Jude Gillespie et al v. Kaplan University et al, No. 1:2009cv20756 - Document 660 (S.D. Fla. 2017)
Court Description: ORDER GRANTING DEFENDANTS' MOTION FOR SUMMARY JUDGMENT AND DENYING REQUEST FOR ORAL ARGUMENT, denying as moot 566 Motion to Strike ; granting 578 Motion for Summary Judgment; denying as moot 581 Motion ; denying as moot 582 Mo tion ; denying as moot 583 Motion ; denying as moot 585 Motion in Limine; denying as moot 586 Motion in Limine; denying as moot 588 Motion to Strike ; denying as moot 626 Motion for Hearing; denying 642 Motion for Hearing. Closing Case. Motions Terminated: 583 MOTION to Exclude the Expert Testimony and Report of Michael Gossman and Incorporated Memorandum of Law filed by Kaplan Higher Education Corporation, Kaplan, Inc., Kaplan University, 588 Pla intiff's MOTION to Strike filed by Carlos Urquilla-Diaz, 642 Plaintiff's MOTION for Hearing Re: Summary Judgment filed by Carlos Urquilla-Diaz, 581 MOTION to Exclude the Report and Rebuttal Report, and Testimo ny of Howard E. Fenton and Incorporated Memorandum of Law filed by Kaplan Higher Education Corporation, Kaplan, Inc., Kaplan University, 578 MOTION for Summary Judgment and Incorporated Memorandum of Law filed by Kaplan Higher Education Corporation, Kaplan, Inc., Kaplan University, 566 Plaintiff's MOTION to Strike 560 Notice (Other), and Notice of Filing filed by Carlos Urquilla-Diaz, 582 MOTION to Exclude the Expert Report, Rebuttal Expert Report, and Testimony of Eileen Leslie and Incorporated Memorandum of Law filed by Kaplan Higher Education Corporation, Kaplan, Inc., Kaplan University, 586 Plaintiff's MOTION in Limine to Exclude or Strike Opinion s of Yolanda Gallegos filed by Carlos Urquilla-Diaz, 626 MOTION for Hearing filed by Carlos Urquilla-Diaz, 585 Plaintiff's MOTION in Limine to Exclude or Strike Opinions of David Lewin filed by Carlos Urquilla-Diaz. Signe d by Senior Judge Patricia A. Seitz on 7/13/2017. (ra) NOTICE: If there are sealed documents in this case, they may be unsealed after 1 year or as directed by Court Order, unless they have been designated to be permanently sealed. See Local Rule 5.4 and Administrative Order 2014-69.
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Jude Gillespie et al v. Kaplan University et al Doc. 660 U N I D STA TE S D I TE STR I C O U RT CT SO UTH ERN DI STRI O F FLO RI CT DA CASE N O.0920756- V- TZ C1 SEI UNI TED STATES OF AM ERI CA, p r .CARLOSURQUI x el LLA- AZ, DI Re aor lt , KAPLAN UNI VERSI e al, TY, t . Defnda s e nt . / O R DER G R ANTI G D EFEN DA NT S'M O TI N FO R SUM M A R Y JUD G M E N T A N D N O DENYI G REO UEST FOR ORAL ARGUM ENT N TH I M ATTER i be or t Cour on D e e S s f e he t f ndant K a a I ,K a a Uni r iy,a s pl n, nc. pl n ve s t nd Ka anHi rEd ton' Motonf SummayJ pl ghe ucai s i or r udgme ( 578,ReaorsAme nt DE- ) lt ' nded Opposto t M otonf SummayJ iin o i or r udgme & Requetf Or Ar nt s or al gument( 641& 642) DE, a Defnda s Core t Ame dRe y ( 647 .Thi quit aci alege t t nd e nt' rced nde pl DE- ) s am ton l s ha Dee nt vi ae t fde a Fas Cli Act( fnda s oltd he e r l le ams FCA)bec us t yflel c rii t tt y a e he as y e tfed ha he weei c mp in ewi t eUntdS ae De rme to Ed c to s( r n o la c t h ie tts pat n f u ai n' DOE)ic n ie h n e tv c ompe a i n ba a t elg bl t r c vef r lsude ai f . Spe fca l t Se ond ns to n nd hus i i e o e ei ede a t nt d unds cii ly, he c Ame d Compl nt( 1 0)alege t tf i l Dee nt'c nde ai DE- 7 l s ha acaly fnda s ompe ai plnf ns ton a or Admi son Advior f i l c pledw ih t a ia esa ut a r ultonsbut asa id, si s s acaly om i t he pplc bl tt e nd eg a i , pple t ep a ddn tlDee a t (onl rf re t a 1 pa ' mo ef rs mmayj d me t h ln i o . fnd ns ity e er d o s $ ln' v o u r u g n Ka ) 'tappear t Rel or' papersm ay al now be ar ng t on is f t I s hat at s so gui hat t ace he com pe a i pl n a i s di notco pl w ih t a i bl l w a r gul i . H ow e r ns ton a t s ue d m y t he pplca e a nd e atons ve , t ti notwha i pl i t Se ond A m ende Com pl n . l t Com pl nt R e a ora l ges ha s t s ed n he c d ai t n hat ai , l t le t tkA lhough t ofi i lco pe a i pl n l ha s t he fc a m ns ton a ooked lke t r w e e ot rf c or be i t i he e r he a t s s des he num be ofe olm e s i wa not ng m or t n a di g s d pl n t pa unl w f co pe a i r nr l nt , t s hi e ha s ui e a o y a ul m ns ton t r cuies' ( 1 a :91. Thus t onl ba i f Reaorsf s cli c si t tt o e r tr. DE- 70 t ) ' ,he y ss or lt ' ale ams ount s ha he com pensaton pl as a i vi at t applcabl l and r atons. See Ur la- i v. i an ppled ol ed he i e aw egul i quil D az Dockets.Justia.com a g ngt tRe aorca r ui ha l t nnotesa ih t r oft f e e nt ofacli unde t Fa s Cli s t bls h ee he our l me s am r he le am Ac andt tRe aori nota t i i ls c ' hi a l a i nst ba rnghi cam sunde t ha lt s n ' g na our e'of s leg to hus ri or s li r t prordicos eba oft FCA. Be us Re aori nota orgna s cehi cli sa e he i s l ur r he ca e lt s n i i l our s am r bardb t ep bl ds l u eba of h FCA.Ev ni t i j rs cina b rddn te it re y h u i icos r r t e e e f h s u idito l a i o xs, Rea orhasnotpr de a isbl e denc t cr a ea g nui i s ofma e i lf ta t t lt ovi d dm s i e vi e o e t e ne s ue t ra ac s o he s int relm e ofhi cai Cons que l Ka a sm o i i gr nt d a t Re aors ce e e nt s l ms. e nty, pln' ton s a e nd he l t ' r ues f or la g e i de ed a moot eq t or a r um nt s ni s . 