The City of Chicago v. Sessions III, No. 1:2017cv05720 - Document 78 (N.D. Ill. 2017)
Court Description: MEMORANDUM OPINION AND ORDER Signed by the Honorable Harry D. Leinenweber on 9/15/2017:Mailed notice(wp, )
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The City of Chicago v. Sessions III Doc. 78 IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION THE CITY OF CHICAGO, Plaintiff, Case No. 17 C 5720 v. Judge Harry D. Leinenweber JEFFERSON BEAUREGARD SESSIONS III, Attorney General of the United States, Defendant. MEMORANDUM OPINION AND ORDER This case involves the intersection between immigration policies and local control over policing. federal Defendant Jefferson Beauregard Sessions III, the Attorney General of the United States, seeks grant relied federal to on enforcement initiatives. cooperation with federal impose by new the These conditions City of conditions immigration on an Chicago require officials annual for law additional and directly conflict with Chicago’s local policy, codified in its Welcoming City Ordinance, which restricts local officials’ participation in certain policies federal engender immigration safer efforts. streets by Chicago fostering claims its trust and cooperation between the immigrant community and local police. Chicago’s policies are at odds with the immigration enforcement Dockets.Justia.com priorities and view of public safety espoused by the Attorney General. Against these new this backdrop, conditions are the City unlawful of and Chicago claims that unconstitutional, and implores this Court to grant a preliminary injunction enjoining their imposition. For the reasons described herein, the Court grants in part, and denies in part, the City of Chicago’s Motion for a Preliminary Injunction. I. A. FACTUAL BACKGROUND The Edward Byrne Memorial Justice Assistance Grant Program The federal grant at issue is awarded by the Edward Byrne Memorial Justice grant”). Assistance Grant Program (the “Byrne JAG See, 34 U.S.C. § 10151 (formerly 42 U.S.C. § 3750). Named after a fallen New York City police officer, the Byrne JAG grant supports state and local law enforcement efforts by providing additional funds for personnel, equipment, training, and other criminal justice (formerly 42 U.S.C. § 3751). formula grant, which means statutorily defined formula. 42 U.S.C. § 3755). needs. See, 34 U.S.C. § 10152 The Byrne JAG grant is known as a funds are awarded based on a See, 34 U.S.C. § 10156 (formerly Each state’s allocation is keyed to its population and the amount of reported violent crimes. Ibid. - 2 - The City of Chicago (the “City”) has received Byrne JAG funds since 2005, including $2.33 million last year on behalf of itself and neighboring political entities. ¶¶ 3, 11-12.) (See, Decl. of Larry Sachs, The City has used these funds to buy police vehicles and to support the efforts of non-profit organizations working in high crime communities. B. (See, id. ¶ 4.) New Conditions on the Byrne JAG Grant In late July 2017, the Attorney General announced two new conditions on every grant provided by the Byrne JAG program. (See, Byrne JAG Program, FY 2017 Local Solicitation, Ex. 11 to Def.’s Br.) authorities The two new conditions require, first, that local provide federal agents advance notice of the scheduled release from state or local correctional facilities of certain individuals suspected of immigration violations, and, second, that local authorities provide immigration agents with access to therein. City detention facilities and individuals detained Additionally, a condition on Byrne JAG funds was added last year that requires the City to certify compliance with a federal statute, 8 U.S.C. § 1373, which prohibits local government and law enforcement officials from restricting the sharing of information with the Immigration and Naturalization Service (“INS”) individual. regarding the citizenship status of any (See, FY 2016 Chicago/Cook County JAG Program Grant - 3 - Award, dated Sept. 7, 2017, at 2-13, Ex. C to Decl. of Alan Hanson (“Hanson Decl.”).) is also imposed on 2017 The condition to certify compliance Byrne JAG funds. (See, Byrne Program, FY 2017 Local Solicitation, Ex. 11 to Def.’s Br.) JAG The exact text of the three conditions is as follows: (1) A State statute, or a State rule, regulation, -policy, or -practice, must be in place that is designed to ensure that, when a State (or State-contracted) correctional facility receives from DHS a formal written request authorized by the Immigration and Nationality Act that seeks advance notice of the scheduled release date and time for a particular alien in such facility, then such facility will honor such request and -- as early as practicable -- provide the requested notice to DHS. (2) A State statute, or a State rule, regulation, -policy, or -practice, must be in place that is designed to ensure that agents of the United States acting under color of federal law in fact are given to access any State (or State-contracted) correctional facility for the purpose of permitting such agents to meet with individuals who are (or are believed by such agents to be) aliens and to inquire as to such individuals’ right to be or remain in the United States. (3) The applicant local government must submit the required ‘Certification of Compliance with 8 U.S.C. 1373’ (executed by the chief legal officer of the local government). (Byrne JAG Program Grant Award for County of Greenville, Special Conditions (“Byrne Conditions”), ¶¶ 53, 55-56, Ex. A to Hanson Decl.; see also Hanson Decl., ¶ 6.) - 4 - These conditions will be referred to respectively as the notice condition, the access condition, and the compliance condition. The City claims all three conditions are unlawful and unconstitutional, even though it acquiesced to the compliance condition when accepting the 2016 Byrne JAG funds. The compliance condition requires the City to certify compliance with Section 1373. (Byrne Conditions ¶ 53.) Section 1373 is titled “Communication between government agencies and the Immigration and Naturalization Service” and provides follows, 8 U.S.C. § 1373: (a) In General Notwithstanding any other provision of Federal, State, or local law, a Federal, State, or local government entity or official may not prohibit, or in any way restrict, any government entity or official from sending to, or receiving from, the Immigration and Naturalization Service information regarding the citizenship or immigration status, lawful or unlawful, of any individual. (b) Additional Authority of Government Entities Notwithstanding any other provision of Federal, State, or local law, no person or agency may prohibit, or in any way restrict, a Federal, State, or local government entity from doing any of the following with respect to information regarding the immigration status, lawful or unlawful, of any individual: (1) Sending such information to, or requesting or