Securities & Exchange Commission v. Levine et al, No. 2:2007cv00506 - Document 163 (D. Nev. 2011)
Court Description: FINAL JUDGMENT as to Defendant Mary Ann Metz. Signed by Judge Lloyd D. George on 7/8/11. (Copies have been distributed pursuant to the NEF - ECS)
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UN I TED STA TES DI STR I T C O URT C FOR THE DI STRI OF NEVADA CT SECURI ES AN D EX CHANG E COM M I ON , TI SSI Pl n if ai tf , 2: CV07- 0050 LDG/ J 6RJ v. GERALD HA ROLD LEV m E, M A RI A . E LEVm E, M ARY ANN M ETZS D ARm SCO TT M ETZ, A LAN BRUCE COPELAN D , I SAAC BARRE'T M ORLEY, I ' BRU CE CH ET ROTL EN BERG a d I n NU STA R H OLD I GS, NC. N l , Def endant s, - and- W I TO W I I C. RE RE, N , PUBLI H I C GHW A Y,I C. N , TH E 1 75 TRU ST a 9 nd G LOBAL EN VI RON M EN TAL SYSTEM S, N C . I , Rele Def nda t . if e n s Securities & Exchange Commission v. Levine et al j r. A wwwnv w.yj xj sy p gm x y o ax s j j A S TO DEFEND AN T M ARY A NN M ETZ Doc. 163 TheSe urte a dExc ng Commison(s c iis n ha e si i commison' ha ngtldaCompl nta si ' vi ie ) ai nd t Ma. y t'o ï e da ) vi nee en al De De e an M a .yAnnM eztç I AnnMez' rd fn nf'ha nge trdag er f nd t r a p aa c ; o s ne t t eCo r'j rs cino e Dee d n a dtes be t t ro ti p e rn e c n e td o h uts u idito v r fn a t n h u jc mat f hs e a ton;c e ed t e r o t sFi lJ c i ons nt o nty f hi na udgm e tw ih tad itng ord nyi t ale tons of n t ou m ti e ng he l ga i t Compli (xc ptast urs ci ;waie fndi offc a c ncl insoflw;a he ant e e oj iditon) v d i ngs a t nd o uso a nd w ai d a r g t a alfom t s Fi J m e : ve ny i ht o ppe r hi nal udg nt Dockets.Justia.com 1. I I HEREBY FU RTH ER ORD ERED ,ADJ GED,AN D D ECREED t tD e e da T S UD ha f n nt a Def da ' a en s s r n s e pl e sa t r ys a a lpe s ns i a tve c e tor nd en nt g t , e va t , m oye s to ne , nd 1 r o n c i onc r s pa tc pa i n w ih t m who r ce ve a t n i e oft sFi lJ dgm e by pe s r l i t o t he e i c ual otc hi na u nt r onals r c or e vi e oh r s aep r n n l rsrie a de j n dfo voaigS cin5o teSe u ie Ac te wie r ema e t etan d n noie r m ilt e to f h c rt s t y n i of1 3(ç c ii Ac' (5U. C.j77e b die tyo idie ty,i t a e eofa 93 t urtes t' 1 S. se ) ) y, rcl r n rcl n he bsnc ny a i a e e m pto pplc bl xe i n: I () a ! unls argitai sae nti i er c ast asc is ma ngus ofa e s e srton ttme s n te t o e urt ki e ny me n o isrme t o ta s o tt no c mmu c t ni itrut c mmec a s r n tu n s f rn p rai r o niai n nes e o re o o ! ! o oft m a l t s l s h s c iy t ough t us orm e u o a pr pe t r he is o e l uc e urt hr he e di m f ny os c us orot w ie; hel s () b Unl sargitai sae ti i efc a t ascurt c ngorc usn t es e srton ttmen s n fe t s o e iy, anyi a ig o b ca e t ough t e m alsori i t r t t c e ni d hr h l n n e sa e omm e ce b a y m ea s or r ,y n n i t u e t oft a pora i n, ny s h s c iy f t e pur e