were prospective accommodations for Plaintiff ' s next semester . Id ., 15 . On October 2 , 2013 , following his termi nation from the program , and after appealing his termination through the Graduate Center ' s appeals process , Ver . Pet . 68-72 , Plaintiff commenced an Article 78 proceeding. In that proceeding, Plaintiff alleged that he had been dismissed from the SLHS pr o gram in violation of the ADA , the Rehabil i tation Act , the New York State Human Rights Law and the New York City Human Rights Law . Ver. Pe t ., 1 . As in this litigation , Plaintiff named Defendants Robinson , Lerner , Marton , Kelly , and Schoengood as 6 Respondents. In the Article 78 proceeding, as here, Plaintiff alleged that Defendants had "ignor[ed] a requ est for reasonable accommodations" and retaliated against Plaintiff by terminating him from the SHLS Program after receiving his request for an accommodation. Ver . Pet . , 73 - 75. Plaintiff also asserted that Defendants did n o t comply with the 2009-2010 student handbook an allegation that appears again in Plaintiff's Thirteenth cause of action in this litigation. Ver . Pet . 76; Am . Compl. 159. On April 1, 20 14 , a hearing was held before Judge Eileen Rakower to address Plaintiff's petition. Judge Rakower concluded that it was not arbitrary and capricious for CUNY to terminate Plaintiff from the program. Am . Compl., Ex . 26 , 15:16-7. Judge Rakower explained that Plaintiff had never requested an accommodation for his First Examination (Id. , 9:22-3) and that CUNY was fully prepared to accommodate him in the semester beginning in Fall 2012 (Id . , 12:4-6) . Plaintiff did not appeal this decision. The instant motions were marked fully submitted on March 2 4, and May 19 , 2016. 7 II. Standard of Review Summary judgment is appropriate only wh ere "there i s no genuine issue as to any material fact and the moving party is entitled to a judgment as a matter of l aw ." Fed. R. Civ. P. 56 (c) . "[T]he substantive law will identify which facts are material." Anderson v . Liberty Lobby, Inc., 477 U.S. 242 , 248 ( 198 6) A dispute is " genuine " if "the evidence is such that a reasonable jury could return a verdict for the nonmoving party ." Id. The relevant inquiry on application for summary judgment is " whether the evidence presents a suff i cient disagreement to require submission to a jury or whether it is so one-sided that one party must prevail as a matter of l aw." Id. at 251-52. A court is not charged with weighing the evidence and determining its truth, but with determining whether there is a genuine issue for trial . Westinghouse Elec. Corp . v . N.Y. City Trans i t Auth ., 735 F . Supp . 1205, 1212 (S .D.N. Y. 1990) (quoting Anderson , 477 U.S. at 249) . "[T]he mere existence of some alleged factua l dispute between the parties will not def eat an otherwise properly supported motion for summary judgment; the requirement is that there be no genuine issue of material fact ." Anderson , 477 U.S . at 247 - 48 (emphasis in original) 8 Plaintiff's prose status alters the interpretat i o n of Plaintiff's submissions , but not the burdens of law on either party. Pro se submis s i ons are held "t o less stringent standards than forma l pleadings drafter by l awye r s " and must be read to "raise the strongest arguments they suggest ." Olle v . Co lumbia Univ ., 332 F . Supp . 2d 599 , 607 App'x 383 (2d Cir. 2005) (S . D.N.Y . 2004) , aff'd, 1 36 F. (c itati ons omitted) . In addition, " even wh en a nonmoving party chooses the perilous path of failing t o submit a response t o a summary judgment motion," the burden remains on the defendant to demo n strate summary judgment is appropriate as a matter of law . Amaker v . Foley, 2 74 F.3 d 677 , 681 (2d Cir . 2001) ; see also Vermont Teddy Bear, 373 F. 3d a t 244 ; Holtz v . Rockefeller & Co ., In c ., 258 F. 3d 62, 74 n . 1 (2d Cir. 2001) ; Booker v . Fed. Reserve Bank of New Yo rk, Nos. 0 1 Ci v . 2 2 9 0 ( DC) & 0 1 Ci v . 2 2 91 ( DC) , 2 0 0 3 WL 1 213 1 4 8 , at * 12 ( S . D. N . Y . Mar . 17 , 2003) ; Mattel , In c . v . Pitt, 229 F . Supp . 2d 3 1 5 , 320 (S .D. N.Y. 2002) . However, proceeding pro se " does not ot h e rwis e r e li eve a liti gant from t h e usual requirements o f summary judgment, and a p r ose party's ' ba l d assertion,' unsupported by evidence , i s not suff i cient to overcome a motion for summary judgment ." Cole v . Ar tuz , No . 93 Civ . 5981 (WHP) (JCF) , 1 999 WL 983876 , at *3 (S . D. N.Y . Oct . 