receiving such information from, the Immigration and Naturalization Service. (2) Maintaining such information. (3) Exchanging such information with any other Federal, State, or local government entity. - 5 - as (c) Obligation to Respond to Inquiries The Immigration and Naturalization Service shall respond to an inquiry by a Federal, State, or local government agency, seeking to verify or ascertain the citizenship or immigration status of any individual within the jurisdiction of the agency for any purpose authorized by law, by providing the requested verification or status information. C. The City’s Welcoming Ordinance Chicago’s Welcoming City Ordinance (the “Ordinance”) is a codified local policy that restricts the sharing of immigration status between residents and police officers. Illinois, Municipal Code § 2-173-005 et seq. See, Chicago, The explicit purpose of the Ordinance is to “clarify what specific conduct by City employees is prohibited because such conduct significantly harms the City’s relationship with immigrant communities.” Id. § 2-173-005. The Ordinance reflects the City’s belief that the “cooperation of the City’s immigrant communities is essential to prevent and solve crimes and maintain public order, safety and security in the entire City” and that the “assistance from a person, whether documented or not, who is a victim of, or a witness to, a crime is important to promoting the safety of all its residents.” Ibid. Since the mid-1980s, the City has had in place some permutation of this policy, typically in the form of executive orders that prohibited City agents and agencies from - 6 - requesting or citizenship. Pl.’s Br.) disseminating (See, information about individuals’ Order 89-6, Exs. Executive 85-1, A-B to First codified in Chicago’s Municipal Code in 2006, the Ordinance was augmented in 2012 to refuse immigration agents access to requests Illinois City facilities unless certain Municipal Code and to deny § detainer were criteria immigration met. Chicago, 2-173-005. An See, immigration detainer request is a request from Immigration and Customs Enforcement (“ICE”), asking local law enforcement to detain a specific individual for up to 48 hours to permit federal assumption of custody. The Ordinance prohibits any “agent or agency” from “request[ing] information about or otherwise investigat[ing] or assist[ing] in immigration status investigation the is investigation of any required of person by the unless Illinois State citizenship such Statute, regulation, or court decision.” Id. § 2-173-020. forbid any agent or agency from inquiry or or federal It goes on to “disclos[ing] information regarding the citizenship or immigration status of any person.” Id. § 2-173-030. “[c]ivil immigration The Ordinance enforcement specifically actions” responsibility,” and provides as follows: - 7 - as characterizes a “[f]ederal a. Except for such reasonable time as is necessary to conduct the investigation specified in subsection (c) of this section, no agency or agent shall: 1. arrest, detain or continue to detain a person solely on the belief that the person is not present legally in the United States, or that the person has committed a civil immigration violation; 2. arrest, detain, or continue to detain a person based on an administrative warrant entered into the Federal Bureau of Investigation’s National Crime Information Center database, or successor or similar database maintained by the United States, when the administrative warrant is based solely on a violation of a civil immigration law; or 3. detain, or continue to detain, a person based upon an immigration detainer, when such immigration detainer is based solely on a violation of a civil immigration law. b. 1. Unless an agency or agent is acting pursuant to a legitimate law enforcement purpose that is unrelated to the enforcement of a civil immigration law, no agency or agent shall: A. permit ICE agents access to a person being detained by, or in the custody of, the agency or agent; B. permit ICE agents use of agency facilities for investigative interviews or other investigative purpose; or - 8 - C. while on duty, expend their time responding to ICE inquiries or communicating with ICE regarding a person’s custody status or release date. 2. An agency or agent is authorized to communicate with ICE in order to determine whether any matter involves enforcement based solely on a violation of a civil immigration law. c. This section shall not apply when an investigation conducted by the agency or agent indicates that the subject of the investigation: 1. has an outstanding criminal warrant; 2. has been convicted of a felony in any court of competent jurisdiction; 3. is a defendant in a criminal case in any court of competent jurisdiction where a judgment has not been entered and a felony charge is pending; or 4. has been identified as a known gang member either in a law enforcement agency’s database or by his own admission. Id. § 2-173-042. The Ordinance is thus irreconcilable with the notice and access conditions the Attorney General has imposed on the 2017 Byrne JAG grant. After receiving notice of the Attorney General’s new conditions on the Byrne JAG grant program, the City filed suit alleging that the conditions were unconstitutional and unlawful. Throughout this litigation, the City has strenuously argued for - 9 - its prerogative to allocate scarce local police resources as it sees fit – that is, to areas other than civil immigration enforcement – and for the soundness of doing so based on the integral role undocumented reporting and solving crime. immigrant communities play (See, Pl.’s Br. at 2-4.) in Before the Court is the City’s Motion for a Preliminary Injunction, requesting the Court enjoin the Attorney General from imposing the three above-described conditions on FY 2017 Byrne JAG funds. The Court grants the City a preliminary injunction against the imposition of the notice and access conditions on the Byrne JAG grant. The Court declines to grant the preliminary injunction with respect to the compliance condition. II. A. ANALYSIS Legal Standard To warrant the entry of a preliminary injunction, the City “must establish that it is likely to succeed on the merits, that it is likely to suffer irreparable harm in the absence of preliminary relief, that the balance of the equities tips in its favor, and that an injunction is in the public interest.” Higher Soc’y of Indiana v. Tippecanoe Cty., Indiana, 858 F.3d 1113, 1116 (7th Cir. 2017) (quoting Winter v. Nat. Res. Def. Council, Inc., 555 U.S. 7, 20 (2008)). Where the Government is the opposing party, the last two factors merge. - 10 - Nken v. Holder, 556 U.S. 418, 435 (2009). Further, under Seventh Circuit precedent, the Court must also “weigh the harm the plaintiff will suffer without an injunction against the harm the defendant will suffer with one.” Harlan v. Scholz, 866 F.3d 754, 758 (7th Cir. 2017). B. Likelihood of Success on the Merits This case presents three questions: Did Congress authorize the Attorney General to impose substantive conditions on the Byrne JAG authorize grant? those If so, conditions did Congress under the have Spending the power Clause? finally, does Section 1373 violate the Tenth Amendment? to And We take these questions in turn. 1. Executive Authority under the Byrne JAG Statute Whether the new conditions on the Byrne JAG grant are proper depends on whether Congress conferred authority on the Attorney General to delegate authority through statute. 