1. M at alFact z eri s 4 Re uie ntf rRe evn Ti eI . q r me s o c ii g t vFun s l d a i TheI entveConme atonBan . nc i ns i l 1 Conges pase asre ofa n 992, r s s d eis mendme st t HiherEducai Ac ( nt o he g ton t HEA) , i l ngt s e le i en i c ncudi he o- a ld nc tve ompe ai ban. Thepur e oft i e i e ns ton pos he nc ntve ompens ton ai ba w ast pr ve a is o em pl ye f om bei pai on a pers ude - nr l d bas s l n o e nt dm s i ns o es r ng d t nt e ole i. n 2002,t DOE pa s r gultonse ani wha wa a wa notalowe u rt i entve he s ed e a i xpl i ng t s nd s l d nde he nc i c pe a i ba U nde Til I oft H EA ,a i tt i e i bl t r c ve f r lf om ns ton n. r te V he n ns iuton lgi e o e ei ede a unds Ka a Unv r i 7 0F.d 1 3 ,1 3 5 ( 1h Ci. 01 )(oi gt th c mp n ain pln iest 8 3 0 9 05 - 4 1 t r 2 5 n tn ha te o e s to y pln' i eme ai notistr , st is i Di sSec Amende Compl nt. a s mpl ntton, t ems wa he sue n az' ond d ai ) z a or s flng ofhi e biswas di or ry,a be t Attm es fndi a r f r nce Rel t ' ii s xhi t s de l t s . i i ng e e e d e bi i t doc twa lketyi t tnd ane dl i aha t c a a tm e ,a no edbel xhi t n he ke s i r ng o s e en ys a k nd, t i s s t ow, pr d i ove mpos i e, t pur t e bisa eno i t r co d. W hieDef nda sexhi t sbl as he pored xhi t r t n he e r l e nt bis we ef rm o e or ry,De e r a r de l f ndant'St t ntofUndiputd M a e i Fa t c ai s ve al s aeme s e t ral c s ont ns e r pa ta cia i t t r cor whi h alo m a fndi r e e ed e bisdifc t ri l t tons o he e d, c s de i ng ef r nc xhi t f i ul. Thi s a e entofM a eralFa t r l c st undi put d f c s s s ttm t i c s ete t he s e a t uppored b r or t y ec d e de vi we i t lg m os f a e t Re a or The Coul not t s be us Re a or s vi nce e d n he i ht t avor bl o l t . ' es hi ca e l t ' t A m e d St t m e ofM a e i Fac sm i r pr e spor i oft r r evi nc by t ki nde a e nt t ral t s e es nt tons he eco d de e a ng sat m e s outofc e a m a ng uns t e nt ont xt nd ki uppored i e enc s. t nf r e m ay not : pr dea c ovi ny omm ison, s i bonus orot ri en i pa ntba e die ty ori r c l , he nc tve yme s d rcl ndie ty on s c si s urnge olm e s .. t a peronsore iise ge i a sude uc es n ec i nr l nt . o ny s ntte nga d n ny t nt r c uii ora s i aci te ... e r tng dmi son tvii s 2 U. C. 1 9 a ( 0 .Th ss cini t s -aldSn e iec mpe s to b n. Asn td 0 S. j 0 4()2 ) i e to s he o c le l c nt o n ai n a ' i v ' oe , t i ni c he nce tve ompe ai ba i f t re aned i t 2002 r ulton, whih c e t d a s f ns ton n s urhe xpl i n he eg ai c rae ae ha bor r : (i Aci te a ar menst tani tt i mayc r o wihoutvi ai t i) tviis nd range t ha nsiuton ary ut t oltng he gnce i c i ntve ompe ai ba .. ns ton n) . ( Thepa A) ymentoffxe c i d ompe ai s ha afxe a ns ton, uc s i d nnuals lr orafxedhoury aay i l wa , sln a t t o e aini n t duse u o d wnmo eta t c d rn ge a o g s ha c mp nsto s o a j td p r o r h n wie u i g a yt lemo t p ro , n a ya j sme t sn t s ds ll o t en mb ro n wev nh e id a d n d u t n i o ba e oey n h u e f sudent r c uied,a ted,e ole ora r d fna a ad. t s e r t dmit nr l d, wa de i ncil i 3 C. R.j68.4( ( (i( ( 4 F. 1 b)22)i)A) 2002) (mp ssa d) TheDOE hase ane t tihe 3 e ha i dde . xpli d ha k t wo d ' oll i be ng us d i isditonm' de i ton.'67 Fe Re a 67, r s ey' s i e n t c i y fnii ' d. g. t 055. Re a o ' Se nd Am e d Compl n a lgest tKa a vi a e t i ntve l t r s co nde ait le ha pl n olt d he nce i c pens t o ba by pa ng s ude Adm i s on A dvi o sbas d s e y on t num be of sude s om ai n n yi t nt si sr e ol l he r t nt t tt Advior e ole TheSe ond Am e d Compli a s al ge t tKa a de piet ha he s s nr ld. c nde ant lo le s ha pl n, s t he e pii lng a eo tec mp nsto p a s a j se Ad s inAd io s c mpe s to b s d x lct a u g f h o e ain ln , du td miso vs r' o n ain a e s e y on t num be o e olm e sobt i by t A d s r . ol l he r f nr l nt a ned he vi o s i. The Pr am Par i i i Azr m e s i ogr tc paton ee nt Dee nt Ka anUni riy( andKa a Hihe Educai Cor ( fnda s pl vest KU) pln g r ton p.KHECI ar 4 e 3rhi secton w as am ended i 2010. R el or' alegatonspr dat t 2010 am endm ent ' s i n at s l i e- e he s s t c r s c i oft r gulton doe nota y. o he urent e ton he e a i s ppl 4 U ope a e num e ousf - of t onlnee ai le e prs st oughoutt Unie K rts r or pr i, i duc tona ntr ie hr he t d St t s KU i a w holy ow ned s i a y ofK H EC . K H EC i a di s on ofD e e ntK a a ae . s l ubs di r s vi i f nda pl n, I .( pln,nc.. nc Ka a l ) 3 a r die byt Hi rLe m i Comm ison a a e r cpint off r sude fnancala d cc e t d he ghe a ng s i nd r e i e s ede al t nt i i i f undsfom t DOE,pur ua t Til I oft HEA.l or rt obt n f de a sude fna i l r he s nt o te V he n de o ai e r l t nt i nc a ad t o h Til I oft HEA, n e i hr ug te V he a duca i li tt i n m us ce tf t t Unie St t tona nsiuto t riy o he td aes ( r n)t ti wilc ywihsaut ya r ult yprr uiie etbls dbyt Govenme t ha t l ompl t tt or nd eg aor eeq sts sa ihe he HEA a t DOE, ncudi t i e i c nd he i l ng he nc ntve ompe aton ba Ce tfcai i donet ough t ns i n. rii ton s hr he e utonofaPr r m Pa tci tonAgee t( . xec i og a ri pai r men PPA) l M a 2 0 KU,h nc le Ka ln Colg , n ee it aPPA wi t eDOE.( n y 0 4, te ald pa l e e trd no e t h h DE580- Ex.1 ) GayKebe,asPrsde a CEO ofKHEC,sgne t M a 2004PPA on 4, 7. r r r e i nt nd i d he y b h l o Ka ln Co lg .(d) W h nKeb re e ue t ePP h r le o o h r,n ldn e af f pa le e 1 e r e x c td h A, e eid n t es icu ig El ne N e y,Ronal Bl e ha , Gr gor M a i i de l pi hi be i ft tK a an w a ai el d um nt l and e y rno, n ve o ng s le ha pl s i c inc wiht i e i compe ai r esa rgul i .(d a !9. Heas r id n ompla e t he nc ntve nston ul nd e atons 1 t ) lo ele o b t isd a do tiec u s l (# a !1 ) W h l Keb rd dn t n e e e tyv rf t e n o h n ie n u sd o n e. f . t 0. ie r e i o i d p nd n l eiy h ac ur cy oft r pr e a i i t PPA ,he r i o pe e whom he bele d t be e le c a he e es nt tons n he eled n opl i ve o xce l nt i t i ara ofe ts a rte t hi s eofi e iy.( 376-1 a 1123- 2:8. n her e s xperie nd el ced s ens ntgrt DE4t : 1 1) A ddii ly, i Ker r st nur none oft a tona l dur ng be ' e e, he nnua Til I a t i ntfe an pot nta l te V udis de ii d y e i l vi ai oft i ntvec oltons he nce i ompe ai ba ( 58 4a !1 )Nordi t DOE r s a ns ton n. DE- 0- t 2. d he aie ny is e r g r igt eic ni ec mpe s to b n.(d a ! 3. Th , r rb le dta a a1 su s e adn h n e tv o n ain a 1 . t 1 ) us Kebe eive h t t l tme durnghi tnur Ka a wa i c inc wiht i e i compens tonba (d a i s i s e e pln s n ompla e t he nc ntve ai n. 1 t KU e erdi oa he PPA wiht DOE i Nove r2007.( 580- Ex.1 ) nt e nt not r t he n mbe DE- 5, 9. J fe Conl a Pr sde , cue t No mbe 2007PPA onbehafofKU.