Shepherd v. Powers et al, No. 1:2011cv06860 - Document 120 (S.D.N.Y. 2012)
Court Description: MEMORANDUM OPINION AND ORDER re: 69 MOTION to Dismiss. filed by New York Medical College, Karl Adler, 72 MOTION to Dismiss. filed by New York Correct Care Solutions Medical Services, P.C., Correct Care Solutions, LLC, 66 MOTION to Dismiss. file d by Westchester Medical Center, Westchester County Health Care Corporation, Marcelo Diaz, Randy Goldberg, Kevin Cheverko, Jean Kadel, Emergency Response Team Members #1 through #8, James Powers, Westchester County, Michael Israel, Anthony Amicucci, Gail Bailey-Wallace, Joseph Spano. NYMC and NYCCSMS/CCS's motions to dismiss the federal claims in the Second Amended Complaint are granted in their entirety. The Court declines to exercise supplemental jurisdiction of the state claims against NYMC, NYCCSMS/CCS, and the individual Defendants employed by these organizations; those claims are therefore dismissed without prejudice to re-filing in state court. The Clerk of Court is directed to terminate NYMC, NYCCSMS, CCS, Adler, Goldberg, Kad el, and Nurse Noe as defendants in this action. An Initial Pre-Trial Conference with respect to the remaining claims will be held in this matter on November 2, 2012 at 3:45p.m. This Memorandum Order resolves docket entries nos. 66, 69, and 72. (Signed by Judge Laura Taylor Swain on 9/27/2012) (djc)
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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ______________________________________________________-x EUGENE e. SHEPHERD, Plaintiff, No. 11 Civ. 6860(LTS)(RLE) -vJAMES POWERS et aI., Defendants. -------------------------------------------------------x MEMORANDUM OPINION AND ORDER Plaintiff Eugene Shepherd ("Plaintiff') brings this action, principally pursuant to 42 U.S.e. § 1983, alleging that Defendants Westchester County, Westchester County Health Care Corporation ("WCHCC"), New York Medical College ("NYMC"), New York Correct Care Solutions Medical Services, P.e. ("NYCCSMS"), Correct Care Solutions, LLC ("CCS"), and several individual employees of these entities, violated his constitutional rights while he was in pre-trial confinement in the Westchester County Jail ("WCJ"). Westchester County Defendants,! NYMC, and NYCCSMS/CCS have each moved pursuant to Federal Rule of Civil The County Defendants are Westchester County; WCHCC; Westchester Medical Center; Joseph Spano ("Spano"), the Deputy Commissioner of Westchester County DOC from January 1,2006 through July 27,2008, and Commissioner of DOC from July 28,2008 through December 31, 2009 (Second Amended Complaint ("SAC" or "Complaint") ~ 13); Kevin Cheverko ("Cheverko"), Commissioner of Westchester County DOC from January 1,2010 to date @. 14); Anthony Amicucci ("Amicucci"), the Warden of the WCJ from January 1, 2006 through approximately June 2010 @. ~ 15); Marcelo Diaz ("Diaz"), the Warden of the WCJ from June 2010 to date (id. ~ 16); WCJ correctional officers James Powers ("Powers"), Robert O'Dell ("O'Dell"), Mervin Enders ("Enders"), and Kevin Johnson ("Johnson") (id. ~ 17, 19); Sgt. Karim Haspil ("Hapsil") and Sgt. Jose Pena ("Pena"), supervising corrections officer in the WCJ (id. '118); Emergency Response Team ("ERT") Members #1-#3 (id. '119). The County Defendants' motion to dismiss is also brought on behalf ofKarI Adler ("Adler"), M.D., President ofNYMC (id. ~ 20); NYMC employees, Randy Goldberg ,r SHEPIIERD MTD,wPD VERSION 9I27!l2 Procedure 12(b)(6) for an order dismissing Plaintiffs Second Amended Complaint ("SAC" or the "Complaint") for failure to state a claim upon which relief can be granted. The Court has subject matter jurisdiction of this action pursuant to 28 U.S.C. §§ 1331, 1367. The Court has thoroughly reviewed the parties' submissions and, for the reasons set forth below, the County Defendants' motion to dismiss the Complaint is granted in part and denied in part. NYMC and NYCCSMS/CCS's motions to dismiss the Complaint are granted in full. BACKGROUND The following facts are alleged in Plaintiffs Complaint and are accepted as true for purposes of this motion practice. Factual Allegations Concerning Plaintiffs Mistreatment From April 19, 2009, through August 6, 2010, and August 10,2010, through August 20,2010, Plaintiff was a pre-trial detainee in custody of the WCJ. (SAC ~ 78.) On March 9, 2010, Plaintiff had a "verbal disagreement" with Powers - a guard known as "Superman" on account of his aggression and use of excessive force on inmates - over the apparent fact that he was the only inmate who was SUbjected to a full strip search upon returning from court. (Id. '1'1 80, 81.) As Plaintiff stripped naked, Powers drove a table into Plaintiff s legs, jumped across the table, grabbed Plaintiffs bare genitals, and squeezed them with great force as he slammed Plaintiffs head and back against a wall, furniture, and the floor. Tbis caused severe injury and pain to Plaintiffs head, back, and genitals. (Id. ~ 82.) Defendants Pena, Pectol, Nunez, Haspil, O'Dell, Johnson, Enders, and ERT Members #1-#3 assisted Powers in applying excessive force: Enders applied excessively tight leg restraints and Pena sat on ("Goldberg"), M.D., and Gail Bailey-Wallace ("Bailey-Wallace") M ~ 21); and Michael Israel ("Israel"), President and Chief Executive Officer ofWCHCC. (Id. 23.) ,r SHEPHERD MTD,wPD VERSION 9/27112 2 Plaintiff s back and attempted to "break, dislocate or rip off [Plaintiff s] fingers on his right hand, causing severe injury and pain." (Id. ~[~ 83-84.) At no time did Plaintiff resist or fail to comply with any directives of the WCJ staff. (Id. ~184.) After Plaintiff was brought to his feet and relieved of the restraints, he was given a prison uniform and directed to get dressed. (Id. ~ 85.) Plaintiffthen requested that he be given back his underclothes, a request which was denied. (ld.) When Plaintiff made the request a second time, Haspil warned Plaintiff that chemical agents would be used ifhe did not comply with the order to get dressed. (Id. ,,86.) As Plaintiff began to put the uniform on, Enders . . . a man significantly larger than Plaintiff began pushing Plaintiff without cause. (Id. ~~ 86-87.) Plaintiff explained to the guards, "as he was facing Enders with his genitals exposed," that the uniform was too small. (Id. ~ 87.) As he turned his back to the wall to remove the pants, Enders grabbed him from behind and threw him to the floor; Haspil, Johnson, and ERT Members #1-#3 converged to reapply hand and leg restraints and began choking Plaintiff; O'Dell put down his shield and jumped on Plaintiffs back. (Id. 