Lee v. Charles et al, No. 1:2012cv07374 - Document 111 (S.D.N.Y. 2014)
Court Description: OPINION & ORDER re: 104 MOTION for New Trial pursuant to Fed.R.Civ.P. 59(a)(1)(A) and 51(d)(1)(B). filed by Amanda Lee. For the foregoing reasons, Plaintiff's motion for a new trial is denied. (Signed by Judge John F. Keenan on 3/24/2014) (djc)
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Case 1:09-md-02013-PAC Document 57 Filed 09/30/10 Page 1 of 45 USDC SDNY DOCUMENT ELECTRONICALLY FILED DOC #: _________________ DATE FILED: Mar. 24, 2014 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK UNITED STATES DISTRICT COURT ---------------------------------- X SOUTHERN AMANDA LEE, DISTRICT OF NEW YORK : -----------------------------------------------------------x : In re FANNIE MAE 2008 SECURITIES 08 Civ. 7831 (PAC) Plaintiff, : : LITIGATION 09 MD 2013 (PAC) : : : - against : No. 12 Civ. 7374 OPINION & ORDER : : OPINION & ORDER -----------------------------------------------------------x JOEL B. CHARLES, and : JOHN W. WANY, : : Defendants. : HONORABLE PAUL A. CROTTY, United States ---------------------------------- X District Judge: Appearances BACKGROUND1 For Plaintiff Amanda Lee The early years of John P. Bostany this decade saw a boom in home financing which was fueled, among For other things, by low interest rates and laxand John W. Wany lending instruments, such as Defendants Joel B. Charles credit conditions. New JAMES G. BILELLO & ASSOCIATES subprime Christopher credit risk loans) and Alt-A mortgages (low-documentation loans) By: mortgages (high Miller kept the boom going. Borrowers played a role too; they took on unmanageable risks on the JOHN F. KEENAN, United States District Judge: assumption that the market would continue to rise and that refinancing options would always be Before the Court is Plaintiff s motion for a new trial. available in the future. Lending discipline was lacking in the system. Mortgage originators did Although Plaintiff prevailed at trial, she now contends that not hold these high-risk mortgage loans. Rather than carry the rising risk on their books, the this Court s instructions to the jury were plainly erroneous and originators sold their loans into the secondary mortgage market, often as securitized packages prejudicial, such that the jury s award of damages was known as mortgage-backed securities ( MBSs ). MBS markets grew almost exponentially. diminished. For the reasons that follow, the motion is denied. But then the housing bubble burst. In 2006, the demand for housing dropped abruptly I. Background and home prices began to fall. In light of the changing housing market, banks modified their The facts of this personal injury case are set forth in lending practices and became unwilling to refinance home mortgages without refinancing. several of this Court s prior opinions, particularly Lee v. Charles, --- F. Supp. 2d ----, 2013 WL 6415722 (S.D.N.Y. 2013). 1 Unless otherwise indicated, all references cited as (¶ _) or to the Complaint are to the Amended Complaint, BrieflyJune 22, 2009. For purposes of this Motion,P.M. on September Complaint are taken as true. dated stated, at about 11:20 all allegations in the Amended 18, 2012, Plaintiff Amanda Lee was walking westbound on York Avenue in the 1 north crosswalk at East 68th Street in Manhattan when she was struck by a car owned by Defendant John W. Wany and driven by Defendant Joel B. Charles. Prior to trial, the Court granted summary judgment for Plaintiff as to liability. A jury trial was scheduled to determine the proper amount of damages. See id. at *2 4. Before the trial began, the parties each submitted their requested jury charges. Plaintiff submitted only three: New York Pattern Jury Instruction ( PJI ) 2:280 (Injury and Pain and Suffering); PJI 2:281 (Life Expectancy Tables); and PJI 2:284 (Shock, Emotional Distress and Physical Consequences Thereof). (ECF No. 91.) The Court incorporated each of these requested instructions into the jury charge. (Miller Aff. of Dec. 27, 2013 Ex. 1 at 3). The damages trial was held November 13 18, 2013. At trial, Plaintiff presented evidence that she sustained a serious injury as defined in New York Insurance Law § 5102(d), namely, a tibia fracture. The Court now recounts the trial testimony only as is relevant to the instant motion. Plaintiff first called Dr. Jerry Lubliner, an orthopedic surgeon, to testify as an expert witness. Dr. Lubliner testified on direct examination that when he examined Plaintiff a year after the accident, her fracture had healed and her knee showed a full range of motion. (Trial Tr. at 40 41.) Dr. Lubliner stated that Plaintiff complained of recurrent pain, 2 although he noted: Pain is what we call subjective. cannot take a picture of it. You You cannot measure it. patient tells you about it. (Id. at 41.) The On cross-examination, Dr. Lubliner added that he found no atrophy and no swelling in Plaintiff s knee, thigh, or calf. (Id. at 51, 56 58.) Nor did he find any torn ligaments, nor did he observe any limp or abnormality in Plaintiff s gait. (Id. at 59 61.) Dr. Lubliner did testify, however, that he believed Plaintiff would be permanently limited in her ability to ski, hike, run, and swim. (Id. at 63.) Plaintiff next called Dr. Joseph Persico, a physical therapist who had worked with her and who was also permitted to testify an expert in the field of physical therapy. Dr. Persico testified at some length regarding his treatment of Plaintiff from October 2012 to February 2013. He recounted that over the course of her therapy, she regained the ability to put weight on the injured knee. (Id. at 129 30.) He stated that Plaintiff was not recommended to be discharged from physical therapy in February (id. at 104, 106, 148), but that she never returned for more treatment after her February 4 visit. (Id. at 134 35.) Dr. Persico also read a May 1, 2013 discharge note from Plaintiff s physical therapy records, which stated, in part: Patient has met both long- and short-term goals and has been discharged. (Id. at 118.) 