28 , 1999) (quot ing Carey v . Crescenzi , 923 F. 2d 9 18, 21 424, III. (2d Cir. 1991)); see also Lee v . Coughlin, 902 F.Supp. 429 (S.D . N. Y. 1995). The Eleventh Amendment Bars Plaintiff's Common Law and Due Process Claims The Eleventh Amendment bars claims against the State in federal court unless the State has unequivocally consented to suit or Congress has unequivocally and properly abrogated the State ' s immunity from suit . Pennhurst State Sch . & Hosp . v. Halderman , 465 U.S. 89 , 99 (1984) . This immunity extends to entities considered " arms of the state ," such as the senior colleges of CUNY , see Clissuras v. City Univ . of N.Y. , 359 F.3d 79 , 82 (2d Ci r. 2004) (citation and quotation marks omitted) , as well as the state officials working at those entities on beha l f of the State (i . e. , in their official capacities) . Pennhurst , 465 U. S . at 121-23 . "Where litigants accuse state officers of violating state common law when acting in the course and scope of their employment , the Eleventh Amendment prevents the litigant from raising the claim in federal court whether the litigant seeks damages or injunctive relief , and whether the litigant invokes the court ' s original or pendent jurisdiction ." Hughes v . Savell, 902 F . 2d 376 , 378 (5th Cir. 1990) 10 (internal quotation marks and citations omitted); see also Santiago v . N. Y. State Dep ' t of Corr . Servs. , 945 F.2d 25 (2d Cir . 1991) (holding that the Eleventh Amendment bars suits brought directly pursuant to the Fourteenth Amendment) ; Quern v. Jordan , 440 U. S . 332, 341-45 (1979) (holding that Congress did not abrogate state sovereign immunity by enacting § 1983) . "Neither CUNY nor the State of New York has waived its immunity to suit in federal court," for either state law claims or federal § 1983 claims . Mi l es v. Baruch Coll ., No . CV07 - 1214 CPS/RLM , 2008 WL 222299 , at *3 (E.D . N.Y. Jan . 25, 2008) ; see also Jones v . Nat'l Comm . & Surveillance Networks , 409 F . Supp . 2d 456, 467 aff ' d , 266 F. App ' x 31 (2d Cir . 2008) (S . D. N.Y . 2006) , (summary order) ; Pennhurst , 465 U.S . at 121. Accordingly, Plaintiff's claims against CUNY and the Individual Defendants in their official capacities for fraud (causes of action five through eight) and breach of contract (causes of action twelve through thirteen), as wel l as his due process claims (causes of action three, four , nine , ten , and eleven) are barred as a matter of law under Fed . R . Civ . P . 12 (b) (1) . 11 IV. The Article 78 Proceeding Bars Plaintiff's Due Process Claim Plaintiff ' s Third, Fourth, Ninth , Tenth and Eleventh causes of action assert due process violations . See Arn . Compl . 80 - 100 , 130-140. Plaintiff alleges that Defendants deprived him of his l egitimate property interest in his education without due process by submitting false declarations during the Article 78 proceed in g in violation of the 14th Amendment . See 82 , 88 , 137 , 140 . The due process clause does not protect aga i nst all deprivations of constitutionally protected interests; it only protects those taken " without due process of law," i.e., not i ce and an opportunity to be heard. Zinermon v . Burch, 494 U.S . 113, 125 (1990) (citation omitted) . Under Artic l e 78 of New York ' s Civil Practice Law and Rules , Plaintiff had the opportunity to have a hearing and the means to remedy his alleged depr i vation of due process . Giglio v. Dunn , 732 F.2d 1133 , 1134 (2d Cir. 1984). The availabi l ity of an Article 78 proceeding alone, even when Plaintiff fails to avail himself of it, satisfies the " requisites of due process ." Id . Here, Plaintiff pursued an Article 78 hearing , was represented by counsel during the proceeding , submitted a lengthy petition with dozens of 12 • exhibits , and his petition was ultimately dismissed . See Am. Compl. , p. 3 , Ex. 26. Accordingly , the Third, Fourth, Ninth , Tenth and Eleventh causes of action are dismissed as a matter of law against all Defendants . Plaintiff concedes that the issues raised in his prior Article 78 proceeding and in this federal proceeding are identical and that those issues were resolved against him in his Article 78 case. Plaintiff argues , however , that issue preclusion based on a prior Article 78 determination simply does not apply to cases like his. See Pl.'s Opp . Mem . at 6 . Plaintiff cites two cases in support of this argument . Id . Plaintiff cites Davidson v. Capuano , 792 F.2d 275 (2 d Cir . 1986) , but that case c o ncerns cla i m preclusion , not issue prec l usion. Plaintiff also cites Colon v . Coughlin , 58 F.3d 865 (2d Cir . 