'f~ 87-88.) Haspil and O'Dell yelled directives at Plaintiffto stop resisting, "in order to cover-up and justify their tactically contraindicated use of force," and despite the fact that Plaintiff displayed no resistance. (Id. ~ 88.) Plaintiff was then brought to a medical station and seated in a chair. (Id. ~ 89.) While there, O'Dell intentionally stepped on Plaintiffs leg restraints, inflicting pain and lacerating his ankles. Plaintiff alleges in the SAC that he was examined for a total of fourteen seconds, that his complaints of back pain were ignored by the nurse, and that he was released to the general population without being examined by a physician. (Id.) These allegations are seemingly inconsistent with Plaintiffs admission in an earlier complaint that he received over the-counter medication to treat his pain and that he was provided an X-rayon his back and hand. SHEPHERD MTD.wPD VERSION 9/27112 3 (See Complaint, attached as Ex. B to County Defs' Mot. to Dismiss). Powers, Haspil, O'Dell, Johnson, and Enders submitted fraudulent reports of the incident, falsely stating that Plaintiff had acted in an aggressive manner. Plaintiff alleges that these fraudulent reports were part of "Westchester County's custom and practice of using excessive force on inmates in the WC], and as part of and in furtherance of the conspiracy to cover-up their misconduct." (SAC,\ 92.) Plaintiff alleges that the reports were objectively unbelievable, given the significant difference in size and strength between Plaintiff and the guards, and that a cursory review of the ERT video would have revealed the reports' falsity. (Id. '1 93 .) An investigation of the incident was completed and reviewed by Defendants Cheverko and Amicucci pursuant to DOC policy. (Id. '191.) The report led to the filing of criminal charges, as to which Plaintiff was later acquitted. (ld. ~ 106) Apparently as a result ofthis false report, Plaintiff was placed in a Special Housing Unit ("SHU") for two months. While in the SHU, Plaintiff was denied medical care, participation in a substance abuse program, access to legal assistance and materials, and participation in Sunday religious worship; his personal Bible was confiscated and has yet to be returned. (Id. ~ 99.) The conditions in the SHU cell were deplorable: it reeked of excrement and vomit, food was splattered on the walls, mold was readily visible and growing on the walls, sink and shower, and Plaintiff was denied adequate blankets to protect him from "severely cold" temperatures. (Id. ~ 94.) While in the SHU, Plaintiff submitted four or five medical Sick Call requests due to "severe pain in his back, fingers and genitals." Some requests were denied outright; others were granted, but resulted in "only cursory examinations that consisted of asking one or two questions through Plaintiff's cell window." (Id. ~ 97.) After SUbmitting multiple Sick Call requests, Plaintiff was directed to report to SHEPHERD MTD.wPD VERSION 9/27112 4 Dr. Goldberg. (Id. ~ 98.) When Plaintiff began to describe the condition of his back, Goldberg stated he was only examining Plaintiff for his asthma condition and directed Plaintiff to submit a separate Sick Call request for his back. Plaintiff submitted a separate request, but was not provided a physical examination for his injuries. (Id.) Plaintiff was also denied an MRI because it was deemed "too expensive." (Id.'1 101.) Plaintiff was then transferred to the "Old Jail" for approximately thirty days, where he was held in "locked down" for sixteen hours each day. During this period of time, Plaintiff was further denied medical care, participation in the substance abuse program, access to legal assistance and the law library. (Id.,r 100.) In July or August 2010, Plaintiff sought medical care, including pain medication, from Nurse Noe for physical injuries and pain in his back and fingers. His request was denied and she refused to refer Plaintiff to a licensed physician or orthopedic specialist, stating, "Suck it up. You're going to have an abnonnality in that finger. You have to learn to live with it." (Id. '1107.) Upon being released from custody of the WCJ, medical personnel infonned Plaintiff that he suffered from post-traumatic stress disorder as a result of the mistreatment. (Id.,r 104.) Allegations Against NYMC, WCHCC, and NYCCSMS/CCS Plaintiff brings claims against NYMC, WCHCC, and NYCCSMS/CCS for denial of medical care and breach of contract, as well as pendent claims for medical negligence and intentional and negligent infliction of emotional distress. Plaintiff alleges that Westchester County contracted with NYMC for the provision of primary medical care to inmates in the WCJ, from at least January 1, 2006, through July 25,2010, and that this contract delegated to NYMC responsibility for creating, implementing and maintaining policies and procedures regarding the provision of care, including the medical grievance process, maintenance of inmate medical files SHEPHERD MTD,wPD VERSJO;J 9/2711 2 and referrals for advanced medical care. (Id. ~ 27.) During this time, Bailey-Wallace and Goldberg were the only two physicians employed by NYMC to provide and supervise primary medical care to inmates. (Id. ~ 28.) During the same time period, Westchester County entered into a contract with WCHCC for the provision of nursing services to inmates in the WCl. (ld. '129.) On July 26,2010, Westchester County signed a contract transferring NYMC and WCHCC's responsibilities to CCS and/or NYCCSMS. (rd. ~ 30.) Plaintiff alleges, on information and belief, that NYMC, WCHCC and NYCCSMS/CCS had possession, control of and/or unfettered access to his medical records, and that the aforementioned contracts required WCHCC, ~'YMC, and NYCCSMS/CCS to refer inmates to orthopedic specialists for complaints relating to the musculoskeletal system, and required their employees or agents to provide medical care within the scope of their medical licenses. (Id. 