3 Plaintiff then took the stand to testify regarding her damages. When asked on direct examination about her hobbies, Plaintiff answered that she had been an avid long-distance runner, although she had run only one race, a half-marathon in Iceland. (Id. at 159.) travel. (Id.) She also recounted her international As for activities, Plaintiff testified that she was interested in caving, but that she had found it really difficult to get into that hobby because she had not found other people with that interest. (Id.) She further testified that she had been trying to get into wall climbing and rock climbing. (Id.) She also noted her interest in swimming, skiing, and hiking. (Id. at 175 76.) On cross-examination, Plaintiff testified that she had not taken any painkillers since the spring of 2013. (Id. at 207 09.) She discussed her family vacation to Disneyworld in June 2013, during which she travelled via airplane, walked around the parks, and rode the attractions. (Id. at 208 11.) She also testified that no doctor had advised her not to run or ski, and that she had gone swimming twice since her accident. (Id. at 211 12.) On redirect examination, Plaintiff stated that she joined a gym after the accident, but only visited the gym between three and five times in 2013. (Id. at 222.) Plaintiff rested at the conclusion of her testimony and the Court made the finding that she had been seriously injured under 4 the Insurance Law. For reasons that are not relevant to the instant motion, Defendants did not call any witnesses. (Id. at 150 55, 239 41.) The charge conference was held on November 18, 2014. Neither side got exactly the charge it wanted. Defense counsel objected to the inclusion of PJI 2:284 (Shock, Emotional Distress and Physical Consequences Thereof) on the grounds that there was no allegation or evidence that Plaintiff suffered psychological injuries or emotional trauma. (Id. at 236 37.) The Court overruled counsel s objection and included the substance of PJI 2:284 in the charge. (Id. at 237.) The Court also denied a number of Defendants requests to charge. (Id. at 238 39.) Although Plaintiff s counsel had already submitted his requests to charge (which had all been incorporated into the jury charge), he argued at the charge conference for the inclusion of a supplemental charge, PJI 2:280.1, which discusses loss of enjoyment of life. The Court denied the request, noting that the charge already mentioned that Plaintiff could recover for the loss of enjoyment of her life, but granted Plaintiff the opportunity to be heard again after reading the charge. (Id. at 237 38.) Plaintiff later renewed his request, which was again denied. (Id. at 274 75.) 5 In his summation, defense counsel argued to the jury that although Plaintiff had certainly been injured in the accident, she should not receive future damages. To support this argument, he reminded the jury of certain testimony: that Plaintiff had joined a gym for the first time in April 2013 (Id. at 249); that her treating doctor had never written her a prescription for pain medication, and that it had been many months since she had taken over-the-counter medication (id. at 250); that she had recently taken a vacation, which involved walking around and travelling by plane, without special accommodations (id. at 251); that no doctor had told Plaintiff she could not run or ski (id. at 252); that she had been discharged from physical therapy having apparently met her short- and long-term goals (id. at 253 54); and that there was no objective evidence of continued injury, atrophy, swelling, ligament damages, or a limp (id. at 256). Counsel concluded his summation by recommending that the jury award Plaintiff $15,000 to $20,000 for her past damages, but no money for future damages because she has gone back to enjoying her life. (Id. at 260.) Plaintiff s counsel began his summation with a criticism of defense counsel: I respectfully submit that Mr. Miller and the defense team does not want you to use your common sense. . . . [W]e hear Mr. Miller and again here in summations I counted how many times he mentioned that Amanda went on the rides [at Disneyworld]. Eight times. Meanwhile, the jury heard that she didn t go on the 6 rides. There is a problem. How does Mr. Miller say with a straight face that he wants the jury to listen to the facts and use their common sense when he sits here and says, You heard Amanda went on the rides. He knows the jury didn t hear that. He knows the jury heard that she watched a movie. Yet he is saying it over and over because he doesn t want the jury to realize this is a woman whose life has changed because of his client