457, 472 impose and them. discretion Congress to the may permissibly Executive Branch See, Whitman v. Am. Trucking Ass’ns, 531 U.S. (2001). The contours of the Executive Branch’s authority are circumscribed by statute because the “power to act . . . [is] authoritatively prescribed by Congress.” City of Arlington, (2013). Accordingly, Tex. we v. must F.C.C., look 569 to the - 11 - U.S. 290, statute to 297-98 determine the authority of the Attorney General to impose conditions on the Byrne JAG grant. In determining the scope of a statute, we look first to its language. 392, 396 (7th Cir. See, United States v. Berkos, 543 F.3d 2008). “If the statutory language is unambiguous, in the absence of a clearly expressed legislative intent to the contrary, regarded as conclusive.” that language must ordinarily be Russello v. United States, 464 U.S. 16, 20 (1983) (internal quotations omitted). The language and design of the statute as a whole may guide determining the plain meaning of the text. the Court in Berkos, 543 F.3d at 396. The Byrne JAG program was created in 2006 and is codified at 34 U.S.C. §§ 10151-10158 (formerly 42 U.S.C. §§ 3750-3757). These provisions are housed in Subchapter entitled “Justice System Improvement.” V of Chapter 101 Subchapter V enumerates the various “Bureau of Justice Assistance Grant Programs” in three parts: covering Part A covering the Byrne JAG program, Part B “Discretionary Grants,” “Administrative Provisions.” and Part C discussing The authority explicitly granted to the Attorney General within the Byrne JAG statute is limited. The Attorney General is authorized to: determine the “form” of the application, 34 U.S.C. § 10153(a); “reasonably require” “the applicant [to] maintain and report - 12 - . . . data, records, and information (programmatic 10152(a)(4); assessment” and “in and “develop[] coordination financial),” guidelines” with the 34 U.S.C. for “a National § program Institute of Justice,” 34 U.S.C. § 10152. In light of the limited express authority the statute confers on the Attorney General, the City argues that Congress did not authorize the Attorney General conditions on the Byrne JAG grant. to place substantive The fact that Congress did authorize the Attorney General to place substantive conditions on other grants, the City contends, reservation of that authority. 42 U.S.C. textual § 3742). authority By within an express See, 34 U.S.C. § 10142 (formerly failing the indicates to direct Byrne JAG the Court statute to any itself, the Attorney General appears to concede the point. However, expressly the authorized Attorney General imposition of the argues that challenged Congress conditions through a provision of Subchapter I establishing the Office of Justice Programs, which provision allows the Assistant Attorney General to “plac[e] special conditions on all grants” and to “determin[e] priority purposes for formula grants.” 34 U.S.C. § 10102(a)(6) (formerly 42 U.S.C. § 3712(a)(6)). The difficulty with the Attorney General’s reading of the statute is that this grant of authority to the Assistant Attorney General is located - 13 - in an entirely different subchapter governing Office of Justice Programs, whereas Congress codified the later-in-time Byrne JAG program under the aegis of Bureau of Justice Assistant Grant Programs. The statute contains no textual reference that applies this section to the rest of the chapter or specifically to the Byrne JAG program. In fact, Chapter 101 comprises 38 subchapters implicating a broad swath of federal programs and subject matter, ranging from grants for residential substance abuse treatment, see, 34 U.S.C. §§ 10421-10426, to criminal child support enforcement, see, 34 U.S.C. §§ 10361-10367. Even grant, assuming reading the that § 10102(a) statute as the applies to Attorney the Byrne General JAG advises results in multiple incongruities within the text. First, it renders superfluous the explicit statutory authority Congress gave to the Director to impose conditions on other Bureau of Justice Assistance grants housed within the same subchapter as the Byrne JAG statute. Congress explicitly provides the Director of the Bureau of Justice Assistance with authority to “determine[]” “terms and conditions” discretionary grants itemized in Part B of the statute: The Director shall have the following duties: [. . .] - 14 - for the (2) Establishing programs in accordance with part B of subchapter V of this chapter and, following public announcement of such programs, awarding and allocating funds and technical assistance in accordance with the criteria of part B of subchapter V of this chapter, and on terms and conditions determined by the Director to be consistent with part B of subchapter V of this chapter. 34 U.S.C. § 10142 (emphases added). As noted earlier, the Byrne JAG grant is a formula grant located in Part A of Subchapter V. The most natural reading of the statute, then, is that Congress endowed the Director with authority to impose conditions on the discretionary grants under Part B, but specifically withheld that authorization for the formula grant, the Byrne JAG grant, in Part A. statute Congress See, ibid. therefore to provisions. The Attorney General’s reading of the ignores withhold the ostensibly comparable clear authority in decision the Byrne by JAG See, N.L.R.B. v. SW General, Inc., 137 S.Ct. 929, 940 (2017) (noting the expressio unius canon’s application when “circumstances support a sensible inference that the term left out must have been meant to be excluded”) (quotations and alterations omitted). Regardless, it would be quite odd for Congress Attorney to conditions give on the the General discretionary grants authority if it to had impose already provided the Attorney General authority to impose conditions on all grants through Section 10102(a)(6). - 15 - See, 34 U.S.C. § 10102(a)(6). statutory This reading would render superfluous the explicit grant discretionary of grants authority in Part to B. impose See, conditions Marquez v. on the Weinstein, Pinson & Riley, P.S., 836 F.3d 808, 811 (7th Cir. 2016) (“It is a cardinal principle of statutory construction that a statute ought, upon the whole, to be so construed that, if it can be prevented, no clause, sentence, or word shall be superfluous, void, or insignificant.”) (quotations and citations omitted). This conclusion is supported by the fact that Congress specifically conferred authority to impose conditions on other grants housed in the same chapter. did so clearly. Where Congress did so, it For example, Subchapter XIX of Chapter 101 provides federal funds for efforts designed to combat violence against women. See, 34 U.S.C. § 10446-10453 (formerly 42 U.S.C. §§ 3796gg-0 to 3796gg-11). There, Congress expressly authorized the Attorney General to impose conditions when administering the grant: In disbursing grants under this subchapter, the Attorney General may impose reasonable conditions on grant awards to ensure that the States meet statutory, regulatory, and other program requirements. 