'r~ 32-33.) Defendants' denial of medical care and the repeated failures to refer Plaintiff to an orthopedic contravened these contracts. (Id. 'I,r 103,105.) Plaintiff further alleges that Adler and Israel "knew or but for their deliberate indifference should have known of the WCJ's custom and practice of failing to provide medical care to inmates in the WC], but failed or refused to correct the same through training, supervision or discipline of Bailey-Wallace, Goldberg and/or Kadel, for grossly negligent, reckless or intentional conduct" (id. ~~ 72, 73); and that "Westchester County, WCHCC, NYMC, Adler and/or Israel, knew or should have known that Bailey-Wallace and/or Goldberg engaged in professional misconduct with respect to other inmates, but failed to discipline or discharge either of the two defendants." (Id.,r 76.) Allegations Regarding the County's Custom and Practice of Failing to Protect Inmates Plaintiffs alleges that his mistreatment arose from a custom and practice of subjecting inmates in the WC] to excessive force and denying them adequate medical care. The SHEPHERD MTD.wPD VERSION 9i27i12 6 SAC identifies two other lawsuits brought by WCJ inmates in 2007 alleging excessive force and denial of medical care, and incorporates those complaints by reference. (Id. ~~ 39-40.)2 After these lawsuits were filed, in August 2007, the Department of Justice ("DOf') notified Westchester County of its intent to investigate the WCJ under the Civil Rights of Institutionalized Persons Act ("CRIPA"). (Id. ~ 43.) In February 2008, DO] conducted an on- site inspection in the WC]. (Id.,r 44.) DO] conveyed its preliminary findings and recommendations to WC] officials and staff, legal counsel for the County, and policy level officials ofNYMC and WCHCC, including Adler and IsraeL (Id. ~~ 44-45,47-49.) On November 19,2009, DO] served its Findings Letter on Westchester County. The Findings Letter provided in relevant part: WC] has a pattern of failing to: (1) adequately protect inmates from harm and serious risk of harm from staff; and (2) provide inmates with adequate medical care. These deficiencies violate WC] inmates' constitutional rights. We found evidence of a pattern and practice of use of excessive force by the Emergency Response Team. We found that WC] inadequately reviews use of force incidents to prevent a pattern of use of excessive force against inmates. We find that WC] fails to adequately document uses of force in its written reports, and thus fails to adequately protect inmates from harm. WC] fails to adequately discipline officers for using excessive force against inmates .... In our investigation, we found that WCJ fails to initiate disciplinary measures to correct officers who use excessive force. [T]here are some areas where the medical care provided at WCJ falls below the constitutionally required standards of care. Specifically, we found the following deficiencies: ... an inadequate medical grievance process. 2 SHEPfWRD MTD.wPD Two such lawsuits are: Smith v. Westchester County Dept. ofCorr., 07 Civ. 1803(SAS) (S.D.N.Y.); Jones v. Westchester County Dept. of CoITS. Med. Dept., 07 Civ. 3019(CM) (S.D.N.Y.). VERSION 9127112 7 WCJ['s] policy for submitting grievances ... is not consistently implemented or effectively publicized. According to the Grievance Mechanism, CHS-A-II, inmate complaints must be written on an inmate Grievance FOIm and submitted to WCI staff. During our on-site visit, however, many of the corrections officers in Wc,T's housing units did not have Grievance Forms available for inmates if requested. Further, when inmates and jail staff were asked where an inmate could get a form to file a grievance, both the inmates and jail staff provided inconsistent responses. (Id. ~ 50.) The Findings Letter recommended a number of remedial measures. (Id.) As with the preliminary findings, the conclusion of the Findings Letter was received and discussed by each of the Defendants. (Id. ~~ 54-56.) In December 2009 and February 2010, Spano and Cheverko stated publicly that they disagreed with the DOl report's findings. (Id. ~~ 53,57.) In 2010 and 2011, after the Findings Letter was issued, five inmates of the WCI filed suit alleging excessive use of force and/or denial of medical care. 3 (Id. ~~ 58-62.) Plaintiff incorporates the allegations in those complaints by reference. Plaintiff alleges, on information and belief, that, since January 1, 2006, Westchester County, WCHCC, and NYMC have not disciplined any employees or agents for use of excessive force or denial of medical care to inmates in the WCJ, and that Westchester County has promoted and/or failed to discipline correction officers despite having surveillance video revealing that its officers repeatedly violated inmates' constitutional rights. (Id. 'I~ 64, 66). The Complaint further alleges that Westchester County failed to train or supervise DOC personnel in the use of force pursuant to generally accepted professional standards of correctional practice, and that Westchester County, WCHCC, NYMC and/or NYSCCSMS/CCS failed to train or 3 SHEPHERD MTD.wPD These suits are: Barnes v. Westchester County, 10 Civ. 2916(SCR) (S.D.N.Y.); Barnes v. Westchester County, 10 Civ. 2916(SCR) (S.D.N.Y.); Bektic-Marrero v. Goldberg, 11 Civ. 1781(CM) (S.D.N.Y.); Bowen v. Patrick, 11 Civ. 4799(RIH) (S.D.N.Y.); and Michel v Westchester County, 15493111 (Sup. Ct. Westchester County). VERSION 9!27/J 2 supervise their employees or agents in how to respond to the negligent or intentional denial of medical care to inmates in the WCJ. (Id. 