(J. Bot t efry on, s e i ntexe td he ve r l f ) h he 200 and 2007 PPA Scont ne l ngua t ts a e t tKU a e t com pl w ih Til I of 4 ai d a ge ha t t d ha gr ed o y t te V 4 t H EA a a la i bl r gul t y pr vi i pr s i d by Til I . Conl be i ve t t he nd l pplca e e a or o s ons e crbe te V on le d ha Ka a wa i c pl n s n ompla ewih t i e i e i nc t he nc ntve omptns ton ba ba e on hi e ai n sd s omm uni tons cai w ih em pl sr s t oyee e pons bl f o a i nsa c pla e a w ih K a a s Gene a Couns ls i e or per to nd om i nc nd t pl n' rl e' ofie.(d a !5. Conl as pa tci tdi qua tryco inc me i andrgulr fc 1 t ) on lo ri pae n rel mpla e etngs e a e utvet m m e tngsa not ng a t s mee i m a hi t nk t tKa a wasnoti xec i ea ei nd hi t he e tngs de m hi ha pln n c mpl n ewi t eic n iec mp nsto b n.(# a : . F rh r n t n i t ea n a o i c t h n e tv o e ain a f . t 6) u te , ohig n h n u l a h i pe ntTil I c nde nde te V ompla ea t mad hi a r t tt r m i be pot i lvi a i inc udis e m wa e ha he e ght enta oltons oft i e i c nstonba (d at:7. he nc ntve ompe ai n. 1 ) #.De nd ns' mpe ain #/a5 fe a t Co ns to J i The G e Pl . m an l l t 2005,Ka a a e a c pe aton pl n f A dm i son Advi o s k n ae pl n dopt d om ns i a or si s r s nown ast he Ge Pln.( 580- a !1 )Unde t Gem Pl Advior weeevauae wihbot a m a DE- 1 t 0. r he an, s s r l td t h qualttvea aq ntttves r .(d a !1 ) Thequaiai s r i uded iai nd ua iai co e 1 t 3. lttve coe ncl c mpla c / u lt a s r n e p e e tto ma tr , n p o e so ls (d a !1 & Ex . o in eq ai su a c , rs nain sey a d r f sinaim.1 . t 4 y s8 11. Thequa iai sor i ude Ssatpoi s'whihawar dpoi sba e ont pr a ) ntttve c e ncl d étr nt, c ' de nt s d he ogrm ofs udy orc r t r s i oft s ude a t de e orc r ii at s htby a ne l e ole t ha ac e i tcs he t nt nd he gr e e tfc e oug w y nr l d sude .(d a !1 & Exs 8- l) Thequa iai s ealo i l dpoi sf pes ly t nt 1 . t 7 . 1. ntttve cor s ncude nt or ronal s om 200 t 2005, atm epe i c r d by t Sec Ame d Com pl nt Ka a Fr 4 o i rod ove e he ond nde ai , pln us datnur- e compe ai pln(he200 Pln)f isAdmisonAdvior.( 580- a e e ebasd nston a t 4 a or t si s s DE- 1 t ! . Th 2 0 Plni no a is eba e o tep ris s mmayj d me tp p r a J ) e 0 4 a s t t su s d n h a t ' u r u g n a e s nd 8 e docum ent W hie Rel orm entons t pl he m akesno argum ent regar ng t 2004 Pl s s. l at i he an, s di he an' c pla e ornon- om pla e w ih t i e i c pens ton ba Thus t Cour c ude om i nc c i nc t he nc ntve om ai n. , he t oncl s t tRe at i notcha l ngi t l wf ne soft 2004 Pl n a w rte orasa i d. ha l or s le ng he a ul s he a s it n pple Cons eque l w hie t t r s oft 2004 Pl a e pa toft r c d, he Cou tw ilnots tt m nty, l he e m he an r r he e or t r l e he outbe us t y a e ir l va t t pa te 'a gum en s ca e he r r e e nt o he r i s r t. deveoped la ,sude swho s it d l r e de is a sude swho we epa ng i ca h, l e ds t nt ubm te a g post , nd t nt r yi n s aswe la poi sf pe f c at nda ,at ndi ta ni s s i ,s r ng asam e or l s nt or r e t te nce te ng r i ng e sons e vi nt , p riiai i n w i tai e , n wo kn telt s f.(d a !1 , . - l) a t p t n e ni tv s a d r ig h ae hit I t 8 Exs 8 l . c ng i W hiequaia i and qua ia i s or i t Ge Pln a a t ha ha s l lt tve ntttve c es n he m a ppe r o ve d ome ove l ng c i r tons s h a a t nda a t a ni w ha w a m e ur d w a dif r nt rappi onsde a i , uc s te nce nd r i ng, t s as e s fe e . ( 592- a 1 4:- 0;1 1 1 1 ) Fore mpl a a s c dr c vepoit f DE- 1 t 7 1 1 75:6- 80:2. xn e, n dvior oul e ei ns or at nda e i hi qualt tve s or but i hehad pe f c at nda e, wo d alo ge te nc n s ia i c e , f re t te nc he ul s t qua iai poi s.(d.a 1 1 177: ) Si lry,a a viorrc vedq lttvepoi sf ntttve nt 1 t 75:6- 4. mial n d s e ei uaiai nt or a t ndi m a t y t a ni butqua iatve poi sf a t ng oras i tng w ih nonte ng nda or r i ng ntt i nt or tendi ss i t ma t ytani (d a 1 1 1 4. Ac di t Ka a i wasi tnti d ini ndaor ri ng. 1 t 77:5- 78: ) cor ng o pln,t mpora n esg ng t plnt tt q iai s r notbebas o sa tpoi sonl f a 175:2- 5; 8 :7he a ha he uantttve coe ed n tr nt y.(#. t 1 l 1 0 1 21 l 2:5- 9. ;8 1 l ) T s o e weec v re t g m te s ( 5 02a !1 . Too ti apa t u a g m he c r s r on e td o e ir . DE- 8 - t 9) ban ri lr e c s l r lvela Adviorhadt a hi vet tge te i bot hi qua iatvea q ntttve s or aay e n s o c e ha m i r n h s lt i nd ua ia i c e. (J.a !1 ) l ot rwor ,heAdvio r eve t s ayasocatd wiht l rofhi t f t 9. n he ds t s r ec i d he alr s i e t he owe s wo s o e .Un e teGe Pln Ad s insAd io sweep i as lr t a e ul n t eaj td c rs d r h m a , miso v s r r ad aay h t o d o b duse mo eta t c d rn a y l - nhp ro f rmei.( 5 02 a ! ) r h n wie u i g n z mo t e id o rt DE- 8 - t 5. i.D e e o ntandl eme aton t t Gem Pl i v l pme mpl nt i ? he f an Ba e on t r c d evi nce f K a an e pl e w e e a t ve y i ve i t sd he e or de , our pl m oye s r c i l nvol d n he de l e a i pl e a i oft com pe a i pl ns Ronal Bl e ha ,M i J s ve opm nt nd m em nt ton he ns ton a : d um nt l ke one , El ne N e y, Gr gor M a i Rona d Bl ent lw a Seni V i Pr s de f KH EC ai el and e y r no. l um ha s or ce e i nt or fo 2004t oug 2011 ( 580- at!2. M i J swashie i 2004asExe utveDiecor rm hr h . DE- 1 ) ke one rd n c i r t ofAdmisonsf KU, om o edt As it tVie Pr i ntofAdm isonsf KU i 2007, s i or pr t o s san c esde s i or n pr o e t Vi Pr sden ofAd isonsf rKU i 2009,a be me Se o Vi ePr sden of om t d o ce e i t m si o n nd ca ni r c e i t Opeai ofKHEC i 201 ( 580- a :2. Eli Neeywa ViePr i ntofFi ncal rtons n 4. DE- 2 t ) ane l s c esde na i A i f KH EC f o 1 untl2005, a e Se o V i e Pr s den f Re a or A f a r f d or r m 998 i bec m ni r c e i t or gul t y f i s or KHEC i 2005,t n Seni Vi Pr sde ofEt c ,a i 2011be ame Vi ePr i of n he or ce e i nt hi s nd n c c esdent Re aor Afaisf Kapln,nc.( 58 6a !3. Shelf Defnda si 201 (d.a ! ) gult y f r or a I DE- 0- t ) e t e nt n 2. 1 t 4. Gr yM a i ha wor d f Ka a i va i e c i postonssnce 1 egor rno s ke or pln n rous xe utve ii i 993,i l ng ncudi Se orVi Pr sde ofOpe ato f KU,ChifOpe atng Ofi e ofKU,a Pr sde of ni ce e i nt r i ns or e r i fc r nd e i nt Ka a Uni riyGr pln ve st oup.