Hirsch v. Desmond et al, No. 2:2008cv02660 - Document 64 (E.D.N.Y. 2012)
Court Description: MEMORANDUM AND ORDER granting in part and denying in part 60 Motion to Dismiss. For the foregoing reasons, the Suffolk Defendants' motion for summary judgment (Docket Entry 60) is GRANTED IN PART AND DENIED IN PART. It is GRANTED with respect to the claims against the Suffolk Defendants in their individual capacities, and it is DENIED as to the claims against them in their official capacities without prejudice to refile after the close of discovery. Counsel for the Suffolk Defendants is ORDERED to serve a copy of this Memorandum and Order on the pro se Plaintiff and file proof of service via ECF within seven (7) days of the date of this Memorandum and Order. So Ordered by Judge Joanna Seybert on 2/15/12. C/ECF (Valle, Christine)
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Hirsch v. Desmond et al Doc. 64 UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK ---------------------------------------X JOSEPH S. HIRSCH, Plaintiff, MEMORANDUM & ORDER 08-CV-2660(JS)(AKT) -againstJOHN K. DESMOND, SUFFOLK COUNTY PROBATION DEPARTMENT, CHRISTINA J. GILSON, NANCY H. YOUNG, KAREN BELLAMY, KATHERINE PERNAT, and JOHN (JANE) DOE, Defendants. ---------------------------------------X APPEARANCES For Plaintiff: Joseph S. Hirsch, pro se 45 Belmont Avenue Plainview, New York 11803 For Defendants: John K. Desmond, Christina J. Gilson, & Nancy H. Young Karen Bellamy, Katherine Pernat & John (Jane) Doe Brian C. Mitchell, Esq. Suffolk County Attorney’s Office 100 Veterans Memorial Highway P.O. Box 6100 Hauppauge, NY 11788 Toni E. Logue, Esq. New York State Attorney General’s Office 200 Old Country Road, Suite 460 Mineola, NY 11501 SEYBERT, District Judge: Joseph S. Hirsch (“Hirsch” or “Plaintiff”) commenced this action pro se pursuant to 42 U.S.C. § 1983 on June 25, 2008, alleging violations of his federal constitutional rights. On October Presently 21, pending 2009, Hirsch before the filed Court an is Amended Defendants Complaint. John K. Desmond, Christina J. Gilson, and Nancy H. Young’s (for the Dockets.Justia.com purposes of this motion, the “Suffolk Defendants”) motion for summary judgment. For the following reasons, the motion is GRANTED IN PART AND DENIED IN PART. BACKGROUND I. Factual Background1 On December 12, 2001, Hirsch was found guilty by a jury of two counts of Sexual Abuse in the First Degree, two counts of Assault in the Second Imprisonment in the First Degree. 1-2 & Ex. D.) Criminal Probation signed a a and Unlawful (Suffolk Defs. 56.1 Stmt. ¶¶ Pursuant to section 390.30 of the New York Procedure (“Gilson”), Degree, Law, Probation Department Defendant Officer (“Probation pre-sentence regarding Hirsch. Suffolk with the Christina Gilson Suffolk County Department”), investigation (Id. ¶ 3 & Ex. A.) and prepared report and (“PSIR”) Suffolk Defendant Nancy H. Young (“Young”), a Supervising Probation Officer, reviewed and signed Gilson’s PSIR. (Id. at Ex. B.) On January 2, 2002, in anticipation of Hirsch’s sentencing, the PSIR was provided to Hirsch’s trial judge, County Supreme Court. Justice John Copertino of the Suffolk (Id. ¶ 4 & Exs. A, B.) 1 The following facts are drawn from the parties’ Local Civil Rule 56.1 Statements (“56.1 Stmt.”) and their evidence in support. Any factual disputes are noted. 2 Hirsch was sentenced on January 3, 2002 by Justice Copertino to a six-year term of incarceration. C, D.) (Id. ¶ 2 & Exs. At sentencing, Hirsch’s counsel, William Keahon, Esq., objected to several portions of the PSIR summarizing statements made by Hirsch’s accuser.2 sustained counsel’s (Id. at Ex. C.) objections, indicated Justice Copertino that he would not consider the objected-to portions of the PSIR, and ordered that they be stricken. (Id. ¶ 5 & Ex. C.) Mr. Keahon stated that he would “get a copy of the [sentencing] record, and ask for an amended probation report in keeping with the Court’s ruling.” (Id.) Notwithstanding Keahon’s representation, effectuated.” Justice “[t]he Copertino’s order and redactions . . . were Mr. never (Id. at Ex. D.) The un-redacted PSIR was then forwarded to the New York whose State Department facilities of Hirsch Correctional was serving Services his (“DOCS”), sentence. in Hirsch asserts that, during his incarceration, he was required to enter a Sex Offender Counseling Program (“SOCP”) as a condition of earning good-time credits towards Stmt. ¶ 13; Am. Compl. Ex. D.) 2 early release. (Pl. 56.1 However, Hirsch refused to Hirsch asserts that the Suffolk Defendants “purposefully and willfully failed to investigate the veracity of the plaintiff’s accuser’s lies without regard for the effects that [including] such information [in the PSIR] would have upon the plaintiff.” (Pl. 56.1 Stmt. ¶ 7.) 3 participate in SOCP because to do so would have allegedly required him to admit to all of the conduct outlined in the PSIR, including the crimes of which he was acquitted.3 Compl. Ex. D.) Thus, Hirsch contends, the (Am. “insistence on Plaintiff’s ‘confession’ to the erroneous crimes listed in the PSI Report, effectively precluded Plaintiff from participating in [SOCP], thereby causing Plaintiff to credits.” (Am. Compl. § III.17 & Ex. D.) York State Hirsch’s Board “Risk of Sex Offenders Assessment” score lose good-time As a result, the New added for his fifteen “refusal points to to accept responsibility and his expulsion from treatment.” (Am. Compl. Ex. F.) Hirsch then Criminal Court, contesting December 5, 2007, commenced Hirsch an the won action Board’s a partial in Suffolk determinations. victory when County On Judge Barbara Kahn found that the Board “improperly relied” on the stricken portions of the PSIR. D.) (Suffolk Defs. 56.1 Stmt. Ex. However, Judge Kahn’s decision did not affect Hirsch’s loss of good-time credits or the additional fifteen points added to 3 Hirsch does not allege that this portion was ordered redacted. Additionally, as the Court previously stated, “[t]hat acquitted offenses appeared in Hirsch’s PSIR is not inconsistent with current law governing whether weight may be afforded to acquitted offenses in sentencing and in determining inmate status.” Hirsch v. Desmond, No. 08-CV-2660, 2010 WL 3937303, at *1 n.1 (E.D.N.Y. Sept. 30, 2010) (collecting cases). 4 his Risk Assessment score for refusing to accept responsibility and being expelled from SOCP. points resulted in Hirsch (Id.) being opposed to a level one, offender. On January 23, 2008, These additional fifteen designated a level two, as (Pl. 56.1 Stmt. ¶ 15.) Judge Kahn issued an order directing the Probation Department to supply the court with a copy of the un-redacted PSIR, so the court could “make the appropriate redactions and have same submitted to the Department of Probation to be filed accordingly.” Stmt. Ex. E.) (Suffolk Defs. 56.1 Upon receipt of Judge Kahn’s order, the Probation Department provided the court with a copy of the PSIR. Ex. F.) (Id. at Judge Kahn then made redactions to the PSIR, and on March 5, 2008 issued an order directing the Probation Department to incorporate her redactions in an amended PSIR “to be filed (Id. at Ex. G.) within the ordinary course of business.” On March 18, 2008, Pamela Keating, a Probation Department employee, redacted the PSIR as directed by Judge Kahn and provided a copy of the amended PSIR to the Court, Plaintiff’s counsel, and the Suffolk County District Attorney. II. (Id. at Ex. F.) Procedural History Hirsch commenced this action on June filed an Amended Complaint on October 21, 2009. 25, 2008 and In his Amended Complaint, he asserts section 1983 claims against the “New York 5 Defendants”4 State for violating his Fifth Amendment right against self-incrimination, due process, equal protection, and double jeopardy. These claims were dismissed by the Court on September 30, 2010 on the basis of qualified immunity. The Amended Complaint also asserts section 1983 claims against the Suffolk Defendants in their individual and official capacities for violating his right to due process and equal protection. Specifically, with respect to the claims against the Suffolk Defendants, Hirsch alleges that “Gilson and