Bacon et al v. Stiefel Laboratories, Inc. et al, No. 1:2009cv21871 - Document 384 (S.D. Fla. 2011)

Court Description: ORDER Granting Defendants Summary Judgment as to All Claims asserted by Plaintiffs Mark Palakovich and Michael Teller and Granting iPlaintiff Timothy Finnerty Partial Summary Judgment. Signed by Senior Judge James Lawrence King on 10/17/2011. (jw)

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Bacon et al v. Stiefel Laboratories, Inc. et al Doc. 384 UNI TED STATES DI STRI COURT CT SOUTHERN DI STRI OF FLORI CT DA CASE NO. 09 21 - 871- Kl CV- NG J ESA . AM BACON , ta . e 1, Pli tfs a n if , V. STI EFEL LABORATORI l C.eta1, ES, N , . De enda s f nt , / O RDER GR ANTI DEFENDANTS SUM M ARY JUDGM ENT A S TO ALL CLAI S NG M ASSERTED BY PLAI FFS M ARK PALAK OVI AND M I NTI CH CHAEL TELLER AN D GR ANTI PLAI FF TI OTHY FI NG NTI M NNERTY PARTI SUM M ARY JUDGM ENT AL THI CAUSE co e be or t Co ton D e e nt 'Cons i t d M o i f Summ ry S m s f e he ur f nda s olda e ton or J d me t ( # 0 J fld o Au us 23 2 1 a d Plitfs M oin fr Pata S mma y u g n DE 3 0 , ie n g t , 01 , n an if' to o ril u r J g n ( # 8 1 tld o Au u t 1 , 2 . Th Co r h a d o a ag me t o te ud me t DE 2 2 , ie n g s 8 011 e u t e r rl r u n n h e f re bl y o ter la e sg e byPlitfsM ak Paa o c (ç lk vc ),Mih e Telr n o c a it f h ee s s in d i anif r lk vih t a o ih' c a l le pa (Te1r)a dTi t F n et ts nn ry' o Oco e 7 2 1 ( # 6 11 ( 1e' n mohy i n ry ç et' n tb r , 01 . DE 3 0 . t ' Fi l Afe c r f lc i r ton oft wrte s isons r l va c e a saut y lw,a tr a e' onsde ai u he itn ubm s i , e e nt as nd t t or a nd ha ng t be i of or l a gume ,t Cour fnds t t De e nt a e e il d t sz a y vi he neft a r nt he ti ha f nda s r ntte o lmm r j d me t p ru n t Fe ea RueofCii Pr c d r 5 a d Loc lRue 75 wi r s e tt t u g n , u s a t o d rl l vl o e ue 6 n a l ., t e p c o he h c am s asere by Pl i if Palkovih and Te lr d t Pli if knowi a volmt r li s td antfs a c le ue o antfs ng nd t ay e c i ofge r lr l a e . 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DE 1 ) Paa o ihj ie t slws i o Fe r ay 8 2 0 wh nt eAme d d Co litwa fld.( lk v c on d hi a ut n b u r , 01 , e h n e mp an s ie DE # 7 .Telra d F n e t j i d ti lws to J n ay 1 201 ,whe t e Se o d Ame d d 4 1 le n i n ry one h s a ui n a u r 4, 1 n h cn ne Co lit(i mplif'wa fld g #1 4 .ti u d s u e ta a1 li aos ,fa albeo e mpan t co an ) s ie DE 2 1 l s n ip td h t 1cams r e i t l, f r t sltga i wasc hi ii ton omm e e nc d. A. Pal vi h and T e l r R e e e ako c le l as s Un i i a q iiin b a meg rwi a afl t o Glxo mi ie LLC (1 ' i tl t c u sto y nd r e t n fii e f a s t n , s h a hKl 4 GSK' n ) J l 2 0 ,S wa a p i tl - ed p a ma e tc lc mp n ( OF ! 4;C.S if lDe l ( uy 0 9 LI s rvaey h l h r c u ia o a y. DS tee c. DE # 9 1a ! 2 . e u eas c e su itg ain o SLlit t GSK fmiyo c mp ne , e ti 2 0 t ) To ns r u c sf l n e rto f n o he a l f o a is c ran SLl e oye s i udi Pa a ch,we e ofe ed a c plton bonus i t s tsi d ce ti mpl e , ncl ng l kovi r fr om e i f hey ai fe ran c n iins ( e DS ! 7 - 0; nhaAlss yDe l ( # 0)a !4 P lko c De a ( o dto .S e OF ( 7 8 Cy ti ie k c .DE 29 t ; aa vih p. t DE ! / 91 , 2 ) / 1 Ex. 2 . 2 Pa a c wasnotfe i ad nc t tt be ei bl f rt co plto bo ,he woul l kovih ii d n va e ha o lgi e o he m ei n nus d, a n oh rt ig ,( )n e t rman a e lye i g o sa dn tr ug o tt e ta sto mo g te hn s 1 e d o e i n mp o e n o d t n ig h o h u h rn iin p ro a d ()sg ag n rlr la eo a1camsi e h n ef rteb n s (d..P lk v c wa eid; n 2 i n e ea ee s f 1 li n xc a g o h o u .I 4 aa o ih s o fr d a d a c p e t e c mp ein b n a d sg e t rq ie rla e Ct lk vih Bo u fee n c e td h o lto o us n i n d he e ur d ee s paa o c n s Ree e' onJ nuay29, 0,sx mont a trt o i nalputtvecas a tonwa flda at las') a r 201 i hs fe he rgi ai l s ci s ie nd fer P lk vc h d e g g d Plitfs c u e t rp e e thi ( OF ! 8 - 1 s eas P lk v c aa o ih a n a e an if' o nsl o e r s n m. DS ! 0 8 ) e lo aa o ih De ( # 91 a 1 - 8, 0 - 0 a dExs 1 212 ) p.DE 2 ) t 7 1 1 6 1 7 n . 9, - 2 . Paa c s e oy e wih SLI wa s ve e i M ar h 201 i co mec i wih a lkovi h' mpl m nt t s e rd n c 0 n r ton t r d cin i-o c .DSOF! 8 , lk v c De .( # 91 a Ex. 0 . ru n t S ' s v r n e e u to -n f r e ( 2. a o ih p DE 2 1 t 2 ) Pu s a t o LIs e ea c Pa 2Dee d ns Sae n o MaeilUn ipue Fa t ( #3 1 i ctd a t fn a t' ttme t f tra ds td cs DE 0 ) s ie s I DSOF. No e o t ctd fcsae ' n f he i at r ' e dsue b Plitfs( # 23 a d a sc , r wel u p re a da mitdp rua toLo a Rue75 d. ip td y anif DE 3 J n , s u h ae ls p o td n d te u s n t c l l .( ) 2 polc Paa c wa ofe e s ve a e pa an be ft i he sgne a ge r lr ea e of a1 i y, lkovi h s f r d e r nc y d ne is f i d ne a el s 1 cams ( OF! 8 ; lk vc De .g # 91 a Ex. 0 Kaa ik 11 / 1De l ( # 0 a ! li . DS 3 Paa o ih p DE 2 ) t 2 ; r sc / 8 1 c. DE 29 j t 1 .Paa c a ce t t tofe a i e ha f e c i a s ond g nea r e s ofal 5) lkovih c ped ha fr nd, n xc nge or xe utng ec e rl ela e l cams(t lko c Se r eRee e),Paa c r eve svea pa a ohe be ft t li s a vih veanc las' lkovih ec i d e rnce y nd t r neis o pa whih h wa n toh m iee t ld3( c e s o te s ni e . DSOF ! 8 - 5 P lko ih De g # 1a 1 - 8 1 6 t ! 3 8 ; aa v c p. DE 291 t 7 1 , 0 1 7 a dEx 2 ) 0 , n . 