ofs e orf ns r m n s r ns t to a uc e urt or h pos al or d i r a t rs l o elve y f e a e; r () c Ma ngus ofa me nso i tume softa porai orc ki e ny a r nsr nt rns tton ommuniai i c ton n i er t t c m mer e oroft m aist of e t s l orof e t buy t o h t us nt sa e o c he l o f r o e l fr o hr ug he e orm e um ofa y pr pec usorot nvi e a s c iy, e sa r gi ta i n di n os t he s ny e urt unl s e sr to s a em e thm be n tl d wih t Com m is on a t s c s c iy, whie t t t n s e ie t he s i s o u h e urt or l he rgsrt nsae n i tes b e t farf a o d r rso o d ro ( ro t te e itai ttme t s h u j c o eusl r e o tp r e r p ir o h o e f c i d t oft er ita i sae e )a y publcpr e di ore mi ton fe tve a e h eg sr ton ttm nt n i oc e ng xa na i unde Se urte Ac Seci 8( 5U. C.977h) r c iis t ton 1 S. . II . I I HEREBY FURTHER O RD ERED,ADJ DG ED,AN D DECREED t a De e n T S U h t f nda t a d Def a ' a nt ss r nt , m pl e , tor e ,a d a lpe s i a tvecon e to n end nts ge s e va s e oye s a t n ys n 1 r ons n c l cr r pa tcpa i w ih t m who r c i a t aln i e oît s Fi J dgme b p r o s z c o r i i tt m t he e e ve c u otc hi nal u nt y e s nal e vi e r ot nvleaepema ntyrsl ne a e j nedfom vi ai Se urte Ac Se on1 a he s r r ne l e tai d nd n oi r oltng c iis t di 7() (5U. C.j77 a) i t ofe o s l ofa s c iybyt us ofan me nsori tu nt of 1 S. q( 1 n he fr r ae ny e urt he e y a nsrme s ta pora i n orc m uni a i i i e sa e o m e c orb us oft m ais die ty o r ns t to om c ton n nt r t t om r e y e he l , r c l r i r l. ndiecty' () a t e oya yd c ,she s atfc t deru o mpl n evie c me or riie o fa d; ( b) t obti mone orpr ryb me nsofa u r sae ntofamaera fc o an y ope t y a ny ntue ttme t il a t orany om i s o ofa ma e i f ctne e s r i or rt m a t s a e e s s in t ral a c s a y n de o ke he t t m nt m a i Ig o t c r um s nc sunde w h c t e we e m a ,notm i l a ngde, n i ht f he ic l e r i h h y r de s e di , or () c t e gei a ta aton,prcie, c s ofbu i s whihopeae o o nga n ny rns ci a tc or oure sne s c rts r w oul ope a e asa f-ud orde e tupon t p ch s r d rt l a ci he ur a e . 11 1. I I HER EB Y ORDERED,ADJUDG ED, N D DECREED t a De e nta T S A h t f nda nd De e n ' a nt ss r a s e pl e ,a t r y ,a a ipe s ns i ac i c e tor f nda ts ge s e v nt , m oy es to ne s nd l r o n tve onc r pa tc pa i w ih t m w h r c v a t lnotc oft sFi l udgmen b pe s ls r c or ri i ton t he o e ei e c ua i e hi na J t y r ona e vi e ote vs aep r n nl rsrie a de j n dfo voaig drcl e idrcl, e to h n ie r ema e t e tan d n noie r m iltn , ie ty r n ie t S cln y y l b ofteSe rte Ex ha eAc of1 (h GEx an Ac' ( 5U. C.j78( )a 0() h cu iis c ng t 934 te ch ge t' 1 S. ) jb) nd Rul l b- prmul tdterunde ( 7C. R.j2 .0b-J byusnga me nsor e 0 5 o gae h e r l F. 40 l 5, i ny a l s r m e a iy ofi er t t com m e o ,oroft m ais orofa f iiy ofa na i l n t u nt lt nt sa e re he l, ny ac lt ny tona