Young’s failure to ascertain the veracity of the statements contained in the PSI Report and the Suffolk County Probation Department’s willful disregard of Judge Copertino’s order to strike the offending portions from the report, violated Plaintiff’s rights to Due Process and Equal Protection . . . .” III.6.) Order (Am. Compl. § He seeks damages in the amount of $5,400,000 and “[a]n directing rewrite the PSI the Suffolk Report in County Probation cooperation with removing the offending lies and misstatements.” Department the to Plaintiff (Id. § IV.2-3.) On August 22, 2011, before conducting any discovery, the Suffolk Defendants filed a motion for summary judgment arguing that they are also entitled to qualified immunity. 4 In The “New York State Defendants” are Katherine Pernat, Plaintiff’s SOCP Counselor; Karen Bellamy, the DOCS employee who denied his grievance; and John Doe (later identified as Stephen Weber), the assessor from the Board who determined Plaintiff’s Risk Assessment score. 6 the alternative, they argue that they cannot be held liable “for the conduct of the New York State Department of Corrections in relying upon the [un-redacted PSIR] because the Suffolk Defendants were never ordered to make any changes to the report until March of 2008” (Suffolk Def. Mot. 3), because they are entitled to absolute immunity, and because Hirsch “can produce no evidence that the Suffolk County Department of Probation or the defendant probation officers participate in or have any control over the decisions of the New York State Department of Corrections,” (id. at 10). DISCUSSION I. Standard of Review “Summary judgment is appropriate where there are no genuine disputes concerning any material facts, and where the moving party is entitled to judgment as a matter of law.” Harvis Trien & Beck, P.C. v. Fed. Home Loan Mortg. Corp. (In re Blackwood Assocs., L.P.), 153 F.3d 61, 67 (2d Cir. 1998) (citing Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S. Ct. 2548, 91 L. Ed. 2d 265 (1986); FED. R. CIV. P. 56(c)); see also Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247, 106 S. Ct. 2505, 91 L. Ed. 2d 202 (1986). “The burden of showing the absence of any genuine dispute as to a material fact rests on the party seeking summary judgment.” McLee v. Chrysler Corp., 109 F.3d 130, 134 (2d Cir. 7 1997); see also Adickes v. S.H. Kress & Co., 398 U.S. 144, 157, 90 S. Ct. 1598, 26 L. Ed. 2d 142 (1970). “In assessing the record to determine whether there is a genuine issue to be tried as to any material fact, the court is required to resolve all ambiguities and draw all permissible factual inferences in favor of the party against whom summary judgment is sought.” McLee, 109 F.3d at 134. “Although the moving party bears the initial burden of establishing that there are no genuine issues of material fact, once such a showing is made, the non-movant must ‘set forth specific facts showing that there is a trial.’” Weinstock v. Columbia Univ., 224 F.3d 33, 41 (2d Cir. 2000) (quoting Anderson, 477 U.S. at 256). genuine issue for Where, as here, the non-moving is proceeding pro se, the Court should “read [the pro se party’s] them to supporting raise the papers liberally, strongest arguments and . . . interpret that they Burgos v. Hopkins, 14 F.3d 787, 790 (2d Cir. 1994). pro se party’s ‘bald assertion,’ completely suggest.” “However, a unsupported by evidence, is not sufficient to overcome a motion for summary judgment.” Lee v. Coughlin, 902 F. Supp. 424, 429 (S.D.N.Y. 1995) (quoting Carey v. Crescenzi, 923 F.2d 18, 21 (2d Cir. 1991)); accord Williams v. Smith, 781 F.2d 319, 323 (2d Cir. 1986) (“Mere suffice.” conclusory (citation allegations omitted)); 8 or Weinstock, denials 224 will F.3d at not 41 (“[U]nsupported allegations do not create a material issue of fact.” (citing Goenaga v. March of Dimes Birth Defects Found., 51 F.3d 14, 18 (2d Cir. 1995))). II. Individual Liability The Second Circuit has held that New York probation officers are entitled to absolute immunity from suits arising out of their preparation and submission of PSIRs to the courts. See Hili v. Sciarrotta, 140 F.3d 210, 214 (2d Cir. 1998); see also Dorman (holding officers v. that from Higgins, absolute liability). 