'Il'167-68, 70-71.) DISCUSSION In deciding a motion pursuant to Rule 12(b)(6), the Court accepts as true the non-conclusory factual allegations in the complaint and draws all reasonable inferences in the plaintiffs favor. Roth v. Jennings, 489 F.3d 499,501 (2d Cir. 2007); see also Ashcroft v. Iqbal, 556 U.S. 662 (2009). "To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to 'state a claim to relief that is plausible on its face.'" Iqbal, 556 U.S. at 678 (quoting Bell Atl. Com. v. Twombly, 550 U.S. 544, 570 (2007)). "A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Id. at 678. 1. County Defendants' Motion to Dismiss Plaintiffbrings federal claims against the County Defendants for denial of medical care, use of excessive force, infringement of Plaintiffs free exercise rights, malicious prosecution, and unconstitutional conditions of confinement. Defendants argue that the SAC fails to state a cause of action for all but the excessive use of force claim. Defendants also move to dismiss all claims against the County on the grounds that Plaintiff has failed to plead that his constitutional injury resulted from a policy or custom, as required by Monell v. Dep't of Social Servs., 436 U.S. 658 (1978), and all claims against several of the individual Defendants on the grounds that the Complaint fails to allege personal involvement. 4 4 The County Defendants also contend that Plaintiffs' federal claims are barred by his failure to exhaust his remedies as required by the Prison Litigation Reform Act ("PLRA"). The PLRA provides in relevant part: "No action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal VERSJON 9/27112 9 A. Denial of Medical Care Claim Though cognizable under the Fourteenth Amendment, claims for failure to provide adequate medical care brought by individuals in pre-trial detention are analyzed under the same standard as those brought by convicted prisoners under the Eighth Amendment. Caiozzo v, Koreman, 581 F.3d 63, 72 (2d Cir. 2009), In order to establish an Eighth Amendment claim arising out of the provision of inadequate medical care, a prisoner must show "deliberate indifference to [his] serious medical needs." Estelle v, Gamble, 429 U.S. 97, 104 (1976). The standard of deliberate indifference includes both an objective and subjective component. First, "the deprivation alleged by the prisoner must be in objective terms 'sufficiently serious' such that the deprivation 'den[ied] the minimal civilized measure oflife's necessities, '" Branham v, Meachum, 77 F.3d 626, 630-31 (2d Cir. 1996) (quoting Wilson v. Seiter, 501 U.S, 294,298 (1991». Second, the defendants "must have acted with deliberate indifference in that they 'kn[ ew] of and disregard [ed] an excessive risk to inmate health or safety.'" rd. (quoting Hathaway v, Coughlin, 37 F.3d 63, 66 (2d Cir. 1994»). To satisfy the subjective prong, a plaintiff must do more than simply plead that medical or prison personnel acted negligently. See Estelle, 429 U.S. at 105-06 ("inadvertent failure to provide adequate medical care" does not constitute "deliberate indifference"). Rather, a plaintiff must plead that law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted." 42 U.S,C,A. § 1997e(a) (West 2009). This statute, however, mandates exhaustion only for those actions filed by prisoners while they are "confined." The statute is inapplicable where, as here, the litigant commencing the action files suit after release from confinement. See Grieg v. Goord, 169 F.3d 165, 167 (2d Cir. 1999) (per curiam); accord Talamantes v. Leyva, 575 F.3d 1021,1024 (9th Cir. 2009); Prescott v. Annetts, 2010 WL 3020023, at *5 (S.D.N.Y. July 22,2010); Lopez v. Citv of New York, 2009 WL 229956, at *3 (S.D,N.Y. Jan. 30,2009). SHEPIIERD MTD.wPD VERSIOI\ 9127/12 IO the defendant acted with a state of mind akin to criminal recklessness. Hernandez v. Keane, 341 F.3d 137, 144 (2d Cir. 2003). Moreover, "[i]t is well-established that mere disagreement over the proper treatment does not create a constitutional claim. So long as the treatment given is adequate, the fact that a prisoner might prefer a different treatment does not give rise to an Eighth Amendment violation." Chance v. Armstrong, 143 F.3d 698,703 (2d Cir. 1998). While there is no bright-line test to measure the seriousness of a prisoner's medical condition, the Second Circuit has set forth factors to "guide the analysis." Brock v. Wright, 315 F.3d 158, 162 (2d Cir. 2003). These include: "(1) whether a reasonable doctor or patient would perceive the medical need in question as important and worthy of comment or treatment, (2) whether the medical condition significantly affects daily activities, and (3) the existence of chronic and substantial pain." Id. (internal quotation marks and citations omitted). Plaintiff alleges that, while detained, he suffered "severe pain in his back, fingers and genitals," which limited his range of movement, and that, since his release, he continues to be treated for "severe pain and injury to his back and injury to his right hand." (SAC" 95, 75.) Plaintiffs characterization of the pain he suffered which the Court must credit as true at this stage - is sufficient to meet the objective prong. See, e.g., Hathaway v. Coughlin, 37 F.3d 63,67 (2d Cir. 1994) (hip condition that caused a prisoner "great pain over an extended period of time and ... difficulty walking" deemed objectively serious); Nelson v. Rodas, No. 01 Civ. 7887(RCC), 2002 WL 31075804, at *14 (S.D.N.Y. Sep. 7,2002), adopted by Order (S.D.N.Y. March 12,2004) ("Severe