S.E.C. v. Glantz, et al, No. 1:1994cv05737 - Document 34 (S.D.N.Y. 2009)

Court Description: MEMORANDUM & ORDER granting 28 Motion for Summary Judgment. For the foregoing reasons, Plaintiff's motion for summary judgment [dkt. no. 28] is GRANTED. Defendant is permanently enjoined from future violations of the federal securities laws and is ordered to pay a civil penalty in the amount of $200,000 pursuant to Section 20(d) of the Securities Act and 21(d) of the Exchange Act. SO ORDERED. (Signed by Judge Loretta A. Preska on 10/12/2009) Copies Mailed By Chambers. (tve)