821 F.2d immunity The 133, 137 shields reason for (2d Cir. federal this is 1987) probation twofold. First, New York law provides a number of procedural safeguards that are designed to protect a criminal defendant from being punished on the basis of inaccurate information in a PSIR. See Hili, 140 F.3d at 213-14; see also Grant v. Ahern, No. 03-CV0539, 2005 WL 1936175, at *3 (N.D.N.Y. Aug. 5, 2005).5 5 Second, For example, prior to sentencing the PSIR must be disclosed to defense counsel, N.Y. CRIM. PROC. LAW § 390.50, the defendant must have an opportunity to comment on any fact and refute any information he believes is untrue, id. §§ 390.50, 400.10, and the defendant may appeal a court’s decision to accept a PSIR despite any alleged inaccuracies, see Hili, 140 F.3d at 214 (citing N.Y. CRIM. PROC. LAW. §§ 450.10, 450.30, 440.20). Even the use of a PSIR by prison officials and Parole Boards is subject to safeguards that allow a defendant to test and refute its accuracy. See Paine v. Baker, 595 F.2d 197, 201 (4th Cir. 1979) (holding that “in certain limited circumstances” a prisoner may commence suit against prison officials to challenge the accuracy of information contained in his prison file); Dorman, 821 F.2d at 138 (stating that parolees are entitled to an opportunity to 9 absolute immunity “is needed in order that the official not, out of fear of exposure to a civil suit for damages, be intimidated in the exercise of his discretion and the proper performance of his duties.” Dorman, 821 F.2d at 136. Absolute immunity extends even if inaccurate information is intentionally or maliciously included in a PSIR. See id. at 139 (“[S]ince absolute immunity spares the official any scrutiny of his motives, an allegation that an act was done pursuant to a conspiracy has no greater effect than an allegation that it was done in bad faith or with malice, neither of which defeats a claim of absolute immunity.”); see Court that also Grant, 2005 WL 1936175, at *3. Based on the foregoing, the finds the Suffolk Defendants’ actions in this case--namely, preparing and submitting a PSIR containing allegedly unverified information-are protected by absolute immunity. Accordingly, Hirsch’s claims for monetary damages against the Suffolk Defendants in their individual capacities are DISMISSED.6 appear and testify regarding allegedly inaccurate statements in a PSIR (citing Ochoa v. United States, 819 F.2d 366, 368 (2d Cir. 1987)). 6 It is unsettled whether probation officers are also immune from injunctive relief in connection with their pre-sentence report duties, see Hili, 140 F.3d at 215; however, the Court need not address this issue because Hirsch is only seeking injunctive relief against the Suffolk Defendants in their official capacities. (See Am. Compl. § IV.2.) 10 III. Liability in their Official Capacity Absolute immunity, however, does not bar Hirsch’s claims against these individuals in their official capacities. See Ying Jing Gan v. City of N.Y., 996 F.2d 522, 529 (2d Cir. 1993),7 therefore, the Court will address the merits of the they are Suffolk Defendants’ remaining arguments. First, the Suffolk Defendants assert that entitled to summary judgment because “they were never ordered to make any changes to the [PSIR] until March 2008” (Suffolk Defs. Mot. 8).8 Hirsch does not dispute that the Probation Department was not made aware of Justice Copertino’s order until March 2008. Rather, he argues that the Suffolk Defendants’ failure to investigate the veracity of his accuser’s statements before including them in the original PSIR violated his rights to due process and equal protection. III.6.) (Pl. 56.1 Stmt. ¶ 6; Am. Compl. § The Suffolk Defendants’ argument does not address this claim. Second, they assert that they are entitled to summary judgment Defendants on the was ground not a that proximate the conduct cause of of the Hirsch’s Suffolk injuries. They argue that Hirsch cannot establish proximate cause because 7 Similarly, qualified immunity is not available to individuals sued in their official capacities. See id. 8 The Court notes that the Suffolk Defendants fail to provide any law in support of this argument. 