1995), which concerns the preclusive effect of an Article 78 review of findings in an admini strative pr i son disciplinary hearing . There , the Court stated in dicta that there was a question whether "collateral estoppel shou l d ever apply to fact issues determined in a prison disciplinary hearing and reviewed for substantial evidence in an Art i cle 78 proceeding , given the 'procedural laxity ' of such prison hearings.u Id. (internal citations omitted). Plaintiff interprets this to suggest that issue preclusion can never apply in a subsequent federal proceeding based on judicial 13 determinations in Article 78 proceedings . However, the Court in Colon was only addressing this issue with respect to prison hearings, and declined to resolve that issue anyway. Here , Plaintiff is challenging the decision to terminate his matriculation in a PhD program . He previously challenged that determination in judicial proceedings brought before the New York State Supreme Court pursuant to Article 78 during which he had a full and fair opportunity to litigate that determination , and he has pointed to no case law suggesting concerns over "procedural laxity" in such proceedings . V. Collateral Estoppel Bars Plaintiff ' s Acconunodation and Retaliation Claim Federal courts look to New York law to determine the preclusive effect of a New York State Court judgment in a subsequent federal action. Rameau v . N. Y.S. Dep't of Health , 741 F . Supp. 68 , 70 (S . D. N. Y. 1990) . "Under New York law , issue preclusion precludes a party from relitigating an issue in a subsequent action or proceeding an issue clearly raised in a prior action or proceeding and decided against that party or those in privity , whether or not the tribunals or causes of action are the same . " Latino Officers Assoc . v . City of N. Y., 253 F. Supp. 2d 771, 783 (S . D. N.Y . 2003) 14 (citing Ryan v. New York Tel. Co. , 62 N.Y.2d 494, 500 (1984)) . This holds true for Article 78 proceedings . Id. at 783 - 83 . In October 2013 , Plaintiff initiated an Article 78 proceeding against CUNY and many of the same individual defendants named in this action (Defendants Kelly, Robinson , Lerner, Marton and Schoengood) and in his petition, Plaintiff specifically alleged violations o f the ADA and the Rehabilitation Act based on a failure to accommodate and retaliation. Plaintiff also alleged the same relevant facts in his Article 78 Petition as he does here , claiming that he did not receive an accommodation for the First Examination because of the report of Dr . Sarah Bronson, who provided a Neuropsychological Assessment of Plaintiff in June 20 12. See Ver. Pet., 1 9- 28; Am . Comp l., 39 - 79 , Ex . 2 . Judge Rakower determined whether Plaintiff had ever requested an accommodation for the First Examination . Th e Court stated that "[Plaintiff] didn ' t ask for any accommoda tion with regard to the first examinat i on 1' prior to his dismissal . Am. Compl. , Ex. 26 , 9 : 232 - 3 . Indeed , Plaintiff's counsel acknow ledged on the record that " [i]t is true that here was no such letter" requesting a specific accommodation for the First Examination . Id., 10:4-5. While it is not exp li citly stated in 15 Plaintiffs Amended Complaint , Plaintiff appears to suggest that a February 2012 email from Sharon Lerner discussing accommodations generally was a specific request for an accommodation for the First Examination . See Arn . Compl . 34 . That document was already before Judge Rakower in the Article 78 proceeding , Ver. Pet., Ex. 2 , as was Dr . Bronson's report, id . , Ex . 5 , and many other documents that are now appended to the Amended Complaint . See Ver. Pet., Exs . 11 - 16 , 19, 25 , 29) . The Article 78 Court stated that given the nature of the First Examination, a project with virtually no time restraints, an accommodation would have made no impact and nothing " would have been different had there been more time to submit [the Examination]." Arn. Compl. , Ex. 26, 15:21-3. Judge Rakower concluded the request for an accommodation and the first and second submissions of the First Examination were on " parallel tracks . " Id. , 11 : 23-4 . Plaintiff re-submitted his First Examination on July 2 , 2012 before meeting with Defendant Lerner to discuss possible accommodations on July 5, 2012. See Ver . Pet., 23; Arn. Compl. 