0. Li Paa vih,Tele i a s a f me SLle pl e a f r e pa tci nti t ESBP. ke lko c lr s lo or r m oye nd o m r ri pa n he ( OF ! 3 TelrDe ( # 91 a 1 ,2 ,1 0 . Afe SLIwa a q r d b GS Telrwa DS ; le p. DE 2 ) t 6 3 0 ) tr s c uie y K, le s ta serd t GSK. ( rn fre o DSOF ! 7 De l o Hm' Bo r g # 0 a ! 5 6 . Telrs 4; c. f I wes DE 29 ) t ! - ) . y le' e l y n wi GS wa svee i c n e to wih ar d ci n i f r ei J n 2 1 (#.. n mp o me t t K s e rd n o n cin t e u to n o c n u e 01 .f ) I h e nge f pa e st a i ove $11 , 00,a wel a ot rs r nce be ft,t whi h Tel r xcha or ym nt otlng r 0 0 s l s he eve a ne is o c le wa n t oh r s e tte ,Telr e e ue a g nea r la e o al cams (-elr Ge e a s o t ewie nild le x c td e rl ee s f 1 li tr le n r l t Ree s' .( OF ! 7 - 6 De l ofHar Bo r ( # 9 )! 6 a d Exs 12 .Telr wa la e' DS ) ! 5 7 ; c. ry we s DE 2 0 ,n . -) l e s r p e e td b Plitfs c u s la te t hesg e t e TelrGe ea Ree s .(# a Ex.2 e rs n e y anif ' o n e t h i me in d h le n r l la e f . t ; DSOF!7 ; #1 4 . 6 DE 2 ) Se to 1 o t g n r lr lae sg e b b t Paa o ih a d Telr ( olci ey cin f he e e a ee s s in d y oh lk vc n le c l tv l, e ç n rlRee s s'p o d si p rie tp r: % ea la e ' r vie n e t n a t Ge ) n I c nsde a i oft moni a ot rc i r i t be r ceved by m e a t n o i r ton he es nd he onsde aton o e i nd o whi h Iam notot r s en ild, head c he wie tte t equa ofwhih Ihe e a knowl dge,a cy c r by c e nd i e ng t be l ly bo nt ndi o ega l und,1he eby unco tonal a f eve r e e wai r ndii ly nd or r elas , ve a d f r v r d s h r e (h Co a y is, a tl ts pae t, s c e s r, n o e e ic ag t e mp n , t) f i e , rn s u c s o s ia pr de s or ,s i a i ,a asi ,a a1oft rpr s n orf m e diec o s e ce s s ubsdires nd sgns nd 1 hei e e t or r r t r , tu te , fie s e l y e , e rs naie , g n s b n f pa (o eh rwih al r se s o fc r, mp o e s r p ee ttv s a e t, e e h lns t g te t l be ft pln a nitaor, fd ire , tuse s a i ur r) a at ys nei a dmi srt s iucais r te nd ns es nd tome ( enafe r er t i vi ly a c lci y ast f heri tr efred o ndi dual nd ole tvel he company' .fo a )..rm ny a a lcai s ag ee e s c us of a ton,de nds or la ltes of a naur nd 1 l m , r m nt, a es ci ma ibiii ny t e whas ve i lw o i eq t . arsng,oc uni ore si a a tme prort toe r n a r n uiy ii c ng xitng t ny i i o 3 Si i i undiput t tt cli i t s lws t ala os bef e J nuay 29,201 t Cour fnds t tt nce t s s ed ha he ams n hi a ui 1 r e or a r 0, he t i ha he o eaierlaefrp ee t u p ssi P lk vc sBo u Rees .Co .DE# 1 4 a !I - 1 ,1 4 10 . p rt ees o rsn p r o e s aa o ih' n s lae ( mpl( v 2 j t !7 l 2 3 - 7 ) 3 t sg ng of t s Ge r l Re e s , whehe known or unknown, wih t s l he ini hi ne a la e t r t he o e ,4 , exc pton oft ca mst ta es tf rh i s e i he li ha r e o t n ubpa ag a lB be ow. r r ph . l ( n Ree s s ( # 2 1 a d 1 qa j IA) Th wav rc n ane i S cin Is e iial Ge . lae DE 28 - 3 n 4 t . . e ie o ti d n e to p cfc l y i udesç ny and a1c am sa ii unde ... he Empl e Re ie e l m e Se urt Ac ' a ncl ç a l l i rsng r t oye tr m nt nco c iy t' nd te e a saeo lc lc nsiui n ,a , lso r g lto . t#. tj1A.) ç d r l tt r o a o t to s lws nle r e uai ns' f a . 2 . f t ' Seci 1 oft Ge r Re e s sas pr de, n r l va tpar,ha : ton 1 he ne al l a e lo ovi i e e n tt t By sgni t sGe r Ree e,lhe e e es l a knowldg ag eeand co im i ng hi ne al las r by xpr sy c e e, r nfr t f l i he olow ng: 1. Iha be pr de wih a quae no i e a i or ton as r quie by t ve en ovi d t de t tc nd nf ma i e rd he Ol e W o ke s Be ftPr eci n Ac,whe e a i bl,a was a s by t d r r r ' nei ot to t r pplca e nd dvied he Compa t cons t wih a at ne of my choi pror t sgni t s Ge r ny o ul t n tor y ce i o i ng hi ne al Relas a t hav s h a t ne e an t m e t t m s oft sGe a Reea e e e nd o e uc tor y xpl i o he er hi ner l l s , i l ng,wihoutlmia i t t r sr ltngt my r e s ofcl ms ... nc udi t i t ton,he e m e ai o ela e ai 2 lwa gv n a la tfry fv ( )c ln a d y t c n ie t etr o t i . s ie t e s o t-i e 45 ae d r a s o o sd r h ems f h s Ge r l Relas a t c ul wih an a t ne of m y c ne a e e nd o ons t t tor y hoosng wih r pec i t es t t r t .1 a knowldge t t l ha t opton t r vo s h a e a he eo.. c e ha ve he i o e ke uc cc pt nce i n ac or nce wih t t r s s tf t bel c da t he e m e orh ow. Iundert nd t ti l sg t s Ge r l sa ha f i n hi ne a Ree e a do no r vo m y ac e n of i wihi t r s c i Re ca i las nd t e ke c pt nce t t n he e pe tve vo ton Pe i m y r l s ofc am swilbeir voc bl rod, eea e l i l r e a e. 3. I a r c vi m oni s or ot r c i r ton t whi h I a not ot r s m e ei ng e he onsde a i o c m he wie e il t vaueIn r cevi i i f ls if cto ofa and alc am s aci ntted; he l m e i ng s n ul atsa i n ny l l i , tons orca esofa ton f pa e o o he be isofa ki t tlma ha agans us c i or ym nt r t r neft ny nd ha y ve i t t Co pa a lnm r e sng al ofmy cli s a i tt Compa knowi y he m ny; nd ela i 1 am gans he ny ngl a vol a iy a wihoutdur s c r i orun i l nc ofa ki nd untrl nd t es , oe c on due nfue e ny nd. 5. la e t tlwilno fl orc us t be fl d a lws tagans t Compa gr e ha l t ie a eo ie ny a ui i t he ny a srig a o t ecamsta Ih verla e i ti Ge ea Ree s o j i a a se t ny f h li h t a ee s d n h s n r l la e r on s n pa t wih ot r who may s t Compa on a s h cli sora ce a r le ry t he s ue he ny ny uc am c pt ny ei f i a lws tr r ng s h cli s I 1do no abi by t t m soft spa agr ph, n ny a ui ega