( 58O- a ! ) Hei c rntyChifExe utveOfie ofKa a DE- 7 t 2. s ure l e c i fc r pln Hihe a Pr e sona Educ i 1 4 Bl nt lJ , el a M a i weea1 g r nd ofsi l aton.(d. ume ha, ones Ne y, nd rno r l fmiirwiht HEA' i e i co ns tonpr so a t s ehaborr gultons( a la t he S nc ntve mpe ai oviin nd he af r e ai DE- 5 0 1a ! ;3 5 0 2a ! 1E- 8 - a ! ; 5 0 7a j )a d a1b le e ta Ka ln wa 8 - t 5 1E- 8 - t J 7 5 0 6 t 6 DE- 8 - t 5 n l eiv d h t pa s 3; i c i ewih t i e i c n omplanc t he nc ntve ompe ai ba a a1tme durngt rempl ment( nston n t 1 i s i hei oy DE- 5 0 1a !1 ; 7 5 02a ! ;7 5 0 6a :1 ;7 5 0- a !1 ) 8 - t 5 1E- 8 - t 5 1E- 8 - t 1 1E- 8 7 t 8 . J sa t l drfe t Gem Pl ( 580- a :1 ) Hi prort i deveopi a one cualy atd he an.DE- 2 t 0. s i iy n l ng nd i e n igt ec e ainp a wa lg lc mpl nc .(d a ! ) Be o et Ge Pln mplme tn h omp nsto ln s e a o i e 1 t 4. f r he m a a wasado e J pt d, onesr e ve i ec i d nputa a ovalfom t Complanc De rment Hum a nd ppr r he i e pa t , n Re oures a hi s ror,i udi GrgM ai 1 a !11. El neNe yas r e d s c , nd s upe i s ncl ng e rno.(d t ) ai el lo eviwe teGe Plnt e u ec mpla c wi telw.( 5 0 6a ! . P irt a o to ,hePln h m a o ns r o in e t h a DE- 8 - t 8) ro o d p in t a h wa as rve db isd a o tiec u e.( 5 0 2a !1 ;3 5 0 6a ! . s lo e iwe y n ie nd usd o ns l DE- 8 - t 1 1E- 8 - t 8) Ne l pa tcpa e i qua try compla e me i wih K a a e utve a i hous ey rii t d n re l i nc etngs t pln xec i s nd n- e c ouns l atw hi h l ga a r gul t y c planc wa di c s d,i l ng t i entve e, c e l nd e a or om i e s s us e nc udi he nc i c mp n ainr ls ( 5 0 6a ! . Ba e o t eeme tn sa doh rif r to , ey o e sto u e . DE- 8 - t 9) s d n h s ei g n te n o mai n Ne l knew t tt r we eche a balnce i pl et i ur pr ri e e a i oft ha he e r cks nd a s n ac o ns e ope mplm ntton he co ns tonplns (d) Spe t al Ka a us ds vealmea t tyt e ur t tt Gem mpe ai a . 1 ci ly, pln e e r k ns o r o ns e ha he Pl n w a i pl m e ed a co di t ist r s s m e ca l w e e m onior d by a pa t out i a s m e nt e r ng o t e m : o ls r t e ry sde a si ( i nal Compla eDe rme e oye a ltrat r pat ve ) dmisons orgi ly inc pat nt mpl es nd ae hid- ry ndor, Ka a hel ta ni s s i f t m e r oft Complanc De t e who m onior t pln d r i ng e sons or he mbe s he i e parm nt t ed he cal,a Ka a co ls nd pl n nduced i e na r e ofAdm isonsAdvior 'co pe a i t i ur t nt r l eviws si s s m ns ton o ns e p o e i lme tto ( 58 - a ! 2 1 DE- 8 - ) Ad iin ly d fee td p rme t r p r mp e n ain. DE- 0 1 t 51 -4; 5 0 2. dto al, ifrn e a t n s s o e t edfe e t rso t ea s sme t ( 5 0 2a ! . Theq a tttv s o ewa c rd h ifr n pat f h se s n . DE- 8 - t 21) u n iai e c r s co pie by K a a s Bus ne s l e lge g oup a t e ofe c r vi w perod, hie t m ld pl n' i s nt li nce r t he nd ah e e i w l he qua iai s r wa doneby Ad isonss r s s t Compla eDe t e ,a at r lt tve co e s m s i upevior ,he i nc parm nt nd hid- pa t ve .(d. Furher Kapln usdt r pa t/ AdmisonsDe rmentc rbutr t ry ndor I 4 t , a e hid- rynon- s i pa t onti o s o e pl e e ua i a r vi w s K a a he d c lbr ton s s ons t ens e c i t nts orng m oye val tons nd e e , pl n l a i a i es i o ur ons s e c i ofe o sby m a ge s Ka a ha c pla eho lne f i vi st e e sany mpl yee na r , pl n d om i nc ti s or ndi dual o xpr s c e ns a Ka a s tup i ena rviw a a tngpr e es ( 580- a :9. onc r , nd pln e ntr l e e nd udii oc dur . DE- 6 t ) ii Complanc and t D OE i. i e he l J 2007,Ro l B l m e ha r e ve a e a lf om Tom Bec r e oft D OE n une na d u nt l ec i d n m i r ke l he as ng Bl e ha t S evi w yourN ove be , 03, es ki um nt l o k e r m r 20 r pons a upda e a c nge r ga di e nd t ny ha s e r ng yourpolc esa pr e e r a i t yo cur e , fa i en i c pe a i f your i i nd oc dur s el tve o ur r nt i ny, nc t ve om ns ton or ad s i rprs nttve gj'(7 6 1 a p.. Bl nt lr pondeda amont ltr misons e e e ai s.' 1E- 24- 4 t 1) ume ha es bout h ae bye i.(d a p. ) l t r pons ,Bl mal 1 t 2. n he es e ument lga aveyba i des rptonofKa a s ha ve r sc ci i pln' co pe a i ofAdm i s on A dvi or ,e ai ng t tnon- om m i s one A dm i s on A d s s m ns ton si s s xpl ni ha c si d si vi or 8 w e e pa d on s l r al wih t e pto ofgr r i a a y one t he xce i n adua i a ac de i yea - om pl ton ton nd a m c- r c ei bonus .(d. Hef t re ane i t r po e,ha s ayisbas do avareyoff t s es 1 4 urhe xpli d n he es ns t t alr s e n i it acor a dc n o b a j tdmo eo tnt a t c ay a . (#) Blme ta tsiidt a b sd o n a n t e duse r fe h n wie e r' f . u nh l etfe h t a e n ' t DOE' r f r nc t t Nove be 2003i r a r pons ,Bl e hala s e t tt he s e e e e o he m r nquiy nd es e um nt s um d ha he D OE wan e t 2007 r pons t m ir t na ur oft 2003 r pons ,w hi h di noti l t d he es e o r or he t e he es e c d nc ude co ns to plndeais.( 630- a 811 82:1;DE- 1 a p. ) Afe r evi mpe ain a t l DE- 1 t :4- 1 624-4 t 3. tr ec i ng Bl e halsr s et t 2007 e al t DOE di nota k f ra a to li or ton. um nt ' e pons o he m i, he d s o ny ddii na nf ma i ( 630- a 8 3- 7. DE- l t 4: 1 ) l Se e r2009,KU u r aPr a Re ew byt DOE.( 580- a !1 & n ptmbe ndewent ogrm vi he DE- 7 t 7 Ex. ) Thes eque Ma 22,201 Pr r m Re e Repor di notriea is swiht 27. ubs nt y 2 og a viw t d as ny sue t he Ad sinAd s r' o e aino t ic ni c mpe s to b n.(# a !1 & Ex. . miso vio s c mp nsto r he n e t o n ain a f . t 7 ve 27) Furhe ,f om 2004 t ough 2009,none oft i pe ntTil I a t r i ed a c e ns t r r hr he nde nde te V udis a s ny onc r a c inc wiht i ntvec bout ompla e t he nce i ompe ai ba ( 58 6a !1 ) ns ton n. DE- 0- t 0. i . Ale i s Re di t l e i Comne ato Ban i Re at ' v l gaton zar nz he nc ntve ns i n n l or s Compl nt ai s Reaorfldhi orgi lc antonAprl18 2007.( 3. I t tcompli he lt ie s i na ompli i , DE- ) n ha ant al ge t tV pl n i e i lyvi a est i e i c le d ha ' a nt ntona l olt he nc ntve ompens i ba by pr di ti Ka aton n, ovi ng rps a cubr war t t hi s pr nge olme c el s' (d a !32( ;s ealoi a nd l e ds o he ghe t oduci nr l nt ouns or. 1 t b) e s d t ' : 0) Th o i ia c mpli t o ti n alg to algngta Ad sinAd io s s lre 4 . e rgn l o an c n ans o le ains le i h t miso v s r ' aa is we eba e s el o t num be ofe olment.Re aorfld a Am e d Compl i on M a r s d ol y n he r nr l s lt ie n nde ant y l 2007.