s conduct. (Id. at 261 62.) Notwithstanding this argument, the jury had indeed heard repeatedly from Plaintiff that she had gone on several rides in Disney. (Id. at 184 85; 210 (Q. You told us you went on the rides; correct? A. Yes. ).) From there, counsel endeavored to refute the defense s points. But in a summation that comprises over ten pages of the record, Plaintiff s counsel alluded to his client s loss of ability to enjoy life only sporadically. (Id. at 262, 270 71.) He did briefly recount her previous, active lifestyle at first. (Id. at 262.) But the overwhelming majority of his argument as to the testimony had to do with Plaintiff s past pain and suffering, presumably to support his recommendation to the jury that she be awarded $150,000 for past damages alone. (Id. at 263 69.) When counsel reached his discussion of the jury verdict form, he returned to the topic of Plaintiff s future lost enjoyment of life: [T]he jury is also going to based upon Amanda Lee s life . . . What is it worth hike and go on these trips 7 be asked to award money loss of enjoyment of to not be able to run and that she loved going on before the accident? What is that worth per a year? $30,000 a year? $40,000 a year? $20,000 a year? The jury is going to have to put a figure on that. (Id. at 270.) He concluded by reminding the jury once again of Plaintiff s testimony that her knee prevented her from running and hiking. (Id. at 271.) After a recess, the Court instructed the jury on the applicable law. The Court read its standard charge regarding how the jury might assess the credibility of witnesses, including interested witnesses such as Plaintiff. (Miller Aff. of Dec. 27, 2013 Ex. 1 at 2.) As to damages, the instructions provided, in relevant part: With respect to any of the plaintiff s injuries or disabilities, plaintiff is entitled to recover a sum of money which will justly and fairly compensate her for any bodily injury, conscious pain and suffering, and loss of her ability to enjoy life to date caused by the defendants. You must also include in your verdict damages for any mental suffering, emotional and psychological injury and any physical consequences resulting from the emotional distress caused by the wrongful act of the defendants. The plaintiff is also entitled to recover for future pain, suffering and disability and the loss of her ability to enjoy life. In this regard you should take into consideration the period of time that the injuries or disabilities are expected to continue. If you find that the injuries or disabilities are permanent, you should take into consideration the period of time that the plaintiff can be expected to live. (Id. at 3) (emphasis added). Upon the conclusion of its deliberations, the jury returned a verdict. It awarded Plaintiff damages of $25,000 for her 8 pain, suffering, disability, disfigurement, and loss of enjoyment of life suffered to that date. For her future damages pain, suffering, disability, disfigurement, and loss of enjoyment of life the jury chose to award Plaintiff no damages. II. Discussion To justify a new trial, a jury instruction must be both erroneous and prejudicial. Millea v. Metro North R.R. Co., 658 F.3d 154, 163 (2d Cir. 2011) (citing Gordon v. N.Y.C. Bd. of Educ., 232 F.3d 111, 115 (2d Cir. 2000)). The Court addresses error and prejudice in turn. A. The Jury Instruction Was Not Erroneous The Second Circuit has stated that a trial court has discretion in the style and wording of jury instructions, and is not obliged to use the exact words proposed by a party. Care Travel Co., Ltd. v. Pan Am. World Airways, Inc., 944 F.2d 983, 996 (2d Cir. 1991). Accordingly, the charge will be deemed adequate if, taken as a whole, it is correct and sufficiently covers the case so that a jury can intelligently determine the questions presented to it. E.g., Lore v. City of Syracuse, 670 F.3d 127, 156 (2d Cir. 2012) (quoting Schermerhorn v. Local 100, Transport Workers Union, 91 F.3d 316, 322 (2d Cir. 1996)). On the other hand, the instruction is erroneous if it misleads the jury as to the correct legal standard or where it fails to 9 adequately inform the jury of the law. E.g., Velez v. City of N.Y., 730 F.3d 128, 134 (2d Cir. 2013) (citing Gordon, 232 F.3d at 115). In the instant case, Plaintiff s counsel contends that it was plain error for the Court to deny his request to supplement the jury charge with PJI 2:280.1. instruction reads: The essence of that Loss of enjoyment of life involves the loss of the ability to participate in the activities which were part of the person s life before the injury and to experience the pleasures of life. Counsel now repeats his argument that it was extremely unfair and prejudicial to Plaintiff for the jury not to be advised that it was permitted to award Amanda Lee money damages for her loss of enjoyment of life. (Pl. Br. at 4.) There is just one problem with this contention: the jury was advised that it could award damages for loss of enjoyment of life. They were so instructed by this Court, and indeed Plaintiff s enjoyment of life was a recurring theme in her testimony. The jury was nevertheless entitled to conclude that Plaintiff should not receive future money damages (and only modest past damages) on this theory. a conclusion on various grounds. They may have reached such For example, perhaps the jury