di uc am . f t de he er hi r a t n () l wilrt r t te Co a y a1mo is r c i e i e ha e f r ti he 1 l eu n o h mp n l n e e ev d n xc ng o h s Ge ea Ree s ; b Iwilri u s t eCo n f risc t a atr e s fe n rl la e ( ) l emb re h mpa y o t oss nd to n y ' e s i u rd i d fn i a y s h cams a d ()t eCo n wilb r l v d o i nc re n ee dng n uc li ; n c h mpa y l e ei e f t e s oblgai unde t sGe r Reea e. i tons r hi ne al l s Xd.a jl) t 1. ep s r he c f he el s t ms or ke s' ompe ato be ft or une oyme cl ns in ne is mpl nt 4 Seci IB exc t fom t s ope o t r ea e I ai f wor r c ton . beneistld wih applca esaea i , c lnge u ft ie t i bl tt gences' hale s ndert Ol rW or r Be i Pr t c i Ac r ai t ag ' he de ke s neft o e ton t eltng o e dic i nain cli ,a çcai t ca srmi to ams nd sl ms hat nnotbe r e ed,fr e mpl cl ms underf r lw r r ng alege elas o xa e, ai edeal a ega di l d e tlme tt u p i o et . ( n. lae ( # 8 -3 a d 1 )a jIB) l i u ds tdt tn n o t s nie n o n ad v ri ' Ge Ree s s DE 2 2 1 n 4 t . . t s n ipue ha o e f hee t me ' lmiede pto a yhcr . i t xce ins ppl e Fi ly,Se ton I oft Ge a Rel s pr de nal c i V he ner l ea es ovi s: I her by ac e knowldge t t t m oni a o he c i r ton pa bl t me i e ha he es nd t r onsde a i ya e o n a or nce wih t s Gene a Ree e on a a tr t da e of my t r i ton of cc da t hi r l las nd fe he t e m na i e pl m oymentwih t Compml a e con i t u t he y r tngen pon m y exe uton oft s Gene a c i hi rl Relas wihoutwhi h exe uton Iwilnotbee ild t s h a ount . lag eet t e e, t c c i l ntte o uc m s r ha t sGe a Rel s e hi ner l ea e mbodi st e ie ag e m e tbe wee t Compa a me, e he ntr r e n t n he ny nd t tt sGe r lReea ecn ha hi ne a l s nnotbem odii d e e by awrte a e m e . fe xc pt it n gr e nt (d.a jl . 1 t V) The ei no e denc t tPa a c orTe lrr voke t Ge r Ree e orr t ne t r s vi e ha l kovih le e d he ne al las s e ur d he c i r ton t r ceved i e ha f e u i t Ge r Reea e a Pli if do not onsde a i hey e i n xc nge or xec tng he ne al l s s nd a ntfs a s r t tt y di s e t ha he d. B. TheFi r Reeas nne w l e Pl ntf Fi ry wa empl ai if nne t s oyed by SLIfom M a bf 1 t o h Augus 29,2008,whe r y 986 hr ug t n h wa iv ln miytr nae a p r o ar d cin i f re Se DS ! 1 5 Fi ryDe e s n ou t l emi td s a t f e u to n o c .( e OF ! , 6; r t p. me g #2 2- 8 a 211 - 0 . DE 8 1 ) t :5 2 ) On Se e pt mber 11 2008,Fi e t sgned a ge r lr l s a a c ton of r c vi hi , ml ry i ne a eea e s ondii e ei ng s sv rnc b n ût (h ç i n ry Ree s' ( # 2 1 1 The Fn ry Ree s pr vd sf r e ea e e e s t e i n e t la e). DE 28 - 2 . F ine t la e o ie o ce t n e e i t t sGe a Relas ofCli s whih i ude: rai xc ptons o hi ner l e e am , c ncl Empl ' rg sun rt empl e be ftplnsoft Compa a oyee s i ht de he oym nt ne i a he ny, s a i bl t t Empl pplca e o he oyeeon t daet Empl he t he oyeer c vedt sAg e m e ; e ei hi r e nt ii i. Any cli t tma a iea t t da et sa e m e i sgne a ms ha y rs fer he t hi gr e nt s i d. (#. t 4 g ; e a s Fi et De L # 8 - 8 a 2 :3 2 ) f a ! ( ) s e lo nn ry p.' 2 2 1 ) t 2 1 - 2 . DE I I. STANDARD OF REVI EW S mmayj d me ti a p o it wh r t pe dn sa d s p rig maeil etbl h u r u g n s p r prae ee he la ig n u po t n tras sa i s t tt r i no ge ne i s a t) a m a e i f c a t t t movi pa t i e ild t ha he e s nui s ue s ( ny t ral a t nd ha he ng ry s ntte o j d me ta amatroflw. S eFe . Ci P. 6;Ceoe Cop.v Car t,4 1 U. 31 ,3 2 ug n s te a e d R. v. 5 ltx r . tet 7 S. 7 2 ( 9 6 . A fc i maeili i ma d tr n t e o to u d rte a pl a e s bsa t lw. 1 8) a t s tra f t y ee mie h u c me n e h p i bl u tni a c ve An e s n v fi ryLo b , n .4 7U. 2 2 2 ( 9 6 .l t erc r a awhoec udn t e d a d r o . be t b y I c, 7 S. 4 , 48 1 8 ) f h e od s l o l o la r tonalf tfnde t 5nd f t nonai ac -i r o or he movi pary,t r i no genui i s off c f ti .Se ng t he e s ne s ue a t or ral e Matu h t Elc I d s Co v Ze ihRa i Cop.4 U..5 4, 8 ( 9 6 . en n vigp ry s s ia e . n u . . . nt do r , 75 S 7 5 7 1 8 ) Th o mo n a t mus s t how s c fcf cst s pe ii a t o how t tt r i a ge nediput 1 ha he e s nui s e. d. 11 1. A NA LY SI S The is be or t Cour i whe he t Gene a Ree essgne by Pl ntfsPa a c s ue f e he t s t r he r l las i d ai if l kovih, Tele ,a Fi ry a e e or ea e t r las t c am s as e t by t m i t s c e.For t lr nd nne t r nf c bl o ee e he l i s red he n hi as he r as nsdic s d be ow,t Cour fndst tPalkovi h a Tel rbo h knowi y a vol a iy e o s us e l he t i ha a c nd le t ngl nd untrl e c e Ge r lReea e ofa1 ofcl ms a s red by Pa a c a Tel ragans De e nt . xe ut d ne a l s s 1 ai s e t l kovih nd le i t f nda s The Cour f rhe fndsFi ry' c am sa e out i t s pe ofhi r ea ebe us De e nt ' t ut r i nne t s l i r sde he co s el s ca e f nda s al ge br c offduca y dut a s c ii fa a os afe Se e r 11,2008. Ba ed on le d ea hes i ir y nd e urtes r ud r e tr pt mbe s t r or pr s ntd,t r i no ge ne i s ast any m ae ilf c r r ng t e co l i ns he ec d e e e he e s nui s ue o tra a t ega di hes ncus o . Ac od n l Dee da t a e e tte t s mma y j dg n o alcams a s re b Plitfs c r i gy, fn n s r ni d o u r u me t n l li se td y an if l P lk v c a d Telr a d P an if Fi et i e t ld t p rils mmay j d me t a t te aa o ih n le n litf nn ry s ni e o a t u r u g n s o h t a de e eofhi r l a e f ns s ee s . A. Pal vih' and Tel r' Cl i sA r AI W ihi t Sc