Duarte v. Nevada Gold Mines, LLC et al, No. 3:2021cv00070 - Document 13 (D. Nev. 2021)

Court Description: PROTECTIVE ORDER granting ECF No. 12 Stipulation. Signed by Magistrate Judge William G. Cobb on 4/28/2021. (Copies have been distributed pursuant to the NEF - DRM)

Download PDF
Duarte v. Nevada Gold Mines, LLC et al Doc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³)HG 5 &LY 3 ´ I DQG 8 6 'LVWULFW &RXUW RI 1HYDGD 5XOH ³/RFDO 5XOH´ H WKH SDUWLHV WKURXJK WKHLU UHVSHFWLYH FRXQVHO KHUHE\ VXEPLW WKH IROORZLQJ 6WLSXODWHG 3URWHFWLYH 2UGHU , 5(&,7$/6 :+(5($6 WKH SDUWLHV WR WKH DERYH FDSWLRQHG OLWLJDWLRQ DQWLFLSDWH WKDW GLVFRYHU\ ZLOO UHTXLUH WKH SDUWLHV WR GLVFORVH UHFRUGV DQG LQIRUPDWLRQ WKDW DUH FRQILGHQWLDO DQG VHQVLWLYH LQFOXGLQJ EHFDXVH VXFK UHFRUGV DUH DQWLFLSDWHG WR LQFOXGH WKH SDUWLHV¶ SULYDWH HPSOR\PHQW UHFRUGV DQG SULYDWH PHGLFDO UHFRUGV DQG :+(5($6 WKH SDUWLHV VHHN WR SURWHFW DQG SUHYHQW WKH LPSURSHU GLVVHPLQDWLRQ RI VXFK FRQILGHQWLDO DQG SULYDWH UHFRUGV DQG LQIRUPDWLRQ WR WKLUG SDUWLHV GXULQJ WKH FRXUVH RI OLWLJDWLRQ DQG DIWHU WKH OLWLJDWLRQ KDV HQGHG Dockets.Justia.com ,, 67,3/8$7,21 7+(5()25( WKH SDUWLHV E\ DQG WKURXJK WKHLU UHVSHFWLYH FRXQVHO RI UHFRUG KHUHE\ VWLSXODWH DQG UHTXHVW WKH &RXUW LVVXH DQ 2UGHU ³6WLSXODWHG 3URWHFWLYH 2UGHU´ SURWHFWLQJ WKH FRQILGHQWLDO QDWXUH RI FHUWDLQ UHFRUGV DQG LQIRUPDWLRQ DV PD\ EH SURGXFHG GXULQJ WKH FRXUVH RI WKH DERYH FDSWLRQHG PDWWHU DV IROORZV ,I DQ\ SHUVRQ RU HQWLW\ ZKHWKHU RU QRW D SDUW\ WR WKH LQVWDQW DFWLRQ SURGXFHV RU UHFHLYHV DQVZHUV WR LQWHUURJDWRULHV RU GRFXPHQWV RU RWKHU WKLQJV ZKLFK WKH SURGXFLQJ RU UHFHLYLQJ SHUVRQ RU HQWLW\ FRQVLGHUV WR EH ³&RQILGHQWLDO ,QIRUPDWLRQ ´ DV GHILQHG LQ ,, $ , LQIUD RU ,I WKHUH LV GHSRVLWLRQ WHVWLPRQ\ ZKLFK DQ\ SHUVRQ RU HQWLW\ ZKHWKHU RU QRW D SDUW\ WR WKH 7KH *HGGHV /DZ )LUP 3 & 'HOXFFKL /DQH 6XLWH 5HQR 19 3KRQH LQVWDQW DFWLRQ EHOLHYHV FRQWDLQV ³&RQILGHQWLDO ,QIRUPDWLRQ ´ DV GHILQHG LQ ,, $ , LQIUD RU 7KLUG SDUWLHV SURGXFH LQIRUPDWLRQ ZKLFK WKH WKLUG SDUWLHV DVVHUW LV FRQILGHQWLDO WKH IROORZLQJ SURFHGXUH VKDOO JRYHUQ SXUVXDQW WR )HGHUDO 5XOH RI &LYLO 3URFHGXUH ³)HG 5 &LY 3 ´ F HW VHT $ $Q\ GRFXPHQWV DQG WKH FRQWHQWV WKHUHRI WKLQJV RU LQIRUPDWLRQ IDOOLQJ ZLWKLQ WKH GHILQLWLRQ RI ³&RQILGHQWLDO ,QIRUPDWLRQ ´ VHW IRUWK LQ ,, $ , LQIUD WKDW DUH SURGXFHG PD\ EH GHVLJQDWHG DQG PDUNHG LQ ZKROH RU LQ SDUW ZLWKRXW UHJDUG WR ZKHWKHU UHGDFWLRQV DUH PDGH ³&RQILGHQWLDO´ E\ WKH SDUW\ SURGXFLQJ WKH GRFXPHQWV RU LQIRUPDWLRQ DW WKH WLPH WKH GRFXPHQWV DUH GHOLYHUHG WR RU PDGH DYDLODEOH IRU LQVSHFWLRQ E\ DQ\ SDUW\ , ³&RQILGHQWLDO ,QIRUPDWLRQ´ LQFOXGHV EXW LV QRW OLPLWHG WR D HPSOR\PHQW UHFRUGV RI DQ\ HPSOR\HHV RU IRUPHU HPSOR\HHV RI DQ\ SDUW\ E FRQILGHQWLDO QRWHV PHPRUDQGD DQG VWDWHPHQWV UHJDUGLQJ QRQ SDUW\ HPSOR\HHV F FRQILGHQWLDO LQIRUPDWLRQ FRQFHUQLQJ WKH GLVFLSOLQH DQG RU WHUPLQDWLRQ RI QRQ SDUW\ HPSOR\HHV DQG IRUPHU HPSOR\HHV G WKH SURGXFWLRQ RI LQIRUPDWLRQ RU GRFXPHQWV SURSULHWDU\ WR DQ\ SDUW\ LQFOXGLQJ E\ ZD\ RI H[DPSOH DQG QRW OLPLWDWLRQ WD[ UHFRUGV ILQDQFLDO VWDWHPHQWV H RWKHU SULYDWH LQIRUPDWLRQ RI DQ\ SDUW\ RU QRQ SDUW\ WR WKH SUHVHQW OLWLJDWLRQ LQFOXGLQJ FRQVXPHU UHFRUGV H J SKRQH ELOOV I ILQDQFLDO UHFRUGV DQG EXVLQHVV UHFRUGV RI DQ\ SHUVRQ RU HQWLW\ ZKHWKHU D SDUW\ RU QRQ SDUW\ WR WKH SUHVHQW OLWLJDWLRQ DQG J PHGLFDO UHFRUGV LQFOXGLQJ PHGLFDO ELOOV DQG SV\FKRORJLFDO UHFRUGV DQG PHGLFDO LQIRUPDWLRQ RI DQ\ SHUVRQ ZKHWKHU D SDUW\ RU QRQ SDUW\ WR WKH SUHVHQW OLWLJDWLRQ % ,I D SDUW\ SURGXFHV WR DQRWKHU SDUW\ LWHPV WKDW FRQWDLQ &RQILGHQWLDO ,QIRUPDWLRQ DV GHILQHG DERYH WKDW SDUW\ PD\ GHVLJQDWH RQH RU PRUH GRFXPHQWV RU D SRUWLRQ RI D GRFXPHQW DV ³&RQILGHQWLDO´ EHIRUH SURGXFLQJ WKDW GRFXPHQW WR WKH RWKHU SDUW\ 6XFK GHVLJQDWLRQ VKDOO EH PDGH E\ PDUNLQJ VWDPSLQJ RU W\SLQJ WKH ZRUG ³&RQILGHQWLDO´ RQ HDFK SDJH RI WKH GRFXPHQW DW WKH WLPH LW LV SURGXFHG WR WKH UHFHLYLQJ SDUW\¶V FRXQVHO & $Q\ SDUW\ PD\ GHVLJQDWH GHSRVLWLRQ WHVWLPRQ\ DV ³&RQILGHQWLDO´ E\ RUDOO\ PDNLQJ VXFK D GHVLJQDWLRQ RQ WKH UHFRUG HLWKHU DW WKH FRPPHQFHPHQW RI WKH GHSRVLWLRQ DW WKH WLPH WKH WHVWLPRQ\ LV JLYHQ DQG RU EHIRUH WKH HQG RI WKDW GD\ V TXHVWLRQLQJ )ROORZLQJ VXFK D GHVLJQDWLRQ WKH FRXUW UHSRUWHU VKDOO PDUN ³&RQILGHQWLDO´ RQ WKH WUDQVFULSW RU WKH SRUWLRQ WKHUHRI FRQWDLQLQJ WKH 7KH *HGGHV /DZ )LUP 3 & 'HOXFFKL /DQH 6XLWH 5HQR 19 3KRQH ³&RQILGHQWLDO´ WHVWLPRQ\ ' ,Q DGGLWLRQ GRFXPHQWV RU LWHPV SURGXFHG E\ RQH SDUW\ PD\ EH GHVLJQDWHG ³&RQILGHQWLDO´ E\ WKH RWKHU SDUW\ L H WKH UHFHLYLQJ SDUW\ E\ , PDUNLQJ WKH GRFXPHQW LQ ZKROH RU LQ SDUW ³&RQILGHQWLDO´ LQ WKH VDPH PDQQHU DV VWDWHG DERYH DQG ,, WKHQ IRUZDUGLQJ D FRS\ RI WKH PDUNHG GRFXPHQW EDFN WR WKH SURGXFLQJ SDUW\ ( ,Q WKLV UHJDUG WKH UHFHLYLQJ SDUW\ VHHNLQJ WKH ³&RQILGHQWLDO´ GHVLJQDWLRQ PD\ GHVLJQDWH E\ QXPEHU HDFK GRFXPHQW LW EHOLHYHV VKRXOG EH ³&RQILGHQWLDO´ ) ,I WKH UHFHLYLQJ SDUW\ KDV QR REMHFWLRQ WR WKH ³&RQILGHQWLDO´ GHVLJQDWLRQ PDGH E\ WKH SURGXFLQJ SDUW\ WKH UHFHLYLQJ SDUW\ PD\ HLWKHU H[SUHVVO\ QRWLI\ WKH SURGXFLQJ SDUW\ RU DOORZ WKH WHQ FDOHQGDU GD\ REMHFWLRQ SHULRG VHW IRUWK EHORZ WR ODSVH :KHUH WKHUH KDV EHHQ QR ZULWWHQ REMHFWLRQ PDGH RQFH D GRFXPHQW RU LWHP KDV EHHQ SURGXFHG DQG GHVLJQDWHG DV SURYLGHG KHUHLQ WR WKH UHFHLYLQJ SDUW\ WKH GRFXPHQW RU LWHP VKDOO EH WUHDWHG DV ³&RQILGHQWLDO ´ UHVSHFWLYHO\ SXUVXDQW WR WKLV 6WLSXODWHG 3URWHFWLYH 2UGHU XQWLO IXUWKHU RUGHU RI WKH &RXUW 7KH IROORZLQJ SURWRFRO VKDOO DSSO\ LQ WKH HYHQW RI DQ REMHFWLRQ WR D GHVLJQDWLRQ RI ³&RQILGHQWLDO´ $ ,I WKHUH LV DQ REMHFWLRQ WR WKH ³&RQILGHQWLDO´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³&RQILGHQWLDO´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³&RQILGHQWLDO´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¶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¶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³&RQILGHQWLDO´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³&RQILGHQWLDO´ XQGHU WKH SDUWLHV¶ 6WLSXODWHG 3URWHFWLYH 2UGHU LV WR EH XVHG RQO\ LQ WKH DERYH FDSWLRQHG DFWLRQ DQG PD\ QRW EH XVHG LQ DQ\ RWKHU DFWLRQ RU IRU DQ\ RWKHU SXUSRVH XQOHVV WKH SDUW\ VHHNLQJ WR PDNH VXFK XVH KDV DFTXLUHG WKH GRFXPHQWV WHVWLPRQ\ DQG RU LQIRUPDWLRQ IURP D VRXUFH LQGHSHQGHQW RI WKH DERYH FDSWLRQHG DFWLRQ :LWKLQ FDOHQGDU GD\V RI WKH HQWU\ RI WKH ILQDO RUGHU FRQFOXGLQJ WKLV MXGLFLDO SURFHHGLQJ DOO ³&RQILGHQWLDO´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³&RQILGHQWLDO ´ 1RWZLWKVWDQGLQJ DQ\ RWKHU ODQJXDJH FRQWDLQHG LQ WKLV 2UGHU HDFK SDUW\¶V FRXQVHO RI UHFRUG VKDOO EH 7KH *HGGHV /DZ )LUP 3 & 'HOXFFKL /DQH 6XLWH 5HQR 19 3KRQH DOORZHG WR UHWDLQ IRU LWV ILOHV D FRS\ RI DOO SOHDGLQJV PRWLRQV H[KLELWV RU RWKHU SDSHUV ILOHG DQG RU ORGJHG ZLWK WKH &RXUW DQG RI DOO GRFXPHQWV GHVLJQDWHG E\ ERWK SDUWLHV RU DQ\ QRQ SDUW\ DV ³&RQILGHQWLDO´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pril 28, 2021

Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.