34 U.S.C. § 10446(e)(3) (emphasis added). Further, Congress expressly limited its delegation of authority to apply only to funds awarded under that specific - 16 - subchapter. Ibid. “Where Congress includes particular language in one section of a statute but omits it in another section of the same Act, it is generally presumed that Congress acts intentionally purposely in the disparate inclusion or exclusion.” and Russello, 464 U.S. at 23. What is more, “[w]e do not lightly assume that Congress has omitted from its adopted text requirements that it nonetheless intends to apply, and our reluctance is even greater when Congress has shown elsewhere in the same statute that it knows how to make such a requirement manifest.” Jama v. Immigration & Customs Enf’t, 543 U.S. 335, 341 (2005). Second, even if there were a basis for importing § 10102(a) into the Byrne JAG statute, it is suspect to ground the Attorney General’s authority to impose the challenged conditions via the power See, Congress 34 conferred U.S.C. § on the Assistant 10102(a)(6); Whitman, Attorney 531 U.S. General. at 468 (“Congress . . . does not alter the fundamental details of a regulatory scheme in vague terms or ancillary provisions—it does not, one might say, hide elephants in mouseholes.”). Furthermore, § 10102(a)(6) provides that the Assistant Attorney General shall exercise “such other powers and functions as may be vested in the Assistant Attorney General pursuant to this chapter or by delegation of the Attorney General.” 34 U.S.C. § 10102(a)(6) (emphasis added). The language of the statute, - 17 - including its use of the term “may,” implies that any authority of the Assistant Attorney General to place special conditions on grants must delegation General. flow of either power See, from the independently Jama, 543 U.S. litigation has pointed itself possessed at customarily connotes discretion.”). this statute 346 by or the (“The from a Attorney word ‘may’ Yet the Attorney General in to no provision other than § 10102(a)(6) to ground its purported authority to condition Byrne JAG grants. The Attorney General’s reliance on 34 U.S.C. § 10102(a)(6) is persuasive only to the extent one scrutinizes the provision without the illumination of the rest of the statute. See, Gonzales v. Oregon, 546 U.S. 243, 273 (2006) (statutes “should not be read as a series of unrelated and isolated provisions”). Viewed in its context, however, § 10102(a)(6) is better understood as allowing the Attorney General to delegate powers to the Assistant Attorney General to aid in administering the Office of Justice Programs – whereas the Byrne JAG grant is a Bureau of Justice Assistance Program that is both housed in a distinctly different subchapter of Chapter 101 and isolated from other discretionary grants within its own subchapter. § 10102(a)(6) to authorize the Attorney General to Reading impose substantive conditions on all grants under the entire chapter is - 18 - discordant with the specific and clear grants of authority in other sections of the statute. This conclusion interpretation. rests on principles of statutory It does not imply that Congress cannot impose the conditions at issue. See, Pennhurst State Sch. & Hosp. v. Halderman, 17 451 U.S. 1, (1981) (“[O]ur cases have long recognized that Congress may fix the terms on which it shall disburse federal Congress may conditions money well or have delegate to the States.”). Spending to the Clause Executive On power Branch the to contrary, impose the power the to impose them, including the notice and access condition, but it must exert that power through statute. cannot impose the conditions without The Executive Branch Congressional authority, and that authority has not been conferred through Section 10102. The notice and access conditions therefore exceed statutory authority, and, consequently, the efforts to impose them violate the separation of powers doctrine and are ultra vires. The City has shown a likelihood of success on the merits as to these conditions. access We do not reach the question whether the notice and conditions violate the Spending Clause because, regardless, Congress did not authorize the Attorney General to impose them. - 19 - The Attorney General points to one other statutory provision, 34 U.S.C. § 10153 (formerly 42 U.S.C. § 3752), for the authority to impose the compliance condition specifically. Section 10153(a) lays out the Byrne JAG application requirements, which read in relevant part: (A) In general To request a grant under this part, the chief executive officer of a State or unit of local government shall submit an application to the Attorney General within 120 days after the date on which funds to carry out this part are appropriated for a fiscal year, in such form as the Attorney General may require. Such application shall include the following: [. . .] (5) A certification, made in a form acceptable to the Attorney General and executed by the chief executive officer of the applicant (or by another officer of the applicant, if qualified under regulations promulgated by the Attorney General), that— [. . .] (D) the applicant will comply with all provisions of this part and all other applicable Federal laws. 34 U.S.C. Attorney § 10153(a) General argues (emphases that § added). Specifically, 10153(a)(5)(D) furnishes the the authority to require a Byrne JAG applicant’s compliance with federal law, including Section 1373. See, ibid. Undeniably, Section 1373 is a federal law that, by its terms, is applicable - 20 - to the City. The City responds that “all other applicable Federal laws” merely refers to compliance with the narrow body of law governing federal grant-making. See, e.g., 42 U.S.C. § 2000d; 29 U.S.C. § 794(a); 42 U.S.C. § 6102. Both positions are plausible, but for the reasons discussed below, the Attorney General’s position is more consistent with the plain language of the statute. We, as statute. always, begin with the plain language of the See, Jackson v. Blitt & Gaines, P.C., 833 F.3d 860, 863 (7th Cir. 2016). We “must look to the particular statutory language at issue, as well as the language and design of the statute as a whole.” 