of Thei Exe ut d ako c s le s a m e l t n he ope r c e Gener Re e e . al l as s The Co r fn st a PlitfsPaa vc a d TelrsERI A ( t s 13 a d fd rl u t i d h t anif lko ih n le' S Comt -) n e e a s c rte 1w ( u t4 camsa sre a an tDee a t S a d isprs n o fr rdrco s e u i s a Co n ) li se td g i s fnd ns Ll n t e e t r o me ie tr, i t u t es ofier ,e oyee ,r pr s nt tve ,a nt ,a be ttplns ar a 1wihi t s ope of r se , fc s mpl s e e e ai s ge s nd nei a , e 1 t n he c t Ge r lRe ea est y e utd. he ne a l s he xec e The Ge a Relas sgne by Paa vi h a Te lr on J nua y 21,201 a J 6, ner l e es i d lko c nd le a r 0 nd une 2011 r peci y,con a n a wave ofç ny a a 1cai a e nt ,ca e ofa ton,de a , es tvel ti i r ç a nd 1 l ms, gr eme s us s c i m nds o la ltesofa na ur whas veri 1w ori eq t ...a i i oc rng ore si a a r ibiii ny t e toe n a n uiy rsng, curi xitng t ny tme pror t t sg ng of t s Ge r Reea e,wheher kno or l i i o he i ni hi ne al l s t wn mknown,wih t s e t he ol e c p in o te camst a ae stfrh i s b rg a lB beo ' ( x e to f h li h t r e o t n u paa rph . lw. DSOF ! 7 8 ;Ge ' ! 6, 1 n. 6 Ree s s ( # 8 - 3 a d 1 j a j IA) The wave s ct al icu e t n a d alcams la e DE 2 2 1 n 4 t . . i r pe i ly n l d s i y n l li k a a ii unde . . .t Emplye Re ie e l om e Sec iy Act'a t e r sa e or l l rsng r he o e tr m nt nc urt ' nd t de al t t f oca c nsi to s lws r l s o r g ain . (d a j I 2 .The Ge e a Ree s s e c td b o t ui n , a , ue r e ulto s' 1 . t . ) t ' A. n r l la e xe u e y Palkovih a Tele a s s cii ly c r SLl a is t es nt or f m e die t r ,t u t s a c nd lr lo pe fcal ove nd t ç e pr or r r c o s r see , o t r , e l y e , r p e e ttv s a e t, be ek pa s (og te wi al b n ft pa f s mp o e s e rs n aie , g ns n t ln t eh r t l e ei ln ke h a mi itao s fd cais tu te a i u e s a d atr e s.. (d a jlA;s eas DS ! d nsrtr ,i u ire ,r se s nd ns rr) n to n y .' 1 t . e lo OF ! ' 4-0; Sifl c.DE # 9 )a ! 2- 1 De l o Har Bo r ( # 9 )a !4 . 1 C. tee De l( 2 0 t ! 3, 2; c. f ry wes DE 2 0 t ) B. Pal vi h and Te l r' Exe ut o of Thei G ener R e eas s W as K now i ako c le s c i ns r al l e ng, V ol ao .and C r t V ald.Enf ce e C ont t . unt ea ed i or abl rac s The pa te ag ee t t t kno ng a vol a y sa d ba e o t t aiy of t ri s r ha he wi nd unt r tndar s d n he ot lt he cic t nce a i t r las sofERI cli .5 Se , eg. Myrck v Fed.Re e v Bank,480 r umsa s pples o ee e SA a ms e . , i s . sre F3 1 3 ( 1h Ci.2 0 ) Pu ne v Untd Pa c lS r.I c,8 F.d 1 6 ( 1h Ci.1 9 ) .d 0 6 1 t r 0 7 ; e ts . i e re ev n . 6 3 9 1t r 9 6 . Cours i t Elve h Cicui c i r sx f c or i dee mi ng whehe a r l a e of f de a t n he e nt r t onsde i a t s n tr ni t r ee s e rl sautr cli wa knowi a vol a y:( )t pl nifse ton a busnes expei e; tt o y ams s ng nd untr 1 he aitf ducai nd i s renc ( )ten u t tmetepanifh dt c nsd r h a re n beo esg igi; 3 t ecmiyo 2 h mo n of i h litf a o o ie t e g e me t f r i nn t () h l t f t a re n ;( ) te p an ifs o po tnt t c ns l wi a atr e ;( ) t e ly rs he g e me t 4 h litf p ru i o o ut t n to n y 5 he mpo e ' y h e c u a me to d s o rg me to c ns lainwi a at r e a d ( )t ec n i e ain gve n o rge n r ic u a e n f o utto t n to n y; n 6 h o sd rto i n h i e ha f r t wave whe co pa e wih t bene ist whih t e pl e wa alea n xc nge o he i r n m r d t he ft o c he m oye s r dy e ild. yrc s,48 F. a 1 ntte M ik 0 3d t 040;Pue e 86 F.d a 1 Asdicus ed bel t Cour fnds nts, 3 t 98. s s ow, he ti t ta1 sx f c or we g i f vo ofe o ci t Gene a Reea es ha 1 i a t s i h n a r nf r ng he rl l s . 1. Pal i and Tel r' Educ i and Busi s Expe ince Alowed akovch le s aton ne s re l The t Under t T/er Ge r lRe e e m o sand l / ne a l as s Bo h Paa vi h and Tele ha mor t s fce ed ton a e re e t t rt nd t lko c lr d e h% ufi int ucai nd xpe i nc o mde sa a r e e ag ee t Pal vih hasbe n a busne spe s f 17 yea s mos r e l s r ng as elas r men . ako c e i s r on or r , t ec nty e vi 5A l rsa r ma a y t r e e off de a s urte cams buti i i t i a t Cour fndst tt owe tnda d y ppl o elas s e r l ec iis li , t s mmaeral s he t i ha he Ge a Rel s we eknowi y a vol a iy e utd. nerl ea es r ngl nd untrl xec e 7 Glb l t r An l s f rSLI ( OF!2; aa o ihDe a 2 ) I a i o Paa ovc h sa o a Newok ay t o . DS P lk v c p. t 3 .n ddt n, lk ih a n i As oca e' Deg e i i or i n s e e a t lcommt c tons a s ver l pos- r dua e s it s r e n nf mato cinc nd ee mi a i , nd e a tg a t , c mp trrltd c riiain .(#;Paa o ih De a 1 ) Smial,Telrha a As o it ' o ue-eae e t c to s f . lk vc p. t 2 . i lry le s n s cae s f De r ea h sbe nab sn s p ro fr3 y as a d mo tr c n l a aS no P o e tma a e g e nd a e u ie s es n o 2 e r, n s e e ty s e ir rj c n g r frGS ( c . fH. we s( # 9 )a !5 . o K.De 1 o Bo r DE 2 0 t ( ) Addii l bot Paa vih and Tele a knowl dge i t rr pe tve Ge a Re e e tonaly, h lko c lr c e d n hei es ci ner l l as s t t( )ç u d rtn t a i lsg t s Ge rlRee s a d d n tr v k my a c ptnc o i ha 1 ç n e sa d h t f in hi nea la e n o o e o e I ce a e f t wihn te rs cieRe o ain Peid, rla eo camswilb irvo a l' a d ()& a ti h epe tv v c to ro my ee s f li l e re c b e' n 2 1 m ; I r l a i al m y c am s a i t t Company knowi y an vol a iy and wihou dur s e e sng l li gans he ngl d unt rl t t es , c rin, ru d eitue c ofa y kn '( n. lae ( # 8 - 3 a d 1 a j1. a d 1.) oeco o n u nl n e n id. Ge Ree s s DE 2 2 1 n 4) t 12 n 13 . ' Fort s r a ons t frtf ct wei i f vor of fndi a kno ng a volmtr waver of he e e s , he is a or ghs n a ng wi nd t a y i cai sby Palkovi a Teler lm a ch nd l . 