11 the decision to deny good-time credits and award a higher risk assessment score was made by the New York State Defendants and Hirsch can produce no evidence that the Suffolk Defendants participated in or had any control over those decisions. section 1983 defendants does proximately constitutional Prob., require 115 Defendants’ rights, F.3d plaintiff caused see 1068, argument a the Warner 1071 v. (2d misapprehends to prove that the of his deprivation Orange Cir. the Cnty. 1997), nature Dep’t the of While of Suffolk proximate cause. “The test for proximate cause is whether the [defendants’] actions or [their] failure to act were substantial factors in the sequence of causation and whether the injury is reasonably foreseeable or anticipated as a natural consequence of the [defendants’] actions or [their] failure to act.” Noga v. City of Schenectady Police Officers, 169 F. Supp. 2d 83, 89 (N.D.N.Y. 2001) (internal quotation marks and citation omitted); see also Warner, 115 F.3d at 1071 (“[T]ort defendants, including those sued under § 1983, are responsible for the natural consequences of their actions.” (internal quotation marks and citation omitted)). Thus, the issue is whether the actions of the New York State Defendants were reasonably foreseeable, not, as the Suffolk Defendants suggest, whether they participated in or had any control over those actions. 12 Further, even if the Suffolk Defendants’ application of proximate summary cause judgment was as correct, to the the Court remaining would claims. still The deny Suffolk Defendants’ argument that they are entitled to summary judgment because Hirsch “can produce no evidence” to refute their assertions completely ignores the fact that Hirsch has not had an opportunity to conduct any discovery in this case. “A party opposing had a motion for summary judgment must have the opportunity to discover information that is essential to his opposition to the motion,” Sutera v. Schering Corp., 73 F.3d 13, 18 (2d omitted), Cir. and 1995) (internal “[o]nly in judgment be granted afforded the opportunity quotation the against to rarest a marks of plaintiff conduct and cases who discovery,” citation may has summary not been Hellstrom v. U.S. Dep’t of Veterans Affairs, 201 F.3d 94, 97 (2d Cir. 2000). Accordingly, Hirsch must be given the opportunity to conduct discovery before the Court will find that Plaintiff “can produce no evidence” to raise a genuine issue of material fact.9 The Suffolk Defendants have raised no additional arguments as to why they would be entitled to judgment as a matter of law on the official capacity claims at this stage of 9 This also applies to the Suffolk Defendants’ final argument that Hirsch’s claims against Desmond must be dismissed because “there is no proof that he was personally involved in the alleged deprivation of the plaintiff’s constitutional rights.” (Suffolk Defs. Mot. 11.) See Sutera, 73 F.3d at 18. 13 the litigation; therefore, their motion for summary judgment on these remaining claims is DENIED as premature but without prejudice to refile after the close of discovery. CONCLUSION For the foregoing reasons, the Suffolk Defendants’ motion for summary judgment (Docket Entry 60) is GRANTED IN PART AND DENIED IN PART. It is GRANTED with respect to the claims against the Suffolk Defendants in their individual capacities, and it is DENIED as to the claims against them in their official capacities without prejudice to refile after the close of discovery. Counsel for the Suffolk Defendants is ORDERED to serve a copy of this Memorandum and Order on the pro se Plaintiff and file proof of service via ECF within seven (7) days of the date of this Memorandum and Order. SO ORDERED /s/ JOANNA SEYBERT______ Joanna Seybert, U.S.D.J. Date: February 15 , 2012 Central Islip, New York 14
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