declined to credit her testimony about her continued pain, in light of her testimony that she had not taken any pain 10 medication in months. Alternatively, perhaps they disagreed with the argument that her life had been irrevocably altered, in light of the testimony that she had recently gone on vacation and had not been a regular swimmer or spelunker 1 before the accident. Whether they acted upon one of these conclusions or some other, their verdict was plainly the product of their assessment of the evidence, rather than a misstatement of the law in the charge. And to the extent counsel is arguing that the jury simply did not understand the obvious meaning of the word enjoyment, that baseless position is belied by the fact that the jury did not write a note seeking clarification, even though they were told by the Court that they could do so and in fact had previously done so twice, to pose other questions to the Court. It is the rare case indeed where a plaintiff feels that the jury charge describes the full spectrum of his adversary s potential liability with optimal fulsomeness and fervor. Here, however, the jury was explicitly instructed that they could award Plaintiff money damages to compensate for her professed loss of enjoyment of life. The jury chose to award Plaintiff a modest sum for her past damages, and to award her no future damages. Plaintiff has utterly failed to show that these choices demonstrate error in the jury charge. 1 An explorer of caves, from the Latin spelunca. 11 Because the charge adequately informed the jury of the applicable law, the Court concludes that the complained-of error does not exist. See Henderson v. Kibbe, 431 U.S. 145, 155 (1977) (distinguishing between actually erroneous instruction and party s claim of prejudice based on the failure to give any explanation beyond the reading of the statutory language itself ). B. Even if the Instruction Was Erroneous, the Error Would Have Been Harmless Even where a jury instruction was erroneous, a new trial is not justified unless the instruction was also prejudicial. Millea, 658 F.3d at 163; see Velez, 730 F.3d at 134 (new trial required where error is not harmless ). An error is harmless, or non-prejudicial, if the court is convinced that the error did not influence the jury s verdict. Gordon, 232 F.3d at 116 (citing LNC Invs., Inc. v. First Fidelity Bank, N.A. N.J., 173 F.3d 454, 462 (2d Cir. 1999)). An omission, or an incomplete instruction, is less likely to be prejudicial than a misstatement of the law. E.g., Lore, 670 F.3d at 156 (quoting Henderson, 431 U.S. at 155). Plaintiff contends that she was prejudiced by the Court s decision not to charge PJI 2:280.1, in particular because the jury awarded no future damages. For the reasons discussed earlier, the Court has concluded that its charge to the jury was not erroneous. Even if the charge was erroneous as Plaintiff urges, however, the Court is convinced that such an error would 12 have been harmless. First, the purported error is the omission of a comprehensive explanation of the phrase loss of enjoyment of life. As the Second Circuit has repeatedly stated, however, the danger of prejudice from such an omission is comparatively low. See, e.g., Lore, 670 F.3d at 156. Second, as previously noted, future damages comprised a relatively minor portion of Plaintiff s counsel s summation, which instead emphasized the testimony about Plaintiff s injury in the months immediately following the accident. (Trial Tr. at 263 69.) In light of counsel s focus in this regard, the Court sees no reason to conclude that it was the charge which led to the jury s decision not to award future damages. Finally, it is worth considering the jury s award of past damages as a useful point of comparison. Because Plaintiff s case for past damages focused overwhelmingly on her pain and suffering during that period, rather than loss of enjoyment of life, it follows that any error in the jury instructions regarding loss of enjoyment would not seriously affect the past damages award. Defense counsel recommended that the jury award Plaintiff $15,000 to $20,000 for her past damages. (Id. at 260.) Plaintiff s counsel told the jury that the amount should instead be $150,000. (Id. at 269.) The jury returned a verdict of $25,000, far closer to Defendant s recommendation than Plaintiff s. In so doing, the jury unequivocally rejected 13 Plaintiff's valuation of her past damages, even though there had been extensive testimony regarding the trauma of the accident, as well as her physical impediments and therapy. By contrast I there was comparatively little testimony about future loss of enjoyment of life, which is by its very nature a more speculative and uncertain question than past damages. Thus, the Court is left with no doubt that Plaintiff/s proposed instruction on loss of enjoyment of life would not have changed the jury's verdict. The real problem for Plaintiff was more fundamental: the jury simply did not credit her damages assessments. Accordingly, the purported error in the jury instruction, even if it did exist l was harmless. III. Conclusion For the foregoing reasons, Plaintiff's motion for a new trial is denied. SO ORDERED. Dated: New York, New York March 1- y. , 2014 V John F. Keenan United States District Judge 14
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