( 4. TheAme 6, DE- ) ndedCompli c ai t smeal tonsa vi atonoft ant ont ns he a legai bout ol i he i e i c nstonban.( 4a ! b)& 40()) Li t orgi c ai ,t nc ntve ompe ai DE- t !32( a. ke he i nal ompl nt he A m e d Com pl i a s doesnotc ai a a l a i alegi t tA dm i son A dvi or ' nde a nt l o ont n ny leg tons l ng ha si s s s a i w e e bas s e y on t num berofe olm e s al res r ed ol l he nr l nt . OnJ 24,2009,Relt fl hi Sec Amende Compli .( I ) Fort frt une aor ied s ond d ant DE- 70. he is tme,Reaoralgesi t Se i lt le n he condAme d Co ai t tçglt nde mpl nt ha ialhought ofi al he fci compe a i pl l ns ton an ooked lke t r we e ot rf t sbesdest num be ofe olm e s i was i he e r he acor i he r nr l nt, t not ngmor t nadig s dpl t pa unlwf c hi e ha s uie an o y a ul ompe ai t t ( nston o he AdmisonAdviorl' si s s.' (d a : l. 1 t9 ) C. Publc D i cl ur i s os e i M e a Cov r getfKapl ' Co . di ea ? an s mpen aton ofAdmison Advs s6 s i si ior On Nove mber7,2003,The Wal Stee l r tlour publs d a a tcl enttedKa an nal ihe n ri e il pl T a qo msI t Bi Ope ao o - d S h os ( 5 0 1 a p 1 4- 8) T e Wa l te t r nf r no g r tr fl a e c o l. DE- 8 -0 t p.7 7 . h l Sr e r J u n la t l ma e t ef lo n sae n sa o t p a ()Ad s inAd io s to sa d o r a ri e k s h o lwig ttme t b u Ka ln: 1 miso v s r' j b n c r ie hn eo me tn q a trys lsg as'( )t et ido g miso Ad io s)a n a as s ig n eig u rel ae o li 2 i -hr f Ad si n vs r' n u l ' on pa i ce s d pe d o h w ma yp o pe tv su e t te e r li a ( )ff( miso y n ra e e n s n o n r s cie t d ns h y n ol' nd 3 i Ad sin ' l Ad io s misg asfrmo et nt q a tr,h yc n ls ter o . (d) v s rj s o l o r ha wo u re s t e a o e h ij bs' 1 ' Fi a ahafye r l tr i M ar h 200 Cons r Di s publs d a ari l e il ve nd l a s ae , n c 9, ume s ge t ihe n tce ntted De r e o fc l T eT uhAb u Onie Un v r iis ( 58 - 0a p 1 0 1 9) Ths g e s fDf lut h r t o t l y: n ie ste . DE- 0 1 t p.8 - 8 . i a tcema t f lowi sae nt a Ka a ( )û ei e viwe f me rcuiesa ... ril de he ol ng ttme s bout pln; 1 ' ntr e d or r e r tr t W fk aorobecst t c iertonofboht a tce me i i t ss tona lelt j t o he onsd ai t he rils ntoned n hi eci s he r a H oweve ,neihe a tc e i be ng us d t es a i h t t ut oft m a t r a s re i t a s y. r t r ri l s i e o t bls he r h he te s s e td n he a tc es l t ad,t y a e be ng us t esa i h t t m e a r t d o c r a n i onnaton ri l . nse he r i ed o t bls hat he di epore n e t i nf i a whe t ti o ton wa ma pu i byt m e ar tng. W he he t i br ton i nd n ha nf nna i s de blc he di epori t r he nt ma i n t a tc es i t ut uli ir l va . Cons que l t a tcl s a e nothea s a m a be he r i l s r hf s r e e nt e nty, he r i e r r ay nd y cons de e i r d. Ka ln. . os yt erpa a dj bsau we eb s do t en mb ro su e t ta te p a . wh a h i y n o tt s r a e n h u e f td n s h t h y enr ld'a ( (-wof rKa a a s i ofi e swhom wei ewiwe ...syKa a ole ' nd 2) t- onne pln dmisons tc r l ntl e d a pln m a ge e wasc e ult s t i s a i swe ebengevauae o qua ia i f c or ,s h as na m nt ar f o ay her alre r i l t d n lt tve a t s uc pr es i im and t quaiy ofphonei e viw s of sonals he lt nt r e .But i r a iy,he s y, y r ieswe e , n e lt t y a pa a s r bas d o ho m a sude sar r t rc d e ol. l s tt y s y,t mor sude st a e n w ny t nt ec uie oul nr l n hor, he a he e t nt hat r c uierenr l d,t mor pa a r c uie got- r r es ofpr es i ls ort e er t ole he e y e r tr ega dl s of sonaim elphone s ls' (d) kil.' 1 i. Rel o ' D e ii Te tm oqv7 i at r s pos ton s i Re aorwashie by Ka a i Aprl2005 asDie oroft Sc lt rd pln n i r ct he hoolW ihi a Sc t n hoola nd sa i t postonuntlAugus 2005.(7 592- a 1 5- 2;5 1 1 ) Fr Augus 2005 tyed n hat ii i t 1E- 9 t 4: 1 4:4- 7. om t untlM ac 2006,Relt wa apr e s i t SchoolW ihi aSc .@d.a 58: 1 ) l i rh aor s ofs or n he t n hool t 5- 4. n M ac 2006,Reaorbec meac rc um de lpe .(d a 77: 1 ) Relt wa frdi rh lt a uriul veo r l t 8- 3. aor s ie n Augus Of2006.(d a 1 1 ) Reaorne rwor i t AdmisonsDe rmentwa ne r t 1 t 4- 7. lt ve ked n he si pa t , s ve 7 aorha alos tedaDecartone cuedi No mber201 ( 5 l a Relt s s ubmit l ai xe t n ve 6 DE- 92- 3) nd a he exe utdi 201 ( 624- 5) Bohweee c e a trhi 20l6de ii .The not r c e n 7 DE- 1 . t r xe utd fe s postons Co r wi n tc n i r h De lrto sb c u eça nafd vima . . edirg r e a as a u t l o o sde t e caain e a s l l fia t y . b se ad d s h m l l whe apa t hasgi n cea a we st una bi n ry ve l r ns r o m guousq si whih ne t t e se e of ue tons c ga e he xit nc a yg n ieis eo maeil a t. .(ndt a p ryatmp s t ee fe (ol raes c a is e n e un su f tra fc . a h t a t te tl h r atr t c e t u h n su wih a a fda tt tm e ey c r cs wihoute a to pr vi l gi n clart si ony.' t n f i vi ha r l ontadi t, t xplnai n, e ous y ve e e tm ' Tipe v CeotxCor ,805F. 949,95 ( 1h Ci.1 (ntr quot i omit and p ns . l e p. 2d 4 1 t r 986) i enal atons ted brc t i o i nal.ReltrsltrDe aainsclal a une voc lyc rdithi e ler a kes n rgi ) ao ' ae clrto e ry nd qui al onta c s ari de ii t tmony.Ass tf t bel Relt r peae yt si d t thene rhe r a one poston esi e orh ow, a or e tdl e tûe ha ve a d ny s t tAdmison Advior we eco ns t s ey oronl on t bassofe olmen s l ay ha si s s r mpe aed oll y he i nr l t . n c r t hi Deca a i nsr pe t dl sae t tGr M a i r pe t dl sa e t tnoot rf c or ontas, s lr to e a e y t t ha eg rno e a e y tt d ha he a t ot rt ne olme swa consdee i AdmisonAdviorc he ha nr l nt s i rd n si s ompe ai (3E- 1 a ns ton. 1 592-3 t ! C.DE- 4- 5a ! A,4. ) Furhe , pierpeae yt tf ngt thewasne r 4. ; 62 1 t !2. C. t r des t e tdl esiyi ha ve i ved i t c nvol n he ompe ato pr e si a wa t De a a i sa et tRea orhaspe s l ns i n oc s n ny y, he clr tons tt ha lt r ona knowldgea t a iai oft c e bout he pplc ton he ompensto plns (7 592- 3a !5. ;1 624- 5a ain a . 