s c ii sex ha ,i c e i wih t pu c s ors l ofa s c r t e urte c nge n onn d on t he r ha e a e ny e u i y: () a t empl a yde c she ,ora ttc t derud; o oy n vie, c me riie o fa () b t mak a u r esae tofamaera fc ort omit saeamaera fc o e ny ntu ttmen t il a t o to tt t il a t n c s r i or ert m a e t s a e e sm a ,i t lgh oft e c r um s a c e es a y n d o k he t t m nt de n he i t h ic t n es u rwhih t y we e m a notm i l ad n ,or nde c he r de, se i g- () c t e a i a ac,p atc orc s ofbusne swhihopeae o woul o ng ge n ny t r cie, oure is c rts r d o at a a fa ord c tup a pe s n. per e s r ud e ei on ny r o IV. I I HEREBY FU RTHER ORDERED , DJ GED , D D ECREED t t pu s nt T S A UD AN ha , r ua t Sec rte Ac Se ton20()( 5U. C.j77te1a dExo ngeAc Se ton21d)2)( 5 o u iis t ci e 1 S. () n ha t ci ( ( 1 U. C.j78ud)2J Def dan i prhiie fom a tnga a ofi rordie t ofan is r S. ( (), en t s o btd r ci s n fce rcor y sue t th sacas ofs urte r see purua t Exc ngeAc Se to 1 ( 5U. C.j781 or ha a l s ec iis egitrd s nto ha t cin 2 1 S. ) t ti rquie t fl rporspurua t Exc ngeAc Se ton l d)(5U. C.j78 d). ha s e rd o ie e t s nto ha t ci 5( 1 S. o( q V. I I HEREBY FU RTHER ORDERED,AD J DGED , ND DECREED t a , s nt T S U A h t pur ua t Se urtesAc Se ton2 g)( 5U. C.977() a Exc ng Ac Se i 21d)6)(5 o c ii t ci 0( 1 S. tg1 nd ha e t cton ( ( l U. C.j7 d ( ) Dee n i p r ne l bardfom patci tngi anofeigofpe y S. 8u()6), fnda t s ema nty re r ri pai n frn nn s oc i l ng e ga ng i ac i te w ih a br e , al r ori s rf rpum os s ofi s ng, t k, nc udi n gi n tvii s t ok r de e , s ue o e s ui tad ng, i uci ora t m ptng t i e t pu c s o s l ofa pe ny soc A pe y r i or nd ng te i o nduc he r ha e r a e ny n t k. nn s oc i a y e t s cu iy t th s aprc ofI s t n fv dol r ,e e ta pr de i t k s n quiy e rt ha a ie e s ha i e l s xc p s ovi d n a Ex han Ac Rul 3 - g 7C. R.240. -1 c ge t e a51l l F. 3a51 1. 4 l l i IV. I I H EREBY FU RTH ER ORD ERED ,ADJ GED , D D ECREED t tD e e da T S UD AN ha f n nt i I befrds o g me to $l ,0 , lsp eu g n itr s i tea u to $ ,8 , o a s i l o ig r e n f 310 0 pu rj d me t neet n h mo n f 410 8 fr a t a of$1 0 Ba e ont e s ot l 72,88. s d h wom r p e e a i c ai d i t St tme ofFia a e r s nttons ont ne n he ae nt n ncil Con tono Dai andM ayAn Mezd tdMac 1 2 1(s aeme ofFi ncal dii f rn r n t ae rh 4, 01 tstt nt na i Con ton' , andot docum ent and i or ai s itdt t Comm isi however t e dii ' ) her s nf m ton ubm te o he s on, ,h Cou ti notor erng D e e n t pa a ci lp naly a pa m en ofaI o t digo ge e a r s d i f nda t o y vi e t nd y t l f he s r m nt nd prj dgme ti ees i wai d.Thedeemi tonn t i eacvipe t a t wai eu n ntr ts ve tr nai oto mpos i l naly nd o ve ' pa me ofaloftedigore an prj y nt 1 h s g ment d eudgme i ee ti c tng ntu t a c ac an ntntrs s oni e pon he c ur y d compl t ne soft Slt m e ofFi nc alCondii n. l a a tme f