back pain, especially if lasting an extended period of time, can amount to a 'serious medical need' under the Eighth Amendment."). However, the Complaint has failed to plead facts sufficient to meet the subjective prong. While Plaintiff alleges in the SAC that he never received an examination for the pain in SH [PH eRD MTD. WPD VERSIO~ 9/27112 II his back, Plaintiff admitted in an earlier complaint regarding the same claim that he received over-the-counter medication to treat his pain and that he was provided an X-ray. (See Pro Se Complaint, attached as Ex. B to County Defs' Mot. to Dismiss); Sulton v. Wright, 65 F. Supp. 2d 292,295 (S.D.N.V. 2003) ("Admissions in earlier complaints remain binding when a plaintiff files subsequent pleadings."). Plaintiff's allegation that he was denied a referral to a specialist and an M.RJ. "because it was 'too expensive' and irrespective of his medical needs" cannot salvage his deliberate indifference claim. It is well settled that "the question whether ... [imaging] or additional diagnostic teclmiques or forms of treatment [are] indicated is a classic example of a matter for medical judgment" and that the decision not to order certain diagnostic tests "does not represent cruel and unusual punishment." Estelle v. Gamble, 429 U.S. 97, 108 (1976). Although that rule does not hold where treatment decisions are motivated by financial considerations instead of sound medical judgment,S Plaintiff has not pled any facts in support of his claim that treatment by a specialist or an M.R.I. was medically necessary. See Chance, 143 F.3d at 702 ("subjective belief that something more should have been done to treat his medical conditions" insufficient to state a deliberate indifference claim). Accordingly, the Court finds that the Complaint fails to state a claim for deliberate indifference to Plaintiff's medical needs. In light of the insufficiency of Plaintiff's federal claim for denial of medical care See e.g., Chance, 143 F.3d at 702 (a plaintiff may establish the requisite culpability for a deliberate indifference claim where the doctors choose a course oftreatment "not on the basis of their medical views, but because of monetary incentives"); Jones v. Westchester County Deptt of Corr. Med. Dept., 557 Supp. 2d 408, 415 (S.D.N.Y. 2008) (refusing surgery "for the sole purpose of shifting the cost of his care to another institution" sufficient to establish culpable mental state); Bob v. Armstrong, 02 Civ. 1785(RNC), 2003 WL 22682335, at *2 (D. Conn. Aug. 26,2003) ("If financial considerations induced [defendant] to ignore a substantial risk of harm to [plaintiff], the subjective element of the deliberate indifference test may be met."). SHEPHERD YlTD,wPD VERSION 9/27!l2 12 (Count IX), the Court declines pursuant to 28 U.S.C. § I 367(c)(3) to exercise supplemental jurisdiction of the state claims for medical negligence and infliction of emotional distress. B. Conditions of Confinement As with a claim predicated on the denial of medical care, a plaintiff claiming unconstitutional conditions of confinement under the Fourteenth Amendment must allege both (1) that he or she suffered a sufficiently, objectively serious deprivation and (2) that officials who caused the harm acted or failed to act with a sufficiently culpable state of mind. See Farmer v. Brennan, 511 U.S. 825, 834 (1994); Cuoco v. Moritsugu, 222 F3d 99, 106 (2d Cir. 2000). As to the objective prong, "the Constitution does not mandate comfortable prisons." Rhodes v. Chapman, 452 U.S. 337, 349 (1981). To recover on a claim of unconstitutional prison housing conditions, a plaintiff must allege that he or she was denied "the minimal civilized measure of life's necessities," id. at 347, such as the "basic human needs" of "food, clothing, shelter, medical care and reasonable safety." Helling v. McKinney, 509 U.S. 25, 32 (1993) (internal quotation marks and citation omitted). Moreover, a plaintiff alleging unconstitutional conditions of confinement must show something more than mere negligence; instead, a plaintiff must allege that an "official kn[ ew] of and disregard[ ed] an excessive risk to inmate health or safety." Farmer, 511 U.S. at 837. Plaintiff alleges that the conditions of his SHU cell were "deplorable" that the cell "reeked of excrement and vomit, food was splattered on the walls, mold was readily visible and growing on the walls, sink and shower" and that, despite the "severely cold temperatures," Plaintiff was denied adequate blankets. (SAc,r 94.) While foul odors and mold alone do not implicate the Eighth or Fourteenth Amendments, the Supreme Court has stated that "[s]ome conditions of confinement may establish an Eighth Amendment violation 'in combination' when SHEPHERD :VITD. WPl) VERSION 9i27i12 13 each would not do so alone ... for example, a low cell temperature at night combined with a failure to issue blankets." Wilson v. Seiter, 501 US. 294, 304 (1991). Thus, the allegation that Plaintiff was kept in severely cold temperatures without adequate protection satisfies the objective prong. However, Plaintiffs conditions of confinement claim fails for a separate reason: the Complaint does not allege that Plaintiff complained or otherwise notified prison personnel about the frigid temperatures or the lack of blankets. Nor does the Complaint allege that Defendants were aware of these conditions in the SHU. See Mitchell v. Keane, 974 F.Supp. 332, 334 (S.D.N.Y. 1997) (denying motion to amend on ground that allegation involving sewage dripping from cell ceiling failed to state a claim for a violation of prisoner's Eighth Amendment rights because proposed amended complaint did not include allegation that a correctional official or officer was aware of the condition in prisoner's cell), affd, 175 F.3d 1008 (2d CiI. 1999). Accordingly, Plaintiffs conditions of confinement claim (Count V) is dismissed. C. Free Exercise Plaintiff alleges that County Defendants Enders and Powers violated his free exercise rights under the First Amendment by "placing Plaintiff in the [SHU] on the basis of fraudulent documents with knowledge that he would be denied access to his personal Bible and Sunday group worship," and "unreasonably denying him the same as a result of being housed in the [SHU]." (SAC '1119.) Defendants move to dismiss this claim, arguing that Plaintiffs placement in the SHU "provides legal justification for any restriction as to [his] free exercise rights."6 (County Defs' Mot. at 24.) 