2 . Paa o ih a d Telrh dSu ce TmeToCo ie TheRee s s lk vc n le a m int i nsd r la e The Ge r lReea es sgne by Pa a c a Tele e es l pr vi d t tPaa c ne a l s i d l kovih nd l r xpr sy o de ha lkovih a dTelrh df ry fv ( 5 d y t c n ie wheh rt sg te Ge e a Ree s s ( l rGe . n le a o t-i e 4 ) a s o o sd r te o in h n rl lae . Tel n e Ree s ( # 8 - 3 a 1( FOI HA F FORTY- E ( 5 DW F FROM RECEI OF T S la e DE 2 2 1 ) t $ 7 ( F FIV 4 ) S PT HI GENERM RELEASE T0 #FF F! AND SI I 4(mp a i i t o ii a) s e as Ge J F GN T' e h ss n he rg n l; e lo n. Ree ss ( # 2 1 a d 1 )a j 1. ($ wa gv n a latf ry-i e ( )c ln a d yst la e DE 28 - 3 n 4 t 12 1 s ie t e s o t fv 45 ae d r a o 1 c n ie tetr o ti Ge e a Ree s . .) o sd r h ems f h s n r l la e .' . ' F ry-i ( 5 d y i mo et n as fkin a t o tmef rP lko ih a d Telrt o t fve 4 ) a s s r ha u t e t mo mt f i o aa vc n le o e au t t ei iainso sg ig ( rn tsg i g t eGe ea Ree s s S ePu ne ,8 F.d a v lae h mpl to f i nn o o in n ) h n rl la e . e e ts 6 3 t c 1 (ii c esfndi t tfnd fure da t co ierr e ei s ûce t c uder e s 99 ctng as i ng ha i o ten ys o nsd elas s uf int o oncl ela e wa kno nga volmtr . s ondf t t as weghsi fvoroffndi aknowi and s wi nd t ay) The ec acor hus lo i n a i ng ng vol a ywave by Palko c a Te lr unt r i r a vih nd le . 8 3. TheGe r l la e Ar Cla An Una i o a t T i F c ne a Ree s s e e r d mbgu us s o her Fe / The Ge a Relas cla l sae t tPa a c a Te lrt ondii l a f e r ner l e es e ry tt ha l kovih nd le i unc tonaly nd or ve r l s , wave and f eve dic r ' SLI a or GSK, is a flaes is c r nt an f m e eea e i or r s ha ge' nd/ t fii t , t ure d or r e o s ofi r ,die t r ,a be ftpl n fd i res t r a a alcli ,ag ee e s mpl yee , fce s r c o s nd ne i a l uc a i s om ny nd l a ms r m nt, f ca esof a ton,de a or la ltes ofa naur whas ve i lw o i e t ...a ii us ci m nds i biii ny t e toe r n a r n quiy rsng, o uri or e si a an tme prort t sgni oft s Ge a Re e s wheherknown or cc rng xitng t y i i o he i ng hi ner l l a e, t u k o wihtes l e c pto o tecamst taes tfrh i s b r ga h IB beo '( n n n wn, t h oe x e in f h li ha r e o t n u paa rp . lw. Ge . ' Ree s sg # 2-3 a d 1 1a jI . c us te ei n n iui i tes o eo t eGe r l lae DE 28 1 n 4 t . Be a e h r s o mb g t n h c p f h nea A) y Rela e ,t Cour fnds t t t r f c orwei i f vo of fndi knowi a vol a y e s s he ti hat he hid a t ghs n a r i ng ng nd unt r wa ve sby Paakovih and Te lr i r l c le . 4 . Pa a o ih a Telr Ha Su ce O ru t t Co s t Wih a l k vc nd l e d m int ppo t ni o n ul t n y Ato ne Beo eExe u ig Ther Ge r l la e tr y f r c tn i nea Ree s s BohPaa o ih a d Telrha s fi in t (tlatf ry-i e( 5 d y )t c n ul wi t lk vc n le d u fce t i a e s o t fv 4 ) a s o o s t t me h a at ne be or te e e ue ter Ge ea Ree s s (d a j 1.) I fc, b t wee n tor y f e h y x c td h i n rl la e . 1 . t 12 . n a t oh r r p ee td b Plitfs c u s la tetmete sg e terGe rlRee s s ( OF ! 7 , 1 e rs ne y anif ' o n e t h i h y in d h i nea la e . DS ! 6 8 ; Paa o ih De .( # 91 a 1 - 8 1 1 Exs 1 21 .Bec us Paak c a Tele had lk vc p DE 2 ) t 7 1 , 06- 07; . 9, ) a e l ovih nd lr s fce to p ru iy t c n utwih Plitfs c u s l( ra ohe atr e o t i c o sn ) ufiin p o tnt o o s l t an if' o n e o n t r to n y f her h o ig be or m a ng t i dec sons t sg t Ge r Re e s t f t f c or we g i f vor of f e ki her ii o i n he ne al l a e, he ourh a t i hs n a tndi aknowi a vol a y wave ofPalkovi h' a Te lr scli si t sc s i ng ng nd unt r i r a c s nd le ' am n hi a e. 5. Pa akov c and Te lr We eEx e sy Advs d t Consul wih an Ator y l ih le r pr s l ie o t t t ne Beo eSinig T i Ge r l la e f r g n her ne a Ree s s Bo h Palkovi a Te lr we e a s d i wrtng t cons t wih an at r y pro t t a ch nd le r dvie n ii o ul t to ne i r o sg ig t er Ge ea Ree s s ( lk vc Ge Ree s ( #2 2 1 ) a j 1.;Telr Ge inn h i n r l la e . Paa o ih n. la e DE 8 - 4 t 11 l e n. Ree s ( # 8 - 3 a 1a d j1.) Th ,h ffh fco weg si fv ro tn i ak wi g la e DE 2 2 1 ) t n 11 . us te it a t r ih n a o f l dng no n a vol ar r e eofPaa i h' a Te lr sc am si t sca e. nd unt y elas lkov c s nd le ' l i n hi s 9 6 . Palk vc a T le Re ev d Va u b e Co sde ain i Exc n ef r a o ih nd elr c ie l a l n i r t n ha g o o TherExe ui n o h Ge r l la e i c to ft e ne a Ree s s On Au u t21 20 9 Paa o ih wa o frd a c mp ein bo us(na n u te uv ln g s , 0 , lk v c s fee o lto n i n mo n q iae t t eg twe k o c mp n ain i h stsid c ran c n iin ,icu ig ( )r mann a o ih e s f o e s to ) f e aife eti o dto s n l dn 1 e iig n e l y ei g o sa d n tr ug o tt eta sto p ro ;a d ( )sg n (nd n tr v kng a mp o e n o d tn i g h o h u h rn iin ei d n 2 inig a o e o i ) g n r lr la e o a1cams i e c a g f rt e b n s ( lk v c De ( # 91,Ex.2 ) e ea ee s f l li n x h n e o h o u . Paa o ih p. DE 2 1 2. Palkovih was ofe e a ac ptd t c a c f r d nd ce e he omplton bonus a sgne t r uie r l a e o ei nd i d he eq r d e e s n J n r 2 ,2 0 ( a uay 9 01 . DSOF ! 8 - ;s e alo Paa o c De ( # 91 ,Ex.1 ) M o e v r ! 