1E- 1 t B. 3E- 1 t !5. )Thus t De l ai a B. , he cartons mountt s m afda t a wilnotbec i rd. o ha fi vis nd l onsdee 11 r s ns bl f e oli s ude s a ne rr i w e t pe f m anc ofA d i s on A dvi or . e po i e or nz lng t nt , nd ve ev e d he r or e m si s s (d at1 . 4,1 : 11 59. 160: 1 77- 78;3,78: 79: )Reaorha nope s l 1 72- - 9 3- ; 2 - 1 ; . 23- 1 - 25- 7. lt s rona lnowldgeabouthow Ka a compenstda ofise o si 2007.(d a 1 8- 3. t e pln ae ny t mplyee n 1 t 95: 1 ) Re aorl a ned a lt e r boutho Admi sonsAd s swe e c w si vior r ompens t fom m e tngshe aed r ei at nde and t ki t admisonsofier ,a s i nse pl es a i vi s hool te d, al ng o si fc s dmis o m oye , nd ndi dual c prsde s (d a 20: 22: ) Relt doesnotrme ra nea t me tngss yi t e i nt. 1 t 20- 23. aor e mbe nm t he ei a ng hat Ad si Advior weec mison s s r ompe atds el ont ba i ofe olme numbes (d a 27: ns e ol y he ss nr l nt r. 1 t 23- 29:9. I s a ngwihe oye sa t v rousKapln shool,Reaorwast dt 1 ) n pe ki t mpl e t he a i a c s lt ol hat Ad ison Advior who b i i mor sude sm a m o e mone butno oneeve t d Re aor m si s s rng n e t nt ke r y r ol l t t tAdmi son Advior s lre we ebas d s el o sude e olm e s e eptf one ha si s s' aa is r e ol y n t nt nr l nt , xc or p o e s r (d a 4 4 1 ; 4:- 3 5 2 2 : 33- l) Reao wo l s mei ss e r fs o . 1 t 6:- 0 4 3 l ; 4:0- 5 7 : l . lt r u d o t me e do m e swih Adm ison Advior 'name ,s l i ,a t num be ofe olm e st y ha cu nt t si s s s aares nd he r nr l nt he d. (d a 51: 6. 1 t 3- ) Relt rdoe notkn wheherf c o sot t t num be ofe olme swe e ao s ow t a t r her han he r nr l nt r c i rd i deemi ngs l is (d a 57: 58: ) Nordoe Reltrknow how any onsdee n tr ni aare . 1 t 25- 4. s ao idv d a Ad si Ad s rss lr wa a j se (d a 8 14. Reao n ve ra n ii u l mison vio ' aay s d u td. 1 t 7:- ) lt r e r e d Ka a sofi a c pln' fcil ompe atonplnsa whe as d,wasnotfmii wiht Ge Pln.(d ns i a nd, n ke a lar t he m a 1 a 2011 20,21 1 21 5. Reltrne rrviwe AdmisonAdvios'compe ai flst t :7- . 2:9- 3: ) ao ve e e d si sr ns ton ie o de e mi whehe t y we ecompe aed i ac or nc wihKa a sco pe a i pl ns t r ne t r he r ns t n c da e t pln' m ns ton a , nev c er onduc e a a t t de e m i whehe c t d ny udis o t r ne t r ompe ai ofe oye wa donei ns ton mpl es s n ac or nc wih t pl a ne rr vi c da e t he an, nd ve e ewed a i vi lperor nc r ewsor ny ndi dua f ma e evi compe ai adusmenst deemi whehe t yweedonei ac r ewihKa a s nston j t t o tr ne t r he r n codanc t pln' c ompe ai pln.(J.at223:0- ) ns ton a f 1 24. O n Se e be 28 2006, a o s n a l te t t D OE a l gi t tK a a was pt m r , Rel t r e t e t r o he le ng ha pl n c ommitngfa ( 624- . Thelte a s rst Ka anç fcil c ti rud. DE- 1) etr s e t hat pl i i as ommit faudby of ted r fliyngd ume st ge a ovalfrc rai c l ede e pr r .'(d. Thelte as asfi oc nt o t ppr o e t n oleg gre ogams' 1 ) etr lo sae t tBe W ic i sa1t evi eyouwilne d. (d ) Reat t tfe t ti tts ha n lox l l he denc ha l e' 1 ' l or esiid ha n f lw- c olo up onve s t o w ih t D O E,he t d t D OE t tAdm i s on A dvi or m a m or r a i ns t he ol he ha si s s ke e t npr esor a t tt yge padb t numberofsude st ybrngi ( 592- a ha of s s nd ha he t i y he t nt he i n. DE- 9 t 1 4- 79: ) Afert conves tons Reaors ntaf l upe i t t DOE,n whihhe 78: 1 9. l he rai , lt e olow- malo he i c s a ed t tS n W ic w il...brng you a 1t evi nc you ne t pr e t t s c e. t t ha t Be l ox l i 1 he de e ed o os cu e hi as ' ' ( 62 4. DE- 4- ) 1I Sum m ar Judgm e St . y nt andar d S mma yj d me ti a p o raewh nih pe dng . . h w ta t r i n g nun u r u g n s p r p it e t e la i s . s o h thee s o e ie t is ea t a ymaeil a t ndt a temovn p ryi e tte t aj d me t samatro su s o n tra f c a h t h i g a t s n ild o u g n a te f lw. An e s nv fie t Lo b , n .47 U.. 4 , 47( 98 ) HCA He lhS r s o .I c a ' d r o . b r b y I c, 7 S 2 2 2 1 6 ; ' y a t e v . fGa, n . v Emplyer He t Is Co.240F. 98 991(11hCi. ) Oncet movi pat . o s aIh n . , 3d 2, t r 2001. he ng ry de monsr t t a e e ofage neis ofma e i f t t non- o ng pa t m us S m e ta es he bs nc nui s ue t ral ac, he m vi ry tk eo f wa d wih tpe ii f ct s or r t s cfc a s howi t tt r i age neis f ti l'' M atus t El c ng ha he e s nui s ue or ra .' s hia e . I s Co.v ZenihRadi Cor ,475U. 574,587( 986)( i Fe R.Ci P.56( ) The ndu . . t o p. S. 1 quotng d. v. e). Cou tm us vi t r or a a1 f t i e enc t r f om i t lg m o tf vor bl t t r t ew he ec d nd 1 ac ual nf r es he e r n he i ht s a a e o he no movi pa t a de dewhe he t'he e de epr s t as fc e diag ee nng ry nd ci t r 't vi nc e en s ufii nt s r mentt o r q ies b sint aj r o wh t e i i s o esd dt a o p rymu t rval samatr e ur u miso o u y r eh r t s o n -ie h t ne a t s p e ia te oflw.' Ale v.T onFood ,I . 1 F.d 6 646( 1hCi.1 ( igAnderon,477 a '' ln ys s nc, 21 3 42, 1 t r 997) quotn s U. at25152). S. - ) I o po igamo inf rs mma yj d me t ten n- vngpat ma no rl s ll n p sn to o u r u g n ,h o mo i ry y t ey oey on t pladi , mus s he e ngs but t how b a fda t,de ii ,a we st i e r t i ,and y f vis postons ns r o nt roga ores a i s onst ts cii f t exi tdem ons r tng a ge ne i s f t i l Se Fed.R.Ci P. dm s i ha pe fc ac s s ta i nui s ue or r a . e v. 56() () s aloCeotxCop.v Catet477U. 317,3 ( 986) A meet cntla' c, e ; ee s l e r . r t, S. 24 1 . r l i il'of s e de s vi nce uppo tng t oppos ng pa t spos ton w ilnots fc i t a t r m us be a r i he i r y' ii l uf i e; ns e d, he e t s fiin s o n t a tej r c udra o a yfn f rt tp ry.An e s n 4 U. a 25 ufce t h wi g h t h u y o l e s n bl i d o ha a t d r o , 77 S. t 2; s ealo Walerv Dar y,91lF. 1 3,1 77( 1hCi.1 . e s k . b 2d 57 5 1 t r 990) 11 D i si 1. scus on Ka a s e ss mmayj d me t e a s Reao ' camsaeb re b t p l pln e k u r u g n b c u e lt rs li r a rd y he ubi c di c os e ba oft FCA ,a Re a ori notan l i na s c ' a bec e Re at ca s l ur r he s lt s k gi l our e,' nd aus l or nnot or esa i h a loft e e e sofhi cl m s Be a e t r wasa publc di cl ur oft f c ua t bls l he l m nt s ai . c us he e i s os e he a t l ba i ofRea orscai prort Relt rm a ng t cli sa hei nota orgi s c , ss lt ' l m i o a o ki he am nd s n i nal our e Reat ' cai a e ba-e Howe r e i t cai swe enotba r byt pu i dicl u e l ors l ms r l d. r ve , ven f he l m r red he blc s os r b r s mma yj d me two l b a p o raeb c u eReao c nn t sa ls a1 fte a, u r u g n ud e p r p it e a s lt r a o e tbih 1 o h ne es a y eeme sofhi cai s c s r l nt s lm . 