6 SIIEPHERD MTD.wPD Plaintiff also brings a claim under the Religious Land Use and Institutionalized Persons Act of2000 ("RLUIPA"). 42 US.C. § 2000-ccl(a). Defendants have VERSION 9127112 14 Defendants' broad pronouncement is indefensible. It is "well-established that prisoners have a constitutional right to participate in congregate religious services," Salahuddin v. Coughlin, 993 F.2d 306, 308 (2d Cir. 1993), and that restrictions on free exercise rights are only permissible where they are "reasonably related to legitimate penological interests." Pugh v. Goord, 571 F. Supp. 2d 477, 494 (S.D.N.Y. 2008) (quoting Turner v. Safley, 482 U.S. 78, 87 (1987)). The Second Circuit has admonished that it is "error to assume that prison officials [are] justified in limiting [a detainee's] free exercise rights simply because [he or she is] in disciplinary confinement." Young v. Coughlin, 866 F.2d 567, 570 (2d Cif. 1989); see also LaReau v. MacDougall, 473 F.2d 974, 979 n. 9 (2d Cif. 1972) ("[N]ot every prisoner in segregation lawfully can be prevented from attending church services in the chapel ... [because] [n]ot all segregated prisoners are potential troublemakers."). Insofar as Plaintiff was placed in the SHU based on allegedly spurious disciplinary charges, there can be no legitimate penological rationale for the confiscation of his Bible and the refusal to allow him to participate in services. Accordingly, the Court finds that the Complaint adequately pleads a free exercise claim. D. Malicious Prosecution Claim Defendants also move to dismiss Plaintiffs malicious prosecution claim. To state a claim for malicious prosecution a plaintiff must allege: "'( 1) the initiation or continuation of a criminal proceeding against plaintiff; (2) termination of the proceeding in plaintiffs favor; (3) lack of probable cause for commencing the proceeding; and (4) actual malice as a motivation for defendant's actions.'" Jocks v. Tavernier, 316 F.3d 128, 136 (2d Cif. 2003) (quoting Murphy v. not moved to dismiss that claim. SHEPHERD MTD.wPD VERSION 9127/12 15 Lynn, 118 F.3d 938, 947 (2d Cir. 1997). Plaintiff has alleged that Powers, Haspil, O'Dell, Johnson, Enders, and ERT Members #1-#3 7 submitted false disciplinary charges against Plaintiff, as a result of which Plaintiff was charged criminally. Plaintiff further alleges that the charges of which he was ultimately acquitted were part of an effort to cover up the cause of the physical abuse Plaintiff suffered. These allegations suffice to state a claim for malicious prosecution. Defendant's sole argument in its motion to dismiss the malicious prosecution claim is that the District Attorney - not the Defendants was responsible for initiating the prosecution. However, "defendants cannot hide behind the decision of the DA to prosecute when it was defendants who allegedly fed the facts" that resulted in the decision to bring charges. Blake v. Race, 487 F. Supp. 2d 187,211 (E.D.N.Y. 2007); see also Zahrey v. Coffey, 221 F.3d 342, 352 (2d Cir. 2000) ("[I]t is not readily apparent why the chain of causation should be considered broken where the initial wrongdoer can reasonably foresee that his misconduct will contribute to an 'independent' decision that results in a deprivation ofliberty."); Jones v. City of Chicago, 856 F.2d 985,994 (7th Cir. 1988) ("[A] prosecutor's decision to charge, a grand jury's decision to indict, a prosecutor's decision not to drop charges but to proceed to trial - none of these decisions will shield a police officer who deliberately supplied misleading information that influenced the decision."). Accordingly, Defendants' motion to dismiss the malicious prosecution claim is denied. 7 SHEPHERD !vtTD.WPD The Complaint asserts a malicious prosecution claim against Goldberg and Kadel as well. However, the Complaint is devoid of any factual allegations supporting Goldberg and Kadel's participation in the filing ofthe disciplinary report. For this reason, and the reasons stated below, all claims against Goldberg and Kadel are dismissed. VERSION 9127112 16 E. Conspiracy Claim Defendants also argue that the allegations in the Complaint are insufficient to support a conspiracy claim. A conspiracy claim under 42 U.S.C. § 1983 must allege: "( 1) an agreement between two or more state actors or between a state actor and a private entity; (2) to act in concert to inflict an unconstitutional injury; and (3) an overt act done in furtherance of that goal causing damages." Pangburn v. Culbertson, 200 F.3d 67, 72 (2d Cir. 1999). Moreover, "[i]t is well settled that claims of conspiracy 'containing only conclusory, vague, or general allegations of conspiracy to deprive a person of constitutional rights cannot withstand a motion to dismiss. '" Gallop v. Cheney, 642 F3d 364,369 (2d Cir. 2011) (quoting Leon v. Mumhy, 988 F.2d 303, 311 (2d Cir. 1993)) The Complaint alleges facts from which a Court might draw an inference that Powers, Haspil, O'Dell, Johnson, Enders, and ERT Members #1-#3 agreed among themselves to submits false reports about the assault against Plaintiff with the intent of causing disciplinary and criminal charges to be preferred against him. However, as employees ofthe WCJ, the same municipal entity, these Defendants were legally incapable of conspiring together. See Herman v. Moore, 576 F.2d 453, 459 (2d Cir. 1978) ("there