281, 291 (1988). K Mart Corp. v. Cartier, Inc., 486 U.S. “If the statutory language is unambiguous, in the absence of a clearly expressed legislative intent to the contrary, that conclusive.” The language ordinarily be regarded as Russello, 464 U.S. at 20. statutory applicable must Federal language at issue laws.” Black’s here Law is “all Dictionary other defines “applicable” as “[c]apable of being applied; fit and right to be applied” group, or or Dictionary parties’ “affecting or relating to a particular situation; having direct relevance.” (10th 2014). This definition ed. interpretations. However, - 21 - the person, Black’s embraces prefatory term Law both in § 10153(a)(5)(D), “all other,” implies a broader meaning than that tolerated by the City’s interpretation. Furthermore, if Congress intended to have the applicant only certify compliance with a limited body of Federal grant-making law, it could have so stated. The City seeks to read into § 10153(a)(5)(D) references to specific federal statutes that are not there. The City argues that the word “applicable” must have a narrowing effect. (Pl.’s Brief at 19.) However, it is equally reasonable to read “applicable” as referring to the noun, in other words, to refer to the federal laws applicable to the applicant – in this case, Chicago. 34 U.S.C. § 10153(a)(5)(D). The Court will not stretch the natural meaning of the text, especially here where the City offers no case law or other authority to support its straitjacketed interpretation of “all other applicable Federal laws.” 34 U.S.C. § 10153; see also, Sandifer v. U.S. Steel Corp., 134 S.Ct. 870, 876 (2014) (“It is a fundamental canon of statutory construction that, unless otherwise defined, words will be interpreted as taking their ordinary, contemporary, common meaning.”) (quotations omitted). The Court interpreting broadly found similar interpreted no directly constructions, the term analogous the “applicable case, Supreme laws.” but Court See, when has e.g., Dep’t of Treasury v. Fed. Labor Relations Auth., 494 U.S. 922, - 22 - 930 (1990) (interpreting the statutory term “applicable laws” as “laws outside the Act”); see also, Bennett Enters., Inc. v. Domino’s Pizza, Inc., 45 F.3d 493, 497 (D.C. Cir. 1995) (noting that “all applicable susceptible compliance to an with laws” is “not interpretation state and federal reasonably that tax does or not laws”); fairly encompass United States Dep’t of Health & Human Servs. v. F.L.R.A., 844 F.2d 1087, 109495 (4th Cir. 1988) (finding statutory requirement that Executive Branch managers follow “applicable laws” to exclude Office of Management and Budget circulars but to encompass a broad panoply of statutory law); United States v. Odneal, 565 F.2d 598, 600 (9th Cir. 1977) (reference to “all applicable laws” relating to admiralty grants “very broad statutory authority”). With no “applicable authority . . . to laws” support in a a more statutory narrow reading context, and of some authority (albeit in a different context) to support a broad reading of the phrase, combined with the plain meaning of the language, the Court finds that “all other applicable Federal laws” encompasses Section 1373 as applicable to the Byrne JAG applicant – in this case, the City of Chicago. Here, it is the City’s burden as the movant to show otherwise, and it fails to meet that burden on this record. U.S. 968, 972 (1997) (“It See, Mazurek v. Armstrong, 520 frequently - 23 - is observed that a preliminary injunction is an extraordinary and drastic remedy, one that should not be granted unless the movant, by a clear showing, carries the burden of persuasion.”). This interpretation leads to a rational reading of the statute, as Congress could expect an entity receiving federal funds to certify its compliance with federal law, as the entity is – independent comply. At of oral receiving federal argument, the funds City – obligated argued that to this interpretation is limitless, allowing the Attorney General to pick from the United States Code like a menu at a restaurant. For several reasons, the City’s consternation can be assuaged. First, the default assumption is that states and localities do comply with all federal laws. Second, the discretion to demand certifications of compliance is not limitless. The limitations on federal grant conditions announced in South Dakota v. Dole, 483 U.S. condition, 203, such 207-08 (1987), as compliance a require that a certification, relation to the purpose of the federal funds. particular bear some And further, as noted at oral argument, any condition attached to federal grants that is too burdensome defeats itself because a state or local government Attorney could reject General’s the attempt funds to and induce condition. - 24 - thus undermine compliance with the the The City argues that previous conditions have all been tethered to statutes that by their terms apply to federal grant recipients. This may be true, but the fact that the Attorney General has not exercised authority does not necessarily speak to whether he possesses it, especially where the statutory terms embrace such an authorization. The City has not met its burden to show a likelihood of success on the merits regarding the lack of statutory authority for the compliance condition. statute authorizes the The most natural reading of the Attorney General to require a certification of compliance with all other applicable federal laws, which by the plainest definition includes Section 1373. The City offers no statutory or case law authority to support its narrower reading. Because the lack of authority supporting a narrower interpretation and the plain language of the statute counsel against applicable General the Federal has City’s laws,” statutory interpretation the Court authority finds to of that impose “all the other Attorney the compliance the compliance condition on the Byrne JAG grant. 