0 81 e s lk vih p. DE 2 1 9 . ro e , Palkovi e e sy a a ch xpr s l cknowldge i t Ge r lRe e s t the wasç ec vi moni s o ot r e d n he ne a l a e ha t ei ng r e r he c n ie aint wh c (ei)n tohewiee tte t evau (ei)rc i n i i f l stsa to o sd rto o ih h s o t r s nild;h le h s e evig s n ul aifcin o a y a dalcams a to so c us so a to f rpa me to o h rb nekso a ykn t a (e f n n 1 li , ci n r a e f cin o y n r t e e t f n id h t h l ma h ve a ans te Co n ; a d (e i1 rla ig a1 (i) cams a an t t e Co a y y a g i t h mpa y n h s ee sn 1 h s li g is h mp n knowi l a d vol a iy and wihou dur s coe c on or undue i l nc of a ki ' ng y n unt rl t t es , r i nfue e ny nd. ' ( lk v c Ge Ree s ( #2 2-4)a j1.) S n ePaa o ihr c ie mo eaypa me t t Paa o ih n. la e DE 8 l t 13 . i c lk vc e ev d n tr y n s o whih he wa not o her s e tte i e ha c s t wie n ild n xc nge f e c tng a no r vo ng t Ge r l or xe u i nd t e ki he ne a Ree e,t Cour tndst tt sxt f c orweghs i f vorof fndi a knowi a vol ar las he ts ha he i h a t i n a i ng ng nd unt y rl s . e ea e le t ntte o t r nc he As a a- l e oye of GSK, Te lr was no e il d t s ve a e pay upon t n twil mpl e tr n to o hi e o me t ( e miain f s mply n . DSOF !7 s ea s De l b Har Bo r ( # 90 a ! 7a d 4; e lo c. f ry we s DE 2 1 t n Ex. , l rsSe e a c P y a dM e iar e tl n t Elcin Fom,jl.Ne e tee s Telr l Tel ' v r n e a n dc l na Be ek e t e o r ) v rh ls , le wa ofe e $11 945 a o he s ve anc be t i e han f e c i a notr voki hi s f r d 0, nd t r e r e neks n xc ge or xe utng nd e ng s Ge rlRee e.( e i ,s e alo DSOF !75) M orove ,Telre esl a knowldge i t nea las Se d. e s . . e r le xpr sy c e d n he Ge rlReeaet thewasl e ei ngmo e orot rc i ai t whih ( i)notot r s nea l s ha d c vi r nis he onsderton o c he s he wie e ild;t vaue ( i)rcevi i i f 1s tsaci ofa a a1cams a tonso ca e of ntte he l he s e i ng s n u1 aif ton ny nd 1 li , ci r us s a to f rp y n o oh rb nekso a y kn t a ( )ma h vea an tt e Co a y; nd (e cin o a me t r te e t f n id h t he y a g i s h mp n a h 10 i)r la ig a1E i)camsa an tt Co n k o n l a d v ln aiy a d wi u d r s, s ee sn l hs li g is he mpa y n wig y n ou trl n t t u e s ho c e co o u d ei i n eo a yknd'( l rGe Ree s ( # 2 1 )a j1.) S n eTe lr o r in r n u n ue c f n i . Tel n. la e DE 28 - 3 t 13 . i c le ' e r ceved mone and o he be f t whih he wa no ot wie e il d i e ha f exe utng e i y t r ne hs o c s t her s ntte n xc nge or c i a notr voki t Ge r lRe e e,t sxt f t rwe ghs i f vor offn ng a knowi a nd e ng he ne a l as he i h ac o i n a i di ng nd vol a y r l s unt r eea e. I s m ,be a e e c f c orconsde e by cours when deer ni whe he a r e e was n u c us a h a t i rd t t mi ng t r elas knowi a volmtr i s tsi d i t s ca e t Cour snds t tt r i no g nui is of ng nd t a y s aife n hi s , he t ha he e s e ne s ue m ae i lf c ast t quesi ofwhehe Paa c a Te lrea h knowi y a vol t rl t ra a t o he ton t r lkovih nd le c ngl nd un a iy e c edt i r pe tveGe r Re e s a t r by r e e a1oft i c am si t sca e. xe ut her es ci ne al l a e nd he e elas d 1 her l i n hi s C. Pa ako c a Te l r s G e ra Re e e ar no Afe e by ERI ' l vi h nd le ' ne l l as s e t f ct d SA S Excul i orAnt- i naton Cl e . paton iAle i aus s Pl i if a gue t tt r l a e ag ee nt s d notbe enf c plrua t t ERI S antfs r ha he e e s r me s houl or ed zs n o SA' exc pai clus . 29 U. C.j 1 1 Noneoft r e es howe r pur tt a y t f ur ul ton a e S. 1 0. he elas , ve , por o ppl o ut e cai unde ERI a De e nt ha no a gue t tt y do.Thus t s a gz pt i not l ms r SA nd f nda s ve t r d ha he , hi r lme s r e ntt a r l a ei t sca e. elva o ny e e s n hi s Pli if a s a g t t r e s ag e ment s d notbee or e purua t ERI S antfs lo r ue hat he ela e r e s houl nf c d s nt o SA' a t-l n to ca s . 2 U.. 9 1 5 ()1. Th Co r fnd t a Pli if ' rg me t i niai ain lu e 9 SC. 0 6 d () e u t i s h t antfs u n s e p e l e b t e Su r me Co r' d cso i Ke e v Pl Admi f rD u tS ig ( rcud d y h p e u ts e iin n nn k . an n. o pon avn s f I e . Pl 1 9 S.Ct 8 ,8 3 ( 0 )6I K e d , t Supr m e Cour hel t tERI ' nv st an, 2 e t d ha SA S . 65 7 20 9 . n nne y he a iale ton pr son do nota yt t wave o r e s ofrght t vesedbeneft unde a nt- ina i ovii es ppl o he i r r ela e i s o t is rn Em sAgove ned pl r t , i pr vent t tans er or a s gnm ent t a t r pa t of a r an; aher t e s he r f si o hid ry n c l 1 hn d tiuin n in n . or , 0 -v-7 8 TWT, 0 U. 20 5 S. 6Se as , eg.I e lo . , BEW Lo a 6 3De e Conrb to Pe so Fu dv Mo e No.l:4c 3 3 - DitLEXI 4 0 4, 1 ( D. . t 1 ,2 0 )( rnigs mmayj d me ta an tp ryta ha wav dERI A s. S 2 3 * 3 N. Ga Oc. 4 0 5 ga tn u r u g n g is at h t d ie S camsa d h l n ta çh a t-l n to ca s d e no a d estev ldt o waves'; o d sv Ca e 1 6 li n odig h t ç e niai ain lu e o s t d rs h aiiy f i r' Rh a e . sy, 9 t e ) F.d 5 ,5 89 (t Ci.1 9 )( S Sa t-le ain p o iin d e n tb rk o n a dv u tr rlaeof 3 92 9 -9 5h r 9 9 ERIA' niain to r vso o s o a n wig n oln ay ee s v se peso beei)FizvS heiïe, 5 F.d78 81(dCi.19)(li fr etdpeso bn fsma b etd nin n fs; n . c lsn r 9 7 2 , 2 r 9 2 cams o v se nin eei y e t t wave b kn wigya dv lnaiysg mg rla ea e me t;S r v GilteCo Lo g- e m Diablt Pln, i d y o n l n ou trl in ee s gre n) ma t . let . n T r s ii a y 7 F.d 1 3 l l(s Ci.1 95 (mpo ema wav rg t p riiaei e o e wefr be ei pa ) 0 3 7 , 8 1t r 9 ) e lye y ie ihto atcp t n mply e l e n t ln. a t 11 enf c bl rghta ns t ERI pl