is no conspiracy [under 42 U.S.C. § 1985] if the conspiratorial conduct challenged is essentially a single act by a single corporation acting exclusively through its own directors, officers, and employees, each acting within the scope of his employment"); Anemone v. Metropolitan Transportation Authority, 419 F. Supp. 2d 602, 604 (S.D.N.Y. 2006) (applying the intracorporate conspiracy doctrine articulated in Moore to actions brought under 42 U.S.C. § 1983). The Complaint also alleges that medical personnel employed by NYMC participated in a conspiracy to deprive Plaintiff of his constitutional rights, but SHEPHERD MTD.wPll VERSION 9/27112 17 provides no factual support for these conclusory allegations. Accordingly, the conspiracy claims are dismissed. F. Liability of County and Certain Individual Defendants 1. Municipal Liability Defendants move to dismiss all claims against the County. A municipality may not be held liable under section 1983 on the basis of respondeat superior. Monell v. Dep't of Social Servs., 436 U.S. 658 (1978). Rather, at the pleading stage, a plaintiff must allege facts establishing that the constitutional violation was caused by a municipal policy or custom; that is, that the policy or custom was the actual "moving force" behind the alleged wrongs. See id.; Bd. of the County Comm'rs v. Brown, 520 U.S. 400 (1997). A plaintiff may plead a municipal policy or custom by alleging: "(1) a formal policy, promulgated or adopted by the entity; or, (2) that an official with policymaking authority took action or made a specific decision which caused the alleged violation of constitutional rights; or (3) the existence of an unlawful practice by subordinate officials that was so permanent or well settled so as to constitute a 'custom or usage,' and that the practice was so widespread as to imply the constructive acquiescence of policymaking officials." Bektic-Marrero v. Goldberg, 850 F. Supp. 2d 418, 430 (S.D.N.Y. 2012) (citing louthe v. City of New York. 2009 WL 701110, at *7 (E.D.N.Y. March 10,2009)). The Complaint adequately pleads the existence of a policy or custom of tolerating the use of excessive force under the third method cited above. A plaintiff may plead liability under the third prong by showing that "the policymaker was aware of a subordinate's unconstitutional actions, and consciously chose to ignore them, effectively ratifying the actions." Amnesty Am. v. Town ofW. Hartford, 361 F.3d 1l3, 126-27 (2d Cir. 2004). To show that the municipality was deliberately indifferent to the improper conduct of its employees, "the plainti ff SHEPHERD MTD,wPD VERSION 9i27i12 18 must show that the need for more or better supervision to protect against constitutional violations was obvious." Vann v. City of New York, 72 F.3d 1040, 1049 (2d Cir. 1995). A plaintiff may establish obviousness by showing that there were "repeated complaints of civil rights violations; deliberate indifference may be inferred if the complaints are followed by no meaningful attempt on the part of the municipality to investigate or to forestall further incidents." Id; see also, Fiacco v. City of Rensselaer, 783 F.2d 319, 328 (2d Cir. 1986) ("[w]hether or not the claims had validity, the very assertion of a number of such claims put the City on notice that there was a possibility that its police officers had used excessive force"). Plaintiff relies primarily on the DOl report, which documented extensive constitutional deficiencies in the provision of medical care and the protection of inmates against the use of excessive force. The DOl report's findings were based on on-site visits conducted in February 2008; its contents were published in November 2009. Defendants contend that the DOJ report is, therefore, too dated to establish the existence of a policy or custom as of March 9, 2010 - the date on which Plaintiff was allegedly assaulted by the guards. This argument is unavailing. The Court is obligated to draw all reasonable inferences in Plaintiff's favor and thus takes as true for purposes of this motion practice the assertion that the deficiencies found by the DOl existed at the time of the alleged assault against Plaintiff. lund v. Town of Hempstead, 941 F.2d 1271, 1288 (2d Cir. 1991) (there is a "general presumption of the continuance ofa status or condition once proved to exist") (internal quotation marks omitted). That presumption of continuity is fortified in this case by the fact that County officials publicly disputed the report's conclusion, and by the steady stream of suits filed against the County alleging excessive use of force in the WCl. Accordingly, the motion to dismiss the surviving claims against the County is denied. SHEPHERD MTD.wPll VERSION 9/27112 19 -----~ -~-. -----~ ----- ......... 2. Individual Defendants Wallace, and Israel Spano, Cherverko, Amicucci, Diaz, Bailey The personal involvement of a defendant is an essential element of a section 1983 claim. Wright v. Smith, 21 F.3d 496,501 (2d Cir. 1994). A supervisor cannot be held liable simply for being a supervisor, as there is no respondeat superior liability under section 1983. See Richardson v. Goord, 347 F.3d 431, 435 (2d Cir. 2003). The Second Circuit has held that supervisory liability may attach under the following circumstances: "(1) actual direct participation in the constitutional violation, (2) failure to remedy a wrong after being informed through a report or appeal, (3) creation of a policy or custom that sanctioned conduct amounting to a constitutional violation, or allowing such a policy or custom to continue, (4) grossly negligent supervision of subordinates who committed a violation, or (5) failure to act on information indicating that unconstitutional acts were occurring." Hernandez v. Keane, 341 F.3d 137,145 (2d Cir. 2003) (citing Colon v. Coughlin, 58 F.3d 865,873 (2d Cir. 1995)). There is disagreement within this district as to whether