4.R e a or' Cl m sA r B ar e b t PublcD i c o e Bar l t s ai e r d y he i s l sur a l 20 7 wh n Reao frt ie t i s tt ep b i d sl s r b rc e tdaj rs ito a n 0 , e lt r is fld hs ui h u lc ico u e a r ae u idcin l , ba t s t I sa e r o ui. t t t d: ( )A)Noc u t hal a ej rs ito o e a a to u d rt i s cinb s du o te 4( o r s lh v u id cin v r n cin n e hs e to a e p n h publc di c os e ofa l tonsort a a tons i a c i i ,c vi,o a i s r i i s l ur lega i r ns c i n rm nal i l r dm ni tatve he r ng,i a c a i n ongr s i l ad i sr tve, G ove nm e A c e s ona , m ni t a i or r nt countng O fi e r po t i fc e r , he i a t ori tga i orf om t ne s m edi unl s t ac i i br arng, udi, nves i ton, r he w a, e s he ton s oughtby t A tor y G e r lo t pe s b i ng t a ton i a orgi ls c oft he t ne ne a r he r on rngi he c i s n i na our e he 14 i or a i nf m ton. ( F rp r os so t spaa rp ' iia s u c 'me nsa id vd a wh h sdrc B) o u p e f hi rg a h,l gn l o r e' a n n i iu l o a ie t or a i nd ndepe ntknowldgeoft i onua i on whih t alegai ar bas and ha nde e he nf ton c he l tons e ed s vol a iy pr de t i onna i t t Gover e be or flng a ac i n unde t s unt r l ovi d he nf ton o he nm nt f e ii n to r hi s c i whih i ba e on t i or ton. e ton c s s d he nf ma i 31U. C. 37 ()4 ( -B)( 0 )8 Ka ln ag e ta Reao ' camsaeb s do S. j 30e ( )A)( 2 06 . pa r u s h t ltrs li r a e n publc ly dic os d i or i and t tReat i nota orgi ls c a de d i t FCA . ia l s l e nf maton ha l or s n i na our e, s fne n he Th Elv nhCic i a p isat rep r ts t d tnn n i ac u t s u idito wh na e e e t ru t p le h e a te t o ee i e f o r ha j rs ci n e publcdicl ur i asetd;11 ha t algai ma byt pli ifbee publc ly i s os e s s re $4) ve he le tons de he antf n ial dicl e ( i s i t dicl e i or tont ba i oft pli ifss t ( i yes i t s os d;2) f o,s he s os d nf mai he ss he antf ui; 3) f , s he pli ifa Srgn ls u c ' fta i o main' o rv BleCr s & BleS edo antf n o iia o r e o h tnfr to . 'Co pe . u o s u hil f Flrd , n . 1 F.d 5 2, 6 n4 ( 1hCi. 9 4) o ia I c, 9 3 6 5 5 . 1 t r 1 9 . 8n201 t l l 0 he angua ofs e ton3730()4)A)wasa ndeda t tr ge ubs ci e( ( me nd he em iu idcin' srmo e Thec re ts bscinr a s j rs ito 'wa e v d. u rn u e t e d : o ( ( Thecou ts l dimisa a ton o cam unde t ss cton, e soppos dby 4)A) r hal s s n ci r li r hi e i unls e t Gove nme ,i s tnta l t s m ea lgatonsorta ac i a aleg i t he r nt f ubsa ily he a le i r ns tons s l ed n he a ton orcai we epublcl dicos ci lm r i y s l ed ()i aFe a ci na, vi,ora nitai he rngi whiht Gove n nt i n derl rmi lci l dmi srtve ai n c he r me o is a nti a pa t r t ge s ry; (i i ac r sonalGove me Ac ount lt Ofi ,orot rFe rlrpor, i) n ongesi , nz nt c abiiy fce he dea e t he r ng, t ori s i ton;or a i audi, nve tga i (i)fo t en wsme i, i rm h e i da unl st a ton i br es he c i s oughtby t Ator y Ge r ort pe s brngi t a ton i he t ne ne al he r on i ng he ci s a o i i ls ceoft i or ai n. n rg na our he nf m to 31U. C. 3 0e ( )A) Th s t i s bscin i n w c nsd rdno -u idito a a dte S. j 73 ()4 ( . u ,hs u e to s o o iee nj rs cin l n h publcdicl ur ba ma now berie asaba i f a1 b)6)moi t dimisora an i s os e r y as d ss or 2( ( ton o s s s afr tv d fn e S e Un tdSatse r l Os rf v Hu n , n . 7 6F. 8 5 81 - 1 f maie e e s . e ie t e x e. heo f . ma a I c, 7 3d 0 , 0 1 ( 1hCi. 5) TheElve hCic thashel t tt a nd nti notr toaci Unie 1 t r 201 . e nt rui d ha he me me s er tve. td St e e r .Sal v v Fr s nisM e calCar Hol ngs I . 84lF. 927,932n. ( 1h ats x el diar . e e u di e di , nc, 3d 1 1t Ci.201 . r 6) 15 i The e rW.a Pu i Dic o ur and t Pu ialvDi l e I or i i t . r PC blc s l s e he blc l scos d nf maton s he BasstfReat ' Cl ms i ? l ors ai l t i t ntm at ,t ba i ofRea orsc am swa publc ly dicl e prort t n he nsa ter he ss lt ' l i s i a l s os d i o he flng ofRel t ' Sec Am e ii a or s ond nded Com pl nt W hie The W al St e tJour ari l onl ai . l l re nal tc e y sae t to t r ofAdm ison Advior 'pa wa bas d on e olm e , he Con ume sDi s t td ha ne-hid si s s y s e nr l nt t s r ge t a tcl m a s a e e svi t ly i ntc t Rel t ' c r ntalega i - t tA dm i s on ri e de t t m nt r ua l de i al o a or s ur e l tons ha si A dvi orpa w a ba e s el on e r l e sa t tt qualt tve f t s s h a s y s s d ol y n olm nt nd ha he ia i ac or , uc s pr es i im a t quaiy ofpho i e vi ,we ei e de pier pr s nttonst t of sonals nd he lt ne nt r ews r gnor d, s t e e e a i o he con r r Thes sa em e sar t s m e asRel t r saleg tonsi t 2009 Se ond A m ende t a y. e t t nt e he a a o ' l a i n he c d Com pl i t w hi h ale i lhough t ofi i lco pe a i pl n l a n , c l ge: ç t A he fc a m ns ton a ooke lke t r w e e ot r d i he e r he f t s be i t num berofe olm e s i w a not ng m or t a di g s d pl n t pa ac or s des he nr l nt , t s hi e han s ui e a o y unl w f c pens t o t r c uie s' a ul om a i n o e r tr . ' Relt rar st thedi nota t ly ba e hi c am son t i or ton i t a o gue ha d c ua l s s l i he nf ma i n he Cons r D i s a tc e a t tt s ii A d i s on A dvi or na e i t Sec ume s ge t ri l nd ha he pec f c m s i s s m d n he ond Ame e Co litwe en t a di t ea t l.Ho v r t emao iyo c u t t a h v nd d mp an r o n me n h ri e we e ,h j rt f o rs h t a e c co i r d t is ha c l d t tç l ws ti bas upo publcy dicl e a l a i nsde e he s ue ve oncude ha ' a ui s ed n a i l s os d leg tons when t r a orsale tonsand t publc ydicos d alegai nsa es tntaly sm ia ' he elt ' l gai he il s l e l to r ubsa i l i ln' Gl e v Woun Car Cons t s I .570F. 907,91 (t Ci.2009)(ii Se as r . d e ulant, nc, 3d 5 7h r ctng cond, Thid,Fit Si h, ght Ni h,Tent a D. Cicuisasi ac dl s ealoCoo r l r fh, xt Ei h, nt h, nd C. r t n cor ; e s pe , 9 F.dat567- (ttngt t'hege r defnii ofl e on'i iuppo tdby'' fndi 3 568 sai ha é t neal i ton