2. Constitutionality of Section 1373 Even with Congressional condition must be proper authorization, under the Spending Section 1373 must pass constitutional muster. - 25 - Clause, and As the City has not argued that the compliance condition violates the Spending Clause, the Court now turns to the Section 1373 question. Although Congressional power is substantial, Congress may not simply “commandeer the legislative processes of the States by directly compelling regulatory program.” them to enact and enforce a federal Travis v. Reno, 163 F.3d 1000, 1003 (7th Cir. 1998). It also cannot require states “to govern according to Congress’ instructions” or circumvent the “conscripting the State’s officers directly.” rule by Printz v. United States, 521 U.S. 898, 935 (1997); New York v. United States, 505 U.S. 144, 162 (1992). of federalism These prohibitions derive from principles ingrained in our constitutional system, under which “both the National and State Governments have elements of sovereignty the other is bound to respect.” Arizona v. United States, 567 U.S. 387, 398 (2012); see also, Gregory, 501 U.S. at 459 (“In the tension between federal and state power lies the promise of liberty.”). With the conflict. existence of two sovereigns comes occasional The Supremacy Clause provides the clear rule that federal law “shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or notwithstanding.” Laws of any Art. VI, cl. 2. - 26 - state to the Contrary “As long as it is acting within the powers granted it under the Constitution, Congress may impose its will on the States [and] . . . may legislate in areas traditionally regulated by the States.” at 459-60. Gregory, 501 U.S. Further, the presumption attached to every statute is that it is a constitutional exercise of legislative power. Reno, 528 U.S. at 148. We start there, attaching presumption of constitutionality to Section 1373. in relevant part, provides that “no person the Section 1373, or agency may prohibit, or in any way restrict, a Federal, State, or local government entity from doing any of the following with respect to information regarding the immigration unlawful, of any individual: or requesting Immigration information; Federal, and (3) State, or lawful or (1) Sending such information to, receiving such Naturalization information Service; Exchanging such or government local status, the Maintaining (2) from, such information with entity.” any 8 other U.S.C. § 1373(b). It is undisputed that Congress legislate on the subject of aliens. Game Commission, 334 U.S. 410, has plenary power to See, Takahashi v. Fish and 419 (1948) (“The Federal Government has broad constitutional powers in determining what aliens shall be admitted to the United States, the period they may remain, regulation of their conduct before naturalization, - 27 - and the Indeed, terms regulation of and their naturalization.”). enforcement are federal See, Arizona, 567 U.S. at 396-97. Nonetheless, the argues because conditions immigration functions. City and it that Section “requires 1373 state violates and local the Tenth officers Amendment to provide information that belongs to Chicago and is available to them only in their official capacity” and requires “state officials to assist in the enforcement of federal statute by regulating private individuals.” (Pl.’s Brief at 20 (internal quotations omitted).) Specifically, the City contends that Section 1373 commandeers state and local governments by “controlling the actions of their employees.” Ibid. The constitutionality of Section 1373 has been challenged before. The Second Circuit in City of New York v. United States, 179 F.3d 29 (2d Cir. 1999), addressed a facial challenge to Section 1373 in similar circumstances. New York providing City prohibited federal its immigration By executive order, employees from voluntarily authorities with information concerning the immigration status of any alien. The city sued constitutionality the of United Section 1373 Id. at 32. - 28 - States, under the Id. at 31-32. challenging Tenth the Amendment. The Second Circuit found that Section 1373 did not compel state or local governments to enact or administer any federal regulatory program or conscript local employees into its service, and therefore did not run afoul of the rules gleaned from the Supreme Court’s Printz and New York decisions. New York, 179 F.3d at 35. City of Rather, the court held that Section 1373 prohibits local governmental entities and officials only from directly restricting the voluntary exchange of immigration information with the INS. Ibid. The Court found that the Tenth Amendment, normally a shield from federal power, could not be turned into “a sword allowing states and localities to engage in passive resistance that frustrates federal programs.” Ibid. The Second and local Circuit concluded governments from that Congress outlawing their may forbid state officials’ voluntary cooperation with the INS without violating the Tenth Amendment. Ibid. As such, the court nullified New York City’s executive order mandating non-cooperation with federal immigration authorities to the extent it conflicted with Section 1373. Id. at 37. The City argues that City of New York v. United States contravenes the Seventh Circuit’s decision in Travis v. Reno, 163 F.3d 1000 (7th Cir. 1998), by impermissibly balancing analysis to encroachments on federalism. - 29 - applying a We agree with the City infringement precedent is in that balancing inappropriate, Travis, 163 the not F.3d weight only at of under 1003, a federalism this but Circuit’s Supreme Court precedent as well. See, Printz, 521 U.S. at 932 (noting that, where whole “it is the object of the law to direct the functioning of the state executive, and hence to compromise the structural framework of dual sovereignty, such a ‘balancing’ analysis is inappropriate . . . [N]o comparative assessment of the various interests can overcome that fundamental defect.”) (emphasis omitted). holding is not However, the logic of City of New York’s indebted to an impermissible balancing test. Rather, City of New York relies on the distinction between an affirmative obligation and a proscription: In the case of Sections 434 and [1373], Congress has not compelled state and local governments to enact or administer any federal regulatory program. Nor has it affirmatively conscripted states, localities, or their employees into the federal government’s service. These Sections do not directly compel states or localities to require or prohibit anything. Rather, they prohibit state and local governmental entities or officials only from directly restricting the voluntary exchange of immigration information with the INS. City of New York, 179 F.3d at 34-35 (citation omitted). The improper balancing the City highlights occurs where the Second Circuit addressed a secondary question yet found the record insufficient to supplant its prior analysis. Id. at 36-37. The - 30 - prior analysis was its holding – free from any inappropriate balancing – that states do not have the power “to passive resistance to federal programs.” Id. at 37. command Granted, City of New York does not fully address or answer two arguments that are presented in this case: first, that the federal government cannot demand information belonging to the state; and second, that it cannot (even indirectly) control the scope and nature of the duties of state and local employees. Id. at 36. The Second Circuit merely deemed the record insufficient on both scores. Ibid. Regardless, Supreme Court precedent does not command a different result. The City relies on Printz, but there, the statute at issue required state officers to perform mandatory background checks on prospective handgun purchasers – an affirmative act foisted on local officials by Congress. Supreme Court held that the See, 521 U.S. at 933. statute violated the The Tenth Amendment, because the federal government cannot “command the States’ officers . regulatory program.” not require the . . to administer Id. at 935. “forced or enforce a However, Section 1373 does participation” of state officers “administer or enforce a federal regulatory program.” 