43. Plaintiff also presented his theory to Judge Rakower regarding the attribution of retaliatory motives to CUNY. Plaintiff alleged in his petition that he was dismissed less than two hours after submitting his request for an 16 accommodation , and that such a dismissal was an "ill egal act of retaliation." Ver. Pet ., <][ 74-5. The Court pointed out that the submission of the report requesting specific accommodations was occurring on " parallel tracks" with the review of the First Examination. Am . Compl., 26 , 11 : 23 - 4 . Judge Rakower conc luded that "[ CUNY was] fully prepared to work with him once the new semester started " based on the suggestions of Dr. Bronson . Id., 12 : 5 - 6 . Plaintiff's Petition in the Art i cle 78 Proceeding spec i fically alleged violations of the ADA and the Rehabilitation Act based on a fa ilure to accommodate and retaliation, and those claims were c l early described in Plaintiff's petition, based on the same facts as those presented here. Plaintiff's § 1983 , fraud and breach of contract claims seek to relitigate his request for an accommodation, even though Judge Rakower already has considered this evidence , and ruled in favor of Defendants. Plaintiff has already availed himself o f the opportunity to litigate those i ssues, and is now collaterally estopped . Ver . Pet. <][ l; see Parker v . Bl auvelt Volunteer Fire Co . , 93 N. Y. 2d 343 , 350 , 712 N.E.2d 647 17 (1999) Plaintiff also presented his theory that Defendants did not comply with the 2009 - 2010 Student Handb ook in his Verified Petition, which now appears as the Thirteenth Cause of Action for breach of contract . Ver. Pet , 76 . Judge Rakower rejected this al legati on as well , stating there was no violation of the 2009 handbook and that claim should also be dismi ssed . Am. Compl ., Ex. 26 , 15:11-5. Accordingly, all causes of action founded upon Pl aintiffs alleged request for an accommodation for the First Examination are precluded by the prior Article 78 proceeding , and the First, Second , Third, Fifth, Sixth , Seventh , Eighth , Twelfth and Thirteenth causes of action are dismissed . VI. Plaintiff's Discrimination Claim Under the ADA or the Rehabilitation Act is Inadequately Alleged Plaintiff ' s claim under the ADA or Rehabilitation Act for failure to accommodate fails to state a plausible claim . To state a claim under e ither act , a plaintiff '' must demonstrate (1) that she is a qualified individual with a disability ; (2) that the defendants are subject to one of the Acts ; and (3) that she was denied the opportunity to participate in or benefit from defendants' services , programs, or activities , or was otherwise 18 discriminated against by defendants , by reason of her disability ." Harris v. Mills , 572 F . 3d 66 , 73 - 74 (2d Cir. 2009) (noting that the standards for the ADA and the Rehabi l itation Act are generally equivalent) (citing Powe ll v . Nat ' l Bd . of Med . Examiners , 364 F . 3d 79 , 85 (2d Cir . ), opinion corrected , 51 1 F . 3d 238 (2d Cir . 2004)) . Here , Plaintiff never asserts what accommodation he would have needed to assist him in passing the First Examination. Plaintiff fails to estab l ish that he was denied the opportunity to participate or benefit from Defendants ' services or programs by reason of his disability. See Felix v. N.Y . City Transit Auth ., 324 F . 3d 102, 1 07 2003) (2d Cir . ( " The ADA mandates reasonable accommodation of people with disabi l ities in order to put them on an even playing field with the non - disabled ; it does not authorize a preference for disab l ed people generally ." ) The Plaintiff fails to plead the third requirement for stating a claim for discrimination under the ADA or Rehabilitation Act . On June l 2012 , Petitioner provided Defendant Lerner with a Neuropsychol ogica l Assessment conducted by psycho l ogist Sarah L . Bronson , which Pl aintiff has attached as Exhibit 2 to his Amended Complaint. The report provides three recommendations for accommodations: 1) " organizational assistance from his professors when producing written work; " 2) take home tests in 19 his statistics classes ; and 3) assistance with taking notes . Arn . Compl. , Ex. 2 (Recommendations section) . None of these potentia l accommodations wou l d have assisted Plaintiff in passing the Fi rst Examination , which is a paper proposing a research project designed by the student . Arn. Compl. , Ex . 