lowi t e t y oft s ee s he e nt na i to f t ny i o l ng he n r hi Fl J dgme t Com m i son ob a nsi or a i l c tn t tD e e an ' r pr e a i nal u nt he si t i nf m ton ndi a i g ha f nd t s e es nt tons t t Com m is on co e ni t as e s i om e labiii s orne worh ofD a i a d M a y Ann o he si nc r ng he s t , nc , i lte , t t rn n r M e z w e e H u e ,m i l di i c r t , i c pl t i a y m a e i lr s c a oft t r dulnt sea ng, na cu a e or n om e e n n t ra e pe t s he tm e s h r pr s nt tonswe e m a ,t Comm i son m a i is s e dicr i a w ihout i uc e e e a i r de he si y, n t ol s eton nd t prorno i e t D e e nt pd ii n t Cour f a o de r quii D e e n t pa t i tc o f nda , to he t or n r r e rng f nda t o y he ma m um cvi pe lya l bl und rt e lw.I c xi i l nat lowa e e h a n onne to wih a s c pe ii t o y c in t ny u h tton, he nl i s s lbe whe he t tna ali or a i pr de b De e ntwa f a dul t s ue hal t r he i nci nf m ton ovi d y f nda s r u en , m i l a ng,i c ur e, i om plt i a ma e i lr pe ta oft e tm e s h r pr s nt tons s e di na c at or nc e e n ny t ra es c s h i uc e e e a i we e m a I ispe ii t Co m is on m a m ove t sCou t o c s de aI a ia e r de. n t tton, he m s i y hi r t on i r l va l bl r m e e ,i l ng, tno lm ie t o de i Def nda tt pa f e di s nc udi bu t î t d o, r rng e n o y undsorm s t , r c i t s e s die tng he f r eiu e o a as e s ors n tonsf c e p oft sFi lJ o f t r f ny s t , a c i or ont m t hi na udgm e t n e Co m i son m a n. m si y alo r que ta tonal s ove y. Def nda m a not by w a ofde e e t s c pe ii s e s ddii dic r e nt y , y f ns o u h tton: ()c le getevaldiyoft sCon e ort Fi lJ me t ()co es t ale ai i te 1 haln h i t hi s nt he na udg n; 2 nt the lg tons n h Co ait ( asett tpa n ofdigoge ntprjudgme torpos-u nti er tora mpl n; 3) s r ha yme t s r me , e n tj dgme nt es, ci lp nalys oul notbeor rd;( c ett a tofdig ge ntorpe-udgme or vi e t h d ' dee 4) onts he moun s or me rj nt p s-u g n itrs;5 c net h i o io o tema i m cvl e at alwa l u d r o t d me tnee t () o ts t e mp st n f h xmu iip n l l be n e j i y o t Iw;or()a sr a dee et labiiyorrme i l ngbutnotImie t a saut o he a 6 se t ny fns o i lt e dy,ncudi i td o ny tt e f lm ia i d f ns i t tons e e e. V. I I FURTHER O RDERED,AD J T S UDGED,Ar DECREED t att Con e i h he s nt s i r a e h r i wih t e s m e f c a d efe ta i f l s tf r h he e n,a t tDef nda nco por t d e e n t h a or e n f c s f uly e o t r i nd ha e nt s l c pl w ih al oft un ra ngsa a e m e s s tf t t r i ha l om y t I he de t ki nd gr e nt e orh he e n. VI . I I FUR TH ER O RDERED, DJ GED , D DECR EED t tt sCou t ha lr t n T S A UD AN ha hi r s l e ai j rs cinoft smatrf t pu e ofe ori t tr o t sFi J uidito hi te or he mos s nf cng he ems f hi nal udgne t n. oa d # t: e xj ,t l , 21 r ) l ) , ' I TED ST TES D I RI J A CT U E
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