917-18. federal to Id. at It merely precludes a state or local government from “prohibit[ing], or in any way restrict[ing], any . . . official” - 31 - from sending, “information requesting, regarding the maintaining, immigration individual.” 8 U.S.C. § 1373. or status exchanging . . . of any In other words, it prohibits prohibitions on local officials’ voluntary participation. For similar reasons, other cases cited by the City do not advance the ball either. (finding the Driver’s See, e.g., Reno, 528 U.S. at 151 Privacy Protection Act constitutional because “[i]t does not require the [state] Legislature to enact any laws or regulations, and it does not require state officials to assist private in the enforcement individuals”); New of York, federal 505 statutes U.S. at 188 regulating (finding a “take title” provision on nuclear waste unconstitutional because it forced a state to “enact or administer a federal regulatory program” by affirmatively requiring it to legislate a certain way or take Mississippi, ownership 456 U.S. of 742, nuclear 765 Amendment violation in Policies Act permitting utilities on condition (1982) provisions Regulatory proposals, as the the statute waste); that of (finding the states they contained F.E.R.C. Public to no nothing Tenth Utilities regulate entertain v. public federal “directly compelling” states to enact a legislative program). At its core, this case boils down to whether state and local governments can restrict their officials from voluntarily - 32 - cooperating with a federal scheme. The Court has not been presented with, nor could it uncover, any case holding that the scope of state sovereignty includes the power to forbid state or local employees program. from voluntarily complying with a federal Like the statute at issue in Reno, Section 1373 “does not require” the City “to enact any laws or regulations, and it does not require state officials to assist in the enforcement of federal U.S. statutes at 151. regulating Without a private doubt, individuals.” Section 1373 Reno, 528 restricts the ability of localities to prohibit state or local officials from assisting a federal program, but it does not require officials to assist in the enforcement distinction is meaningful. of a federal program. This In this distinction, Section 1373 is consistent with the constitutional principles enunciated in New York and Printz. U.S. at 161-63. See, Printz, 521 U.S. at 935; New York, 505 Because no case has gone so far as to prohibit the federal government from restricting actions that directly frustrate federal constitutionally prevent local law, when it officers the Court determines from finds that voluntarily that Congress localities cooperating acts may not with a federal program or discipline them for doing so. It is worth noting, however, that this case poses a unique and novel constitutional question. - 33 - The characterization of Section 1373 as a prohibition that requires no affirmative state action accurately conveys the literal text of the statute, but it does not accurately portray its practical import. Section 1373 mandates that state and city employees have the option of furnishing to the INS information on individuals’ immigration status while the employee is acting in his or her capacity as a state or local official. local governments cannot both comply The corollary is that with Section 1373 and discipline an employee for choosing to spend his or her time assisting in the enforcement of federal immigration laws. state or local government cannot control the scope If a of its officials’ employment by limiting the extent of their paid time spent cooperating with the INS, then Section 1373 may practically limit the ability of state and local governments to decline to administer or enforce a federal regulatory program. In this way, Section 1373 may implicate the logic underlying the Printz decision more than it does the Reno rationale. See, Printz, 521 U.S. at 929-30. Read literally, Section 1373 imposes no affirmative obligation on local governments. But, by leaving it up to local officials in immigration whether to priorities, assist the statute enforcement may of effectively federal thwart policymakers’ ability to extricate their state or municipality - 34 - from involvement in a federal program. however, only violation of Supreme Second affirmative the Court Tenth precedent Circuit, neither demands Under current case law, on Amendment. and of states Here, we the persuasive which elevates degree urged by the City here. constitute follow a binding authority of the federalism to the A decision to the contrary would require an expansion of the law that only a higher court could establish. Accordingly, the City has not shown a likelihood of success on the merits on the constitutionality of Section 1373. C. The City preliminary assessing has Irreparable Harm demonstrated injunction irreparable the analysis harm, – courts second factor irreparable must analyze of harm. whether the In the “harm . . . cannot be prevented or fully rectified by the final judgment after trial.” Roland Mach. Co. Inc., 749 F.2d 380, 386 (7th Cir. 1984). v. Dresser Indus., Injury to reputation or goodwill is not easily measurable in monetary terms, and so often is deemed irreparable. Stuller, Inc. v. Steak N Shake Enterprises, Inc., 695 F.3d 676, 680 (7th Cir. 2012). Here, the City contends that, in the absence of an injunction, it must either forego the Byrne JAG grant funds it has specifically earmarked for life-saving technology that detects when and where - 35 - gunshots are fired (P.I. Hrg. Tr. at 31:8-32:9) or accede to the new conditions the Attorney General has placed on the funds and suffer the collapse of trust between local law enforcement and immigrant communities that is essential to ferreting out crime. Two recent cases have dealt with preliminary injunctions regarding facts similar to those before the Court. Though the legal issues presented in these cases are different than those at bar, the harms alleged are sufficiently analogous. In both cases, the district court found that the plaintiff established irreparable injury. In City of El Cenizo v. State, the court entered a preliminary injunction and credited the plaintiff’s assertion that it would suffer two forms of irreparable harm: (1) “Trust between local law enforcement and the people they serve, which police departments have worked so hard to promote, will be substantially rates”; and (2) eroded “Local and result jurisdictions in face increased severe crime economic consequences . . . including . . . the loss of grant money.” City of El Cenizo v. State, No. SA-17-CV-404-OLG, 3763098, at *39 (W.D. Tex. Aug. 30, 2017). 