n f t pa e ofbeneft t t tt r pa t 1 a or ea e i gai t he SA a or he ym nt is o ha hid ry. d t 873. D. Re e es o ERI Cl m s Do Not Nee To Be Se at y Ne i t d or l as f SA ai d par el gota e Support bv Se at Cons de aton. ed par e i r i Pli tfs f t r a gue t tERI r l as mus be s pa ae y nego it d o s a n if urhe r ha SA e e es t e r tl ta e r uppo td by re s pa a eeo i r ton a c nno be i l e r t nsde ai nd a t ncuded i a g r lr l a eofa1 cl m s A ml rofc t n ene a e e s 1 ai . mbe ours h v rjce Plitfs a g me t a h v h l t a ()a g n r lrla eo a1camsg n rl a e ee td anif' r u n s nd a e ed h t 1 e ea ee s f 1 li e e al y icu e a1 S cams e e i ERI A i n ts e iial me to e ; nd( )ar la eo EM S n l d s lERI A li , v n f S s o p cfc ly n in d a 2 ee s f A cli s whi h i i l d as pa t of a ge r l r l s nee no be s r t l ba gane f or am c s ncude r ' ne a e ea e d t epa a ey r i d or e . , pln . i sc e t p. 3d 0s uppore by s pa at co i r ton. Se ,eg. Cha i v Naton r di Cor ,307 F. 368,37 td e r e nsde ai ks, f SA s 7 ( t Ci.2 0 ) ( g n r l rla e bar cl m f ERI benet even i ERI i not 3 5h r 0 2 a e e a ee s s ai or SA s cfcal me i dl Smar v.Gilte Co.Lon l m Di.Pl 887 F.Supp.383,38 ( pe ii ly ntone ; t let g-kr s an, 6 D. M a s 1 9 )(a g nea rla e o cams ...b r a ERI A a to e e wh n ERJ i n t s . 9 5 ç e rl ee s f li $ a s n S cin v n e SA s o s e iial me in d i t er la e),af 7 F.d 1 3 ( s Ci.1 9 ) Su s n v Ra o a k p cfc ly nt e n h ee s ' f d, 0 3 7 1t r 9 5 ; sma . b b n o 1 ' 7 9 F.S p 2 6 4,6 82 ( D. Y.2 0 (e ea rla e i e c a g f rlmp s m ntl 3 , u p. d 2 2 -9 S. N. 01 ) g n r l ee s n x h n e o u u s v rn ep y n c vescam frERI A b neis; welv Moo oa I c,6 3F.d 5 2 (t e ea c a me t o r li o S e ft) Ho l . tr l, n . 3 3 5 7h Ci. 1 )(e e a c a r e n a dr la eb re p an ifscam ta h sp n in a c t wo l r 20 1 sv rn e ge me t n ee s ar d litf li h t i e so c omt ud h v be nwo t mo eb t o t ed f n a t' ra ho ERI A fd cayd te ) ThsCo r a re a e e rh r u f r h ee d ns b e c f S i u ir u is. i u t g e s a fnds a a m at r of 1 w t t Pl i if ' a gum e does not a d t e f t o t Gene a nd i s te a ha antfs r nt voi he fec f he rl Re ea e . l ss E. Pal vih and Te lr Ra ii d t Relas sW he The Faied t Te r Bac ako c le tfe he e e n y l o nde k t Consde aton. he i r i The Ge a Relas s g d byPa a c a Te l rbo h i udet f l ngpr son: ner l e es i ne l kovih nd le t ncl he olowi ovii l ag e t t l wilnot fl or c us t be fld an lws tagans t Compa r e ha l ie a e o ie y a ui i t he ny a s ri a y o tecamst t1h v r la e i t sGe ea Ree s o j i a a set n f h li ha a e ee s d n hi n rl la e r on s ng pa t wih o he swho m a s t Co pa on a s h c am sora eptany r if ry t t r y ue he m ny ny uc l i cc ele i a l ui r ga di s c am s l 1do nota deby t tr soft spa a a n ny aws t e r ng uch l i . f bi he e m hi r gr ph, t n ( ) lwil rt n t t Compa almoni rc ve i e ha f t s he 1 l eur o he ny l es e ei d n xc nge or hi Ge ea Ree s ;( )Iwi ri u s t Co a y f ri c t a d at r e s fe n rl la e b l emb re he mp n o t oss n to n y ' e s l s ic re i d fndn a y s c cams a d ( )te Co a y wilb rle e o is n u rd n ee ig n u h li ; n c h mp n l e eiv d f t oblgai unde t sGene a Reea e. i tons r hi rl l s ( n. la e ( # 8 - 3 a d 1 1a 3 ! 5 Th s t pli ln ua eo e c c nr c rq ie Ge Ree s s DE 2 2 1 n 4 t , :. u ,he an a g g f a h o ta t e u rs Pa a vi h a d Tel t r t n t i ca h pa nt a ot r c i ai i t a tm ptt lko c n ler o eur he r s yme s nd he onsder ton f hey te o c le o r ci t r e es l i u iput d t tt y ha not done s a t r f r t hal nge r es nd he elas . t s nd s e ha he ve o nd, he e o e, he Co ttndst tt y c nno m ant i t sa ton agans De e nt ,who we e a 1c e by t ur l ha he a t i an hi c i i t f nda s r l over d he Gene a Re e es r l l as . M or o r e n i t c r t di note es l r r t r t ofc i r ton,ge r l e ve , ve f he ontacs d xpr sy equie he eum onsde ai ne a c r c 1 w pr des t t Pl ntfs f iur t r t n al moni pa d t t m f t r l s s onta t a ovi ha ai if ' al e o e ur l es i o he or he eea e pr ve st m fom a t i t i i t t r l as a ee nt . sar ul,t r l s sr m an e nt he r temptng o nvalda e he e e e gr me s A es t he eea e e i e or ea e not t tndi Pli if ' a g nt ,i l ng Pl i if Pa a ch' a l atons of nf c bl wihsa ng antfs r ume s ncudi antf l kovi s leg i fa d ln id c me t Se ,eg , a k o v Belo t T lc mms,3 2 F.d 1 5 ,1 78( 1h Ci. r u u e t n u e n . e ..J c s n . ls uh ee o . 7 3 2 0 2 1 t r 2004 (e rng plitfst digor stlme f t a dr eaea puruef rlsaut y ) rquii anif o s ge ete nt unds o voi el s nd s edea tt or ( 1 81 cams;Ch pln v Na in c e i Cop. 3 7 F.d 3 ,3 6 ( t Ci. 0 )( lig ta j 9 ) li ) a i . to s r dt r , 0 3 68 7 5h r 20 2 hodn h t f de a common 1 w o c r c s whih i l e rl a f onta t, c ncudesdef ns ofrtfc ton andt nderba k,a i d t e es aii a i e c pple o rla eo ERI cams; r n v Di tlEqup.Co, F.d 1( s Ci.1 9 )(p yngf d rl ee s f SA li ) De e . gi a i .61 3 1t r 9 5 a pli e ea c mmo lw o rtfc to t rla eo ERI A cams;Hav r o v Bo S o t o o n a f aiiain o ee s f S li ) lo s n . y c us fAm.No. 9 , 95 21 2 0U. Ap LEXI 9 4 ,* ( t Ci. a 3 2 0 )( e e a r la e whc wa rtfe 0 , 00 S. p. S 6 8 6 6h r M y , 0 0 g n r l ee s , ih s aiid b rti n u diie svea c , o e l sd camsu d rADA, LA, n ERI A) y eanig n vd d e rn e fr co e li n e FM ad S . F. Fi t sCl m sAreOuti t Sc ofhi Se e be 11.2008R eeas nner v' ai sde he ope s pt m r l e. Fi ry sgne a s ve a e a e mentand ge r lr e e ofa 1cli son Se e nne t i d e r nc gr e ne a elas l am pt mber 11, 2 0 ( e Fn ryGe Ree s ( # 2 1 4 a 1 ) By i tr ,h Fin ryRee s d e n t 0 8.S e inet n. la e DE 28 - 2 , t 1 . t e ms te n e t la e o s o s a py t a y camsa ii g a trte d t te a re n i sg e (e i a ! 