25 , 6. A student is permitted feedback from a professor on two drafts of the First Exami nation paper before it is submitted , and a student may retake the examination once if he or she fails . Id. , 7. Plaintiff , who had just completed his third year in the program at the time of his dismissal , had a l ready had a number of years to work on his first examination . The Plaintiff sent a fo l low - up letter to Defendant Lerner discussing potential accommodations and aga i n made no mention of seeking an accommodation for the Fi rst Examination. Arn . Compl. , Ex . 7 . Instead, Plaintiff listed three specific suggestions of accommodat i ons for statistics courses . Id. Plaint i ff seems to acknowledge the lack of a request for an accommodation for his First Examination in his Amended Complaint by stating that " he asked for he l p to complete the required work that wou l d lead to a Ph.D. " Id. , 49 . Plaint i ff had not spoken to Defendant Lerner when he resubmitted his First Examination , Ver . Pet ., 23 ; Arn . Compl . 43 , and the only document attached to his Amended Complaint that mentions a potential accommodation for the First Examination is an email he sent on August 23, 2012 after 20 learning he had failed the First Examination on August 17 , 2012 . Ver . Pet , 38; Am. Compl. , Ex. 16. As determined by Judge Rakower, and as is clear from the Verified Petition and the Amended Complaint and its exhibits, Plaintiff did not request an accommodation for the First Examination prior to his second failure, nor alleged what accommodation would have assisted him in passing the First Examination , which he had already submitted prior to discussing accommodat i ons with Defendant Lerner. Accordingly , Plaintiff has failed to allege that CUNY failed to provide, or that he requested, a reasonable accommodation for the First Examination, and Pla in tiff ' s first cause of action is dismissed on that basis . VII. Plaintiff's Retaliation Claim Under the ADA or the Rehabilitation Act is Inadequately Alleged To plead a retaliation claim under the ADA or the Rehabilitation Act, a plaintiff must allege that " (1) he engaged in an activity protected by the ADA; of this activity ; (2) the employer was aware (3) the employer took adverse employment action against him; and (4) a causal connection exists between the alleged adverse action and the protected activity ." Treglia 21 v. Town of Manlius, 313 F.3d 713, 719 (2d Cir . 2002) (citation omitted) . Here, Plaintiff has not alleged that Defendants were aware of his request for an accommodation or that a causal connection exists between his request for an accommodation and his termination from the program. Plaintiff alleges in his Amended Comp l aint that Defendant Marton only became aware of the request for an accommodation on the day he was dismissed from the program - August 24 , 20 1 2 - when he alleges that he sent i t to her. Am. Compl., p 67. Plaintiff also seems to allege that the decision to terminate him had nothing to do with the request for an accommodation, but was instead based on an alleged scheme by Defendants Shafer , Whalen, Marton and Obler, none of whom were alleged to be aware of any r equest for an accommodation until the actual termination to expel him from the program. Id., 5564 . But Plaintiff had failed the First Examination for the second time on August 17, 20 1 2 , id., Ex. 14, and he was notified of his failure on the same day. Id., Ex. 25, 1 9 . Since Plaintiff had already failed the First Examination and was notified of it on August 17, 2012, there can be no causal link since he had already failed out of the program based on the program's policies, and was aware of hi s failure. 22 As alleged , Plaintiff has not indicated that Defendant Marton or any other decision maker was aware of his request for an accommodation , and even if they were, the request was made after Plaintiff had failed the First Examination. There is no causal connection between the request and the decision to terminate him from the program . Accordingly , the Second cause of action is d i smissed . VIII. Plaintiff's Fraud Claim is Inadequately Alleged Plaintiffs Fifth, Sixth , Seventh and Eighth causes of action appear to assert a claim of fraud based on third party reliance . Plaintiff contends that Prestige Builder & Mgmt. LLC v . Safeco Ins. Co. of Am . , 896 F . Supp. 2d 198 (E . D.N . Y. 2012) demonstrates that third party reliance is a recognized doctrine in New York common law. However , the question of whether third party reliance provides a basis for a fraud claim under New York law was recently certified to the New York Court of Appeals in Pasternack v . Lab. Corp . of Am. Holdings , 8 07 F.3d 14, 22 - 23 (2d Cir . 