United States Securities and Exchange Commission v. Delphi Corporation et al, No. 2:2006cv14891 - Document 356 (E.D. Mich. 2011)

Court Description: DECISION AND ORDER denying 336 Paul Free's Renewed Motion for Judgment as a Matter of Law or, in the Alternative, for New Trial. Signed by District Judge Avern Cohn. (Attachments: # 1 Exhibit A) (JOwe)

Download PDF
EXHIBIT A 06-14891 SEC v. Delphi Corporation, et al TERMINATED DEFENDANTS Terminated Defendant Delphi Corporation B.N. Bahadur Date Terminated 11/7/2006 11/7/2006 Docket # Defendant's Position at Delphi Role in Misstatements Disgorgement All (Warranty; PGM; BBK; EDS) 9 11 Transactions in Which Defendant Was Involved Principal of private consulting co.; not employed at Delphi. Prejudgment Interest Penalty Total No Monetary Penalties BBK Facilitated false accounting. 350,000.00 139,257.00 80,000.00 569,257.00 Warranty; PGM; BBK Carried out false accounting. Negotiated false accounting. 17,835.00 13,865.00 55,800.00 87,500.00 PGM; BBK Directed false accounting. 37,200.00 12,800.00 50,000.00 100,000.00 Milan Belans 12/13/2010 282 John Blahnik 9/22/2010 236 Director of Capital Planning and Pension Analysis Treasurer; then VP Treasury, Mergers and Acquisitions Kevin Curry 11/7/2006 15 EDS Employee EDS Facilitated false accounting. 0.00 0.00 25,000.00 25,000.00 Chief Financial Officer All (Warranty; PGM; BBK; EDS) Participated in negotiations. Directed false accounting. False statements to auditors. 253,000.00 134,000.00 300,000.00 687,000.00 EDS Employee EDS Facilitated false accounting. 0.00 0.00 40,000.00 40,000.00 0.00 0.00 30,000.00 30,000.00 0.00 0.00 40,000.00 40,000.00 Alan Dawes 11/7/2006 10 Stuart Doyle 11/7/2006 14 Judith Kudla 3/26/2009 111 Laura Marion 11/7/2006 13 Director of Finance for Information Technology Dept. Director of Financial Accounting and Reporting 8/4/2009 115 EDS Employee Scot McDonald Atul Pasricha Catherine Rozanski 11/7/2006 11/17/2010 12 Assistant Treasurer 271 Director of Financial Accounting and Reporting EDS Negotiated and carried out false accounting. PGM; BBK Approved false accounting. EDS Facilitated false accounting. Warranty Involved in negotations. Directed false accounting. 0.00 0.00 50,000.00 50,000.00 EDS Negotiated, directed and carried out false accounting. 0.00 0.00 40,000.00 40,000.00 VOLUNTARILY DISMISSED

Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.