4()ii) Ato a p l o n li rsn fe h ae h g e me t s in d. S e d. t g(i . ) rl ag me tDee a t'c u s l o c d dti p it ( # 7 , t2 . r u n , fnd ns o n e c n e e h s on . DE 3 2 a ) 1 3 1 . Fine t sERI ( lz,Ac r e n ry' SA 7 ïl c u dApe Se e e 1 , 0 zç r ptmb r 1 20 8 The 1w i cla t tge r r e e c a s e r ha ne al elas s anno ba br a h offducir dut cli st ta ie t r ec i a y y am ha rs atrt ee fcied t ofter la e S env S # Drn Wo k r Uno ,Lo a 8 2 9 F.d 1 8 , fe h fe tv ae h ee s . r i . o ik r e s in c l 1 , 3 3 0 8 1 ( Ci.1 .A c us ofa tont rERI doe no aieuntlt daeoft ls a ton 096 2d r 996) a e ci mde SA s t rs i he t he at ci whi h c tt t d par oft br c ofvi a i or i t c s ofa om ison,t l t tda e on c onsiu e t he ea h olton , n he a e n s i he aes t whi h t fducar co d ha c e t br ac ofvi a i o e les dae on whih t pl ntf c he i i y ul ve ur d he e h olton, r ari t t c he ai if h da ta kn wld eo t b e c o voain.2 U.. j1 3 1 a d( ) a cu l o e g f he ra h r ilto 9 SC. 1 4 ) n 2 . Fi ry' cli s f br ac ofERI fdu a y dute a cr d afe t da e he e utd nne t s am or e h SA i cir i s c ue tr he t xec e t ge r r l a e. Spe f l Fi t s cai s a e ba e o r pr e a i a o isons he ne al e e s cikaly, nnery' l m r s d n e es nttons nd m s i , i l ng, i e ala, De e nc udi ntr i f ndan ' De e nt a lge f l e t dicl e t s l of SLI i ts f nda s' le d aiur o s os he a e n Nove be 2008a al ge bad f ih s l prc ofe of$1 469pe s r t Fi ry i No mber m r nd le d at a e ie f r 6, r ha e o nne t n ve 2 0 tr u h J n ay 2 0 ,a d p i i Fe r a y 20 9 ( mp .( #1 4 ,a ! 6 - 1 ) 0 8 h o g a u r 0 9 n ad n b u r 0 . Co l DE 2 1 t ! 8 1 2 . The e or by t t r s of t Fi e t Reea e a unde applca e lw, Pli if Fi ry' r f e, he e m he ml ry l s nd r i bl a antf nne t s ERI A cams( u t 1a d2 aen t ard b t eFin ryRee s . S li Co ns n ) r o b re y h n e t la e 2 . Fi r %Se urte Fr udCli Ar s Ape Se e e 1 , 0 8 nne t c i s a y i ams o e r ptmb r 1 2 0 Fin ry h ssmial n ta sre a y s c rte fa d cam ( u t4 a an tDee a t n e t a i lry o se td n e u iis ru li Co n ) g is fnd n s ba e on co sd nduc t tpr daed hi Se e r 11 2008 r e e. As al ged,Fi ry' s curte t ha e t s pt mbe , elas le nne t s e iis fa dcam a an tDe e d nsao en e rirta No e r2 0 . S e eg , mp .g #1 4 , ru li g i s fn a t r s o ale h n v mbe 0 8 ( e , .. Co l DE 2 J a ! 687 1 2, 1 ) t ! - 7, 0 1 5 . A c us of a ton f r s cu ii s fa a ies whe t fa i dicove ed or s ul ha a e c i o e rte r ud rs n he r ud s s r ho d ve b e ds o ee i tee ecs o du dlg n e 2 U.. j 1 58 Th ls a to whih Fin ry e n ic v rd n h x rie f e i e c . 8 SC. 6 . e a t cin c n e t i a lge c tt e s c iisfa he eoc ured whe SLIboughtFi ry' soc on Fe u y 1 le s onsiutd e urte r ud r c r n nne t s t k br ar 3, he le t e c r y 2 0 . Co l ( #1 4J a !8 ) M or over asaleged,t earis dat on whi h Fimert had 0 9 ( mp. DE 2 , t 3 . e , l a ua knowldge oft al d br c i whe t s l t GSK wa a ct l e he lege ea h s n he ae o s nnounc on Aprl20,2009. ed i (d a ! 7 ) Boh o t e e e n s gvn rs t Fin ry s 1 b- cam p s- ae t Fin ry 1 . t 7 . t f h s ve t iig ie o n e t' 0 5 li o td t he n et r l a e. r f e by ist r ,t Fim e t Re e s i notade e et hi s c iisfa cli s e e s The e or , t e ms he l ry l a e s f ns o s e urte r ud am . I V. CONCLUSI ON Ther c d i t sc e a a ia e1 w de o taet tno ge nei s e ssa t a e or n hi as nd pplc bl a m nsr t ha nui s ue xit s o ny ma e ilf c r a i t r l a e sgne by Pl i if Palko c Tel r a Fi ry.De e t ra a t eltng o e e s s i d antfs a vih, le , nd nne t f ndan s t aetu e tt dt j d me ta amatro lw a t a1camsa sre b Paa o ih a d Telr r h s nil o u g n s te f a s o l li se td y lk vc n l e e a dFin ryi e tte t j d me ta amatro lw a t t d fns o hsrla e n n e t s n ild o u g n s t f a s o he ee e f i ee s . e Acc di y, trca e ulc i r ton a t Cour beng ot or ngl afe r f onsde a i nd he t i hem ief l a s d,i i s uly dvie t s ORDERED,ADJUDG ED,and DECREED t t ha : Dee d n s Co o iae M oin f rSu r J d me tE # 0 1b ,a d t s me fn a t' ns ld td to o mmay u g n DE 3 0 e n he a i , r by GRANTED wih r s c t Pl ntf sM a k Paakovih a M iha lTel r s he e t e pe t o ai if r l c nd c e le ; 2 Plitfs M oinf rPata S mmayJ d me t( #2 2 b , n t es mei, e e y . an if' to o ril u r u g n DE 8 ) e a d h a s h rb GRANTED ast t def ns oft r las sg d by Pli ifTi o hy Fi ry;a o he e e he ee e i ne a ntf m t nne t nd 3. Pl i if 'M oton f Pa ta Sum ma y J m en a t t r l a e sgne by Pli if antfs i or ri l r udg t s o he e e s s i d antfs Paa c a Tel ra t Count3 pr bie ta a ton cli si DENI lkovih nd le nd he ohi td r ns c i am s ED. DONE AND O RDERED i Chambe s a t J n r t he ames Lawr nc Ki Fe a J tce e e ng der l usi Buidi andUnie Stt sCourhous i M im i Fl i t s1 t da ofOc obe ,2011. l ng td ae t e n n , orda, hi 7h y t r M ES LAW RENCE KI NG I TED STATES DI STRI J CT UDG Co e f ihedt pis um s o: A1 Couns lofRe r l e co d

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