2017 WL In County of Santa Clara v. Trump, the court found that the plaintiff established a “constitutional injury” and irreparable harm “by being forced to comply with injury.” an unconstitutional law or else face financial County of Santa Clara v. Trump, No. 17-CV-00485-WHO, - 36 - 2017 WL 1459081, reconsideration at denied, *27 (N.D. No. Cal. Apr. 17-CV-00485-WHO, 25, 2017 2017), WL 3086064 (N.D. Cal. July 20, 2017). The harm to the City’s relationship with the immigrant community if it should accede to the conditions is irreparable. Once such trust is lost, it cannot be repaired through an award of money damages, making it the type of harm that is especially hard to “rectif[y] by [a] final judgment.” Roland Mach., 749 F.2d at 386. The Attorney General minimizes the impact of the relatively modest Byrne JAG funds on public safety and argues that the City could, by simply declining the funds, avoid any loss of trust between local However, a law enforcement “Hobson’s choice” and can the immigrant establish communities. irreparable harm. Morales v. Trans World Airlines, Inc., 504 U.S. 374, 381 (1992). In Morales, the Supreme Court held that a forced choice between acquiescing to a law that the plaintiff believed to be unconstitutional and violating the law under pain of liability was sufficient to establish irreparable injury. Ibid. In the same way, forcing the City either to decline the grant funds based on what it believes to be unconstitutional conditions or accept them and face an irreparable harm, is “Hobson’s choice” that supports irreparable harm. - 37 - the type of Further, a constitutional violation may be sufficient irreparable injury as a matter of law. to establish See, 11A Charles Alan Wright et al., Federal Practice & Procedure § 2948.1 (2d ed. 1995) (“When an alleged deprivation of a constitutional right is involved, most courts hold that no further showing of irreparable injury is necessary.”); see also, Ezell v. City of Chicago, 651 F.3d 684, 698–700 (7th Cir. 2011); Doe v. Mundy, 514 F.2d 1179, 1183 (7th Cir. 1975). The lack of injury afflicting the Attorney General in the absence of an injunction irreparable harm. buttresses the City’s showing of The Seventh Circuit has described this factor as follows: In deciding whether to grant a preliminary injunction, the court must also consider any irreparable harm that the defendant might suffer from the injunction—harm that would not be either cured by the defendant’s ultimately prevailing in the trial on the merits or fully compensated by the injunction bond that Rule 65(c) of the Federal Rules of Civil Procedure requires the district court to make the plaintiff post. The cases do not usually speak of the defendant’s irreparable harm, but the qualification is implicit; if the defendant will not be irreversibly injured by the injunction because a final judgment in his favor would make him whole, the injunction will not really harm him. But since the defendant may suffer irreparable harm from the entry of a preliminary injunction, the court must not only determine that the plaintiff will suffer irreparable harm if the preliminary injunction is denied—a threshold requirement for granting a preliminary injunction—but also weigh that harm against any irreparable harm that - 38 - the defendant can show injunction is granted. he will suffer if the Roland Mach., 749 F.2d at 387 (emphasis in original). Although harm to federal interests should not be diminished, a delay in the imposition of new conditions that have yet to go into effect will likely not cause any harm akin to that alleged by the City. The Attorney General has put forth no comparable claim that a delay in imposition of the new Byrne JAG conditions would permanently harm community relationships or any other interest that would be difficult to remedy through money damages. See, Kansas v. United States, 249 F.3d 1213, 1227 (10th Cir. 2001) (noting that maintaining the status quo was unlikely to affect a substantial public interest in the short time of the injunction). Thus, the Court finds that the City has established that it would suffer irreparable harm if a preliminary injunction is not entered. D. The Balancing of Equities and the Public Interest remaining two factors in the preliminary analysis merge where the Government is a party. at 435. Both injunction Nken, 556 U.S. These two factors are not outcome-determinative here. sides can claim that concerns their positions. - 39 - of public safety justify The City and amici strongly emphasize the studies and other evidence demonstrating their counterparts. that sanctuary cities are safer than Although both parties before the Court have emphatically stressed the importance of their policy choice to decrease crime and support law enforcement – with Chicago emphasizing the benefits that flow from immigrant communities freely reporting Attorney crimes General and emphasizing acting the as witnesses, need to and enforce the federal immigration law – choosing between competing public policies is outside the realm of judicial expertise and is best left to the legislative and executive branch. See, Nat’l Fed’n of Indep. Bus. v. Sebelius, 567 U.S. 519, 538 (2012) (noting that the courts are “vested with the authority to interpret the law; [they] possess neither the expertise nor the prerogative to make policy judgments”). Accordingly, the final two factors favor neither party. Both parties have strong public policy arguments, the wisdom of which is not for the Court to decide. finds that balancing the equities and Accordingly, the Court weighing the public interest do not tip the scale in favor of either party. III. CONCLUSION For the reasons stated herein, the Court grants the City a preliminary injunction against the Attorney General’s imposition - 40 - of the notice and access conditions on the Byrne JAG grant. The City has established a likelihood of success on the merits as to these two conditions and irreparable harm if an injunction does not issue, and the other two preliminary injunction factors do not sway the analysis. This injunction against imposition of the notice and access conditions is nationwide in scope, there being no reason to think that the legal issues present in this case are restricted to Chicago or that the statutory authority given to the jurisdiction. Attorney General would differ in another See, Int’l Refugee Assistance Project v. Trump, 857 F.3d 554, 605 (4th Cir. 2017). The Court denies the City’s Motion for a Preliminary Injunction with respect to the compliance condition, because the City has failed to establish a likelihood of success on the merits. IT IS SO ORDERED. Harry D. Leinenweber, Judge United States District Court Dated: September 15, 2017 - 41 -
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