2015) . The New York Court of Appeals has since answered in the negative: "[T]his Court has stated on a number of occasions that a fraud claim requires the plaintiff to have relied upon a misrepresentation by a defendant to his or her detriment. 23 We, therefore, decline to extend the reliance element of fraud to include a claim based on the reliance of a third party, rather than the plaintiff." Pasternack v . Lab. Corp . of Am . Holdings, No. 112 , 2016 WL 3543713 (N.Y. June 30, 2016). Even if Plaintiff were able to proceed based on third party reliance, Plaintiff must still show " a representation of material fact , falsity, scienter , reliance and injury." Id. at 22 (internal quotes and citations omitted) . A claim for common law fraud under New York law must also satisfy the requirements of the heightened pleading standard under Rule 9(b) of the Federal Rules of Civil Procedure . JBC Holdings NY , LLC v. Pakter , 931 F. Supp. 2d 514 , 531 (S . D. N. Y. 2013). To meet the heightened pleading standard under Rule 9(b) , a plaintiff must plead the elements of fraud with particularity . Id . at 532 . Specifically , " the complaint must : ( 1) specify the statements that the plaint i ff contends were fraudulent , speaker , (2) identify the (3) state where and when the statements were made , and (4) explain why the statements were fraudulent ." Mills v. Polar Molecular Corp . , 12 F.3d 1170, 1175 (2d Cir. N. Y. 1993). Plaintiff must also allege a strong inference of fraudu l ent intent , which may be established either "(a) by alleging facts to show that defendants had both motive and opportunity to commit fraud , or (b) by alleging facts that constitute strong 24 circumstantia l evidence o f conscious misbehavior or recklessness ." JBC Holdings, 931 F . Supp . 2d at 531 (internal quotes and citations omitted) . Plaintiff has not met this standard . Plaintiff has failed to al l ege why any statements made by the Defendants were false. Plaintiff ' s a ll egat i ons of fraud are simply that he believes Defendant ' s Whalen , Lerner , Marton and Attorney General Steve Banks made mi sreprese ntations during the Article 78 proceeding . Arn. Compl. 104, 111, 118 and 126. The basis for this belief is not provided beyond his subjective belief that the referenced statements are false, and has not articulated why the statements were fa l se . For these reasons , the Fifth-Eighth causes of action are dismissed . IX. Plaintiff Fails To State Claims Against Individual Defendants Raymond, Milliken, Kelly, Schoengood And Robinson. Pl aintiff has failed t o a ll ege facts that would support any c laims against Defendants Raymond , Milliken , Kelly , Schoengood , or Robinson i n their individual or offic i al capacities . Pl a intiff al l eges that " Defendants CUNY , Kelly , Lerner , Marton , Obler , Raymond , Schoengood , Shafer , and Whalen knew that 25 Plaintiff is learning disabled ," Arn . Compl. 7 , but does not identify any acts by Defendant Raymond that were discriminatory or retaliatory in nature . Indeed, the only allegation in Plaintiff ' s retaliation cause of action is that Defendant Raymond spoke with Defendant Lerner about possible accommodations . See id ., 72 . Plaintiff then states, without any basis whatsoever , that Raymond " presumably advised Defendant Lerner to break the law. " Id . The exhibit referenced by Plaintiff does not suggest any unlawful conduct by Defendant Raymond . It is not stated what advice she offered or how such advice was unlawful , and Plaintiff no specific allegations regarding this alleged conduct . Defendant Miliken is only mentioned once in the entire Amended Complaint , where Plaintiff that he is the employer of Defendant Robinson , and Defendant Robinson is described as the employer of Defendants Lerner , Marton, Ob l er , Raymond , Schoengood , Shafer , and Whalen . Id. , 8. While Defendant Milliken is the Chancellor of CUNY and Defendant Robinson is the President of the Graduate Center (although not at the time of the events described in the Amended Complaint) , they are not the employers of any individual at the school , and there are no allegations that either of them was aware of any of the allegations in the Amended Complaint when they occurred. 