all five Colon categories of supervisor liability remain viable after the United States Supreme Court's decision in Ashcroft v. Iqbal, 556 U.S. 662, 676-77 (2009), and the Second Circuit has yet to address the issue. See, ~ Reynolds v. Barrett, 685 F.3d 193, n.14 (2d Cir. 2012) (noting skepticism as to whether all Colon factors survived Iqbal but not deciding the issue). The Court agrees with the apparent majority view that where, as here, "the constitutional claim does not require a showing of discriminatory intent, but instead relies on the unreasonable conduct or deliberate indifference standards of the Fourth, Eighth or Fourteenth Amendments, the personal involvement analysis set forth in Colon v. Coughlin may still apply." Sash v. United States, 674 F. Supp. 2d 531,544 (S.D.N.Y. 2009); Inest] v. Hicks, 11 Civ. 2596(PAC), 2012 WL 2362626 at *11 (S.D.N.Y. June SHEPHERD MTD.wPD VERSION 9/27112 20 22,2012), adopted by, 2012 WL 3822224 (S.D.N.Y Sept. 4, 2012); Martinez v. Perilli, No. 09 Civ. 6470(WHP), 2012 WL 75249, at *4 (S.D.N.Y. Jan. 5,2012); D'Olimpio v. Crisafi, 718 Supp. 2d 340, 347 (S.D.N.Y. 2010), affd, 462 F. App'x 79 (2d Cir. 2012); but see Bellamy v. Mount Vernon Hosp., No. 07 Civ. 1801(SAS), 2009 WL 1835939, at *6 (S.D.N.Y. June 26, 2009) ("Only the first and part of the third Colon categories pass Iqbal's muster a supervisor is only held liable if that supervisor participates directly in the alleged constitutional violation or if that supervisor creates a policy or custom under which unconstitutional practices occurred"). The Complaint alleges facts demonstrating widespread use of excessive force in the WCI It also alleges that Cheverko "held several positions with the responsibility of supervising, investigating and/or overseeing WCI's Emergency Response Team" (SAC ~~ 36, 37), that Amicucci was the Warden ofWCJ (and thus vested with supervisory control), and that both "knew or but for their deliberate indifference should have known ofERT's custom and practice of use of excessive force, but failed to correct same through training, supervision or discipline due to their grossly negligent, reckless or intentional conduct." (SAC ~ 68) These allegations fit squarely within the fourth and fifth Colon categories. However, the Complaint does not allege any facts indicating that those individuals were personally involved with the decision to deprive Plaintiff of his Bible or bar him from attending group services. Accordingly, the Court finds that the SAC adequately pleads claims against Cheverko and Amicucci as to the excessive force claim only. All other claims against those individuals are dismissed. The Complaint also alleges that Diaz was Warden of the WCJ, that he was responsible for supervising, investigating and/or overseeing WCI's Emergency Response Team, and that he was deliberately indifferent to the use of excessive force. However, the Complaint SHEPHERD MTD.wPD VERSION 9/27112 21 -~~- ....... ---------- alleges that Diaz became Warden in June 2010, months after the alleged assault had taken place. The Complaint does not allege any facts supporting Diaz's personal involvement in any of the other acts underlying Plaintiffs remaining claims. Therefore, all claims against Diaz are dismissed. The Complaint does not allege any facts supporting Spano's liability under any of the Colon factors. To the contrary, the Complaint pleads that Spano left his position at the DOC in December 2009, several months before the events underlying this Complaint took place. Accordingly, all claims against Spano are dismissed. Because the Complaint fails to state a claim for unconstitutional denial of medical care, the claims against Bailey-Wallace and Israel are also dismissed. II. NYMC and NYCCSMS/CCS' Motions to Dismiss Plaintiff brings federal and state causes of action against NYMC and NYCCSMS/CCS, and their employees Adler, Goldberg, Kadel, and Nurse Noe, arising out of the denial of medical care. The federal claims against these Defendants are dismissed for the reasons stated above. In light of the Court's dismissal of Plaintiffs federal claims, the Court declines pursuant to 28 U.S.C. § 1367(c)(3) to exercise supplemental jurisdiction of the state claims against these Defendants. CONCLUSJON For the foregoing reasons, the County Defendants' motion to dismiss the Second Amended Complaint is granted with respect to Plaintiffs denial of medical care (Count II), conditions of confinement (Count V), and conspiracy claims.R The Court declines to exercise Plaintiff does not allege conspiracy in a stand-alone count. SHEPHERD MTD.WPD VERS10N 9/27112 21 supplemental jurisdiction of the state claims for medical negligence and infliction of emotional distress (Count IX). The County Defendants' motion to dismiss is also granted with respect to Diaz, Spano, Bailey-Wallace, and Israel in all respects. The Clerk of Court is directed to terminate Diaz, Spano, Bailey-Wallace, and Israel as defendants in this action. The County Defendants' motion is denied in all other respects. NYMC and NYCCSMS/CCS's motions to dismiss the federal claims in the Second Amended Complaint are granted in their entirety. The Court declines to exercise supplemental jurisdiction of the state claims against NYMC, NYCCSMS/CCS, and the individual Defendants employed by these organizations; those claims are therefore dismissed without prejudice to re-filing in state court. The Clerk of Court is directed to terminate NYMC, NYCCSMS, CCS, Adler, Goldberg, Kadel, and Nurse Noe as defendants in this action. An Initial Pre-Trial Conference with respect to the remaining claims will be held in this matter on November 2, 2012 at 3:45p.m. This Memorandum Order resolves docket entries nos. 66, 69, and 72. SO ORDERED. Dated: New York, New York September 27,2012 United States District Judge SHEPHERD MTD.wPO VERSION 9/27112 23
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