Nosbaum et al v. J.P. Morgan Securities LLC, No. 1:2017cv06202 - Document 36 (N.D. Ill. 2018)

Court Description: MEMORANDUM Opinion and Order signed by the Honorable Virginia M. Kendall on 7/30/2018. The Court grants JPMSs cross-petition 21 and confirms the Award in its entirety. Nosbaum's petition to vacate (Dkt. 1 -1) is denied. The Court therefore converts the Award into a final judgment in favor of JPMS and, pursuant to FINRA Rule 2080, directs the Central Registration Depository system to expunge the information related to FINRA Arbitration No. 15-02672 for broker Christopher D. Nield. The Court will enter final judgment and close the case. Mailed notice(lk, ) (lk, ).

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HKW PULIQR& RW QRLWLWH3 VVRU& V¶630- % R& UL & KW ± G ) VQ, \EUHKWDH/ Y VQ, WLUH0 JQ LWRXT ´¶V DL E IR HY L WVHJJXV \ O O XIUHZRSµ HUD WDKW VHF QDWV P XFUL F UR ¶ VD L E O DXWFDµ ³ VD GH Q L I HG V L ´QRLWSXUURF UR \WL O DLWUDS WQ HG L Y H³ HVXDF HE \ WUDS J Q L O L DYHUS GUDZRW ´ \ WL O DLWUDS³ RW GHWQXRPD VURUUH ¶VURWDUWL EUD IR QRL WFH O ORF WDKW WQ HP XJUD JQ L WFHMHU O O, ' 1 QRVNFLU( Y FQ, RFKVD/ J H HH6 SSX6 ) J Q L UDHK \ DG WK JL H HKW J Q L UXG GQD HURI HE GHUHG L VQRF WQ H P XJUD GQ D HFQ HG L YH HKW I R O O D IR WK J L O Q L \ O UD O XFLWUDS GUDZ$ HKW JQ LWD FDY Case: 1:17-cv-06202 Document #: 36 Filed: 07/30/18 Page 17 of 18 PageID #:1134 \ O X- HWD' HJGX- WF LUWV L' VHWDW6 GHWL Q8 O O DGQ H. 0 D L Q L JUL9 QR+ BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB HVDF HKW HVRO F GQD WQ H P JGX M O D Q L I UHWQ H O O LZ WUXR& HK7 G O HL1 ' UHKSRWV L UK& UHNRUE URI R1 QRL WDUWL EU$ $51,) RW GHWDO HU QRL WD P URI Q L HKW HJQXS[H RW P HWV \ V \URWL VRSH' QRLWDUWV L JH5 ODUWQH& HKW VUHGUR HO X5 $51,) RW WQDXVUXS GQD 603- IR URY DI Q L WQ H P JGX M O D Q L I D RWQ L GUDZ$ HKW VWUHYQRF HURI HUHKW WUXR& HK7 GH L Q HG VL WN' HWDFDY RW Q RL WLWHS V ¶ P XDEVR1 \ WHUL WQ H VWL Q L GUDZ$ HKW V P UL I QRF GQD WN' QRL WLWHS VVRUF V ¶603- VWQDUJ WUXR& HKW HYRE D GH Q L D O S[ H VQRVDHU HKW UR) 12,68/&12& O O X I Q L GH P UL I QRF V L GUDZ$ HKW K FXV V$ $ E HO X5 $ 51,) RVOD HHV G, ´ VXRHQRUUH \ O UD HOF UR H O E L VVRS P L \ O O DXWF DI VL QRL WDP URI Q L UR QRL WDJH O O D Case: 1:17-cv-06202 Document #: 36 Filed: 07/30/18 Page 18 of 18 PageID #:1135

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