26 Plaintiff attempts to implicate Defendants Kelly and Schoengood through two documents . Plaintiff copied Defendant Schoengood o n an emai l to Defendant Lerner , three days after his matriculation as a student was terminated, see Exs. 9 and 21 , and Plaintiff sent Defendant Kelly a letter regarding hi s request for accommodation on August 14 ten days before h is termination . Ex. 8 . But Plaintiff does not state how either individual participated in the decision to terminate Plaintiff , and there are no spec i fic al l egations that they did so . For these reasons, all causes of act i o n against Defendants Raymond , Milliken, Ke l ly , Schoengood , and Robinson are dismissed . X. Plaintiff's Motion to Stay is Denied No appropriate grounds for a stay having been presented , the motion i s denied . 27 XI . The Plaintiff's Motion for Conversion to Summary Judgment is Denied Defendants' citations to the exhibits to Plaintiff ' s attached exhibits is completely appropriate and consistent with Chambers v . Time Warner, 282 F . 3d 147, 154 (2nd Cir . 2002) , cited by Plaintiff, which concerned a lower court ' s inappropriate re v iew of extrinsic documents . There, the Second Circuit stated the wel l- estab lish ed rule that " on a motion to dismi ss , a court may consider ' documents attached to the comp laint as an exhib it or incorporated in it by reference . documents either in plaintiffs' possession or of which plaintiffs had knowledge and relied on i n bringing su it.'" Id. at 153 , quoting Brass v . American Film Technologies , Inc., 987 F . 2d 142 , 150 (2d Cir . 1993). In Chambers the lower court reviewed documents that were outside the pleadings . Here , Defendants ' mot ion to dismiss properly relies only on documents that were attached as exh ibits and made part of the Amended Comp laint, incorporated therein by r eference , and/or court records of which the Court can take judicial notice. Accordingly , the Plaintiff's motion to convert Defendants' motion to dismiss to a mo tion for summary judgment is denied. 28 \· XII . The Plaintiff's Motion for Fees is Denied Plaintiff seeks reimbursement for the costs associated with attempts to serve Defendants before he provided service by mail. The docket entries for service by mail indicate that Plaintiff served the Individual Defendants by mail on February 21, 2016. ECF Nos. 31 - 38. Plaintiff seeks repayment for fees for service attempted prior to February 4, 2016 , ECF Nos . 22 - 25 , for service on February 9 , 2016 , ECF Nos . 41-43 , and for service on January 12 , 2016 , ECF No . 44 . Federal Rule of Civil Procedure 4(d) prescribes a duty to individuals , corporations , and associations subject to service under Rule 4(e) , (f), or (h) "to avoid unnecessary expenses of serving the summons." To trigger the duty, the plaintiff must provide notice of the pendant action and request waiver of service . Fed . R. Civ. P . 4(d) (1) . "The notice and request must: (A) be in writing and be addressed : (i) to the individual defendant ; or (ii) for a defendant subject to service under Rule 4(h) , to an officer , a managing or general agent , or any other agent authorized by appointment or by l aw to receive service of process ; (B) name the court where the complaint was filed; (C) be accompanied by a copy of the complaint , 2 copies of the waiver form appended to this Rule 4 , and a prepaid means for returning the form; (D) inform the defendant , using the form appended to this Rule 4, of the consequences of waiving and not waiving service; 29 (E) state the date when the request is sent ; (F) give the defendant a reasonable time of at least 30 days after the request was sent-or at least 60 days if sent to the defendant outside any judicial district of the United States-to return the waiver; and (G) be sent by first-class mail or other reliable means. Fed R. Civ. P . 4 (d) (1) (A)-(G). If a defendant located in the United States fails to return a waiver request pursuant to Rule 4(d) absent good cause , the Court is mandated to impose on the refusing defendant "expenses later incurred in making service " and associated motion costs to recover those expenses . Fed. R. Civ . P . 4 (d) (2) (A). In his letter requesting costs pursuant to Rule 4 (d) (2) , Plaintiff fails to allege or demonstrate the notice and request for waiver was provided pursuant to the strict requirements of Rule 4 (d) (1) (A) - (G). The request is therefore denied. 30 XIII. Conclusion Based on the conc lusi ons set forth above , Defendants ' motion to dismiss the Amended Complaint is granted , and the motions of the Plaintiff f or a stay , conversion to summary judgment and fees are denied . This op ini on terminates the above entitled action in addition to ECF Nos . 9 , 1 7 , 28 . It is so ordered . New York, NY July f I , 2016 U.S.D.J. 'ROBERT 31