basd s s re 'and i ng t t at ha , lhough r l t di s t i i pe ntr s a ch o hi own,t r ha bee a publc e a or d ubs antal nde nde e e r n s he e d n i dicos e .Thus r r es oft s ii e s l ur) ,egadl s he pecfc xamplsale di t Sec Ame ed e lge n he ond nd 16 Compli ,t aleg i nsi t Sec Am e ant he l ato n he ond nded Co pl nta t i or ai i t m ai nd he nf m ton n he Con sume sDi s a tcl ar s t ntal sm ia be aus t y aleget s r ge t ri e e ubsa i ly i l r c e he l he ame fa - t t r ud ha Admison Adviorpa wa ba e s ey on enr l e sa t tt quaia i f c o s s h as si s y s s d oll olm nt nd ha he lt tve a t r , uc pr e sona im a t qualt ofphone i e viws wer i e de pieKa an' of s i ls nd he iy ntr e , e gnor d, s t pl s r pr se a i t t c r l . e e nt tons o he ont a' y Relt as mai anst thi cai pr - t st Cons r D i s a tcl Howe r aor lo nt i ha s l m e da e he ume s ge t ri e. ve , hi cli t tAdmi son Advior pa wasbas d s ey on e olm e sa t tt quaia i s a m ha si s s' y e oll nr l nt nd ha he lttve f t si t Ge Pl we es msdo notpr - t t Cons r D i s ari l Thes acor n he m an r ha e da e he ume s ge t tce. e alegai nswe eno r ied untlRe aorfld hi Se nd Am e l to r t as i l t ie s co nded Co pl i on J 24,2009. m ant une The Cons r Di s a tc ewa publs d i M ar h 2009.Thus t bassofRea orscure ume s ge t ril s ihe n c , he i lt ' r nt cai swa publcal dicl e prort Re aorflng t Se ond Am e d Compl i .See lm s i ly s os d i o l t ii he c nde ant Roc lI e natonalCor v Unie St e ,549U. 457, 7 ( kwel ntr i p. . td ats S. 473-4 2007)(nquit a i i am cton c u t mus lo a c mpli ta frt as scam t d tr n j rs cinu d r bi o rs t o k t o anth t is r ie li o ee mi e u idito n e pu l c dicl ueba) Cons que l t Reaorc nonl avoi t publcdicos ebari hei a s os r r. e nty,he lt a y d he i s l ur f sn l i na s c ' s gi l our e. or ' i. Rel or I N otan Or ti alSour e i at s i n c A s s touta e bove, orgi s ur e m us ha kdie ta i pe ntknowl dge oft an i nal o c t ve ç r c nd nde nde e he i onua i on whi t alegai a eba e ' TheElve h Cic tha sa e nf ton ch he l tons r s d. ' e nt r ui s t t d: Thephr s S r ta i pe nt'i mos na ur ly r a ascr a i a e r lmi a e t ec nd nde nde ' s di t t al e d e tng n xteme i t on s c e ondha knowldget ti s fcintt qualf a a So i na s c ' Bengt d nd e ha s ufi e o iy s n lrgi l our e. i ol ' wha a t rde t e i doi i am os ne es a iy no die tknowl e oft t t no he parm nt s ng s l t c s rl t r c edg ha de r m e t s be vi . pa t n ' ha or Unie St e e r lSal v r Fr s nisM e c Car Hol n ,I . 8 1F. 9 936( 1h td ats x e. diar . e e u dial e digs nc, 4 3d 27, 1t Ci. 6) l Sal v ,t El nt Cic thedt tt r aorwasno a orgi s r r 201 . n diar he eve h rui l ha he elt t n i nal ouce be aus hel r d oft a lgedf a fo ot r , d no diec knowl dgeofhow t c e ea ne he le r ud r m he s ha r t e he a lge y fa e bilng oc r d, nd hedi notwor i t bilng de t nt 1 Fort le dl r udulnt li cure a d k n he li parme . d. he s mer a ons Relt i nota orgi s r i t i tntm at r W hieRe t c e t t a e s , a or s n i nal ou ce n he nsa te . l alor ontnds ha hei a orgi ls ce t r i no evi nc t thewa die l i ved i t de l s n i na our , he e s de e ha s r cty nvol n he ve opme of nt t Gem Pl n,ora ot rc pe a i n pl n;t the w a i v i Adm i s on A dvi or he a ny he om ns to a ha s nvol ed n si s r vi ws t th wasi v i de e mi ng Admison Advior s l is;ort theev e e ' ha e , nvol ed n t r ni si s s' aare ha er wo ke i a a s i nsde rm e whiea Ka a n f c ,Re aorha t tted t hi r d n n dmis o pa t nt l t pln.I a t l t s esii hat s knowldge c me fom wha hehe r ot rpe es y a l ng ove t s de ofot r t e a r t a d he opl a nd ooki r he houl r he s o s et docu nt t tot r br htt me tngs ( 592- 0a 278:6- l1 326:5e he me s ha hes oug o ei . DE- 1 t 1 279: ; 1 328:5. Notbl i hi contctwiht DOE,Reaorrpeae ysae t Be W ic had 1 ) a y,n s a t he lt e tdl ttd hat n lox t e d eofKa a sfa e aci te ;Re aorne rsa e t he ha a evi nc of he vienc pln' r udul nt tvii s l t ve tt d hat d ny de e t faud. Thus Rea ori nota o i nals c he r , lt s n rgi our e. B.Rea o Ca t t bikt Elme so sCli lt r nno Esa ls he e nt fHi a ms Eve i Rea orscai swe enotba r d by t publc dic os e ba oft FCA, s n f lt ' l m r re he i s l ur r he hi c am swoul f lbe us he c l e t bls aloft elm e sofhi cl m s l or rt li d ai ca e amot sa ih l he e nt s ai . n de o prvalonhi f s c rii toncai , aormus esa ihf elme s : 1 af s e i s ale e tfcai l ms Relt t tbls our e nt:6 ) ale ( sae torfa e c s ofc ttmen rudulnt oure onduc,( ma wih si e ,( t twa maei , ausng t 2) de t centr 3) ha s tralc i ( t g r ntt pa outmone orf fi mone due. Ur la- azv. pl 4) he ovenme o y y oret ys ' quil Di Ka an ' Unieri 780F. 1 1 ( 1hCi.201 ( tngUnie St e e r lHe v st y, 3d 039, 052 1 t r 5) quoi td ats x e. ndow v . Unv ri o o nx 4 F.d 1 6 ,1 7 ( t Ci. 0 6 ) Un e af lec riiaincam, ie st fph e i, 61 3 1 6 l 4 9h r 2 0 ). d r as e t c to li y f a e a i i tt i c n bef n duc tonal nsiuton a ound la eunde t FCA,by f lel c riyi t t DOE i i bl r he a s y e tf ng o he n 18 t i tt i s PPA t ti w ilc pl w ih f de all a r gul tons Ur la- i ,780 he ns iuton' ha t l om y t e r aw nd e a i . quil D az F. at1 3d 045.l ot wor ,t f le sae e i t ce tfc ton ofc n her ds he a s t tm nt s he rii a i ompla i t PPA. ince n he 9 I t sc e,t r e ntf l e s a e e i Ka a sce tf c ton ofco pla e w ih t n hi as he el va a s t t m nt s pl n' r ii a i m i nc t he i e i co pe a i ba nc ntve m ns ton n. Ka ln ag e ta i i e tt dt s mmayj d me tb c u eReaorc n o e tb ih pa r u s h t t s nil o u r u g n e a s lt a n t sa ls e t eeoft ef el nt, l t t ( )Ka a acualymadeaf s cli orsatme ;( hr hes our eme s namey ha; 1 pln t l ale am t e nt 2) Ka ana tdwiht rquiies e e;a ( a f lesae pl ce t he e st cintr nd 3) ny as ttmentwasmae ilt t tra o he G ove nm e ' de s on t r l as Til I f ndst K a an s ude s The r or e de e r nts cii o e e e te V u o pl t nt . ec d vi nc underc est f c t Relt c nnotesa ih t tKa a a t wih s i nt r Ther f e s or he a t hat a or a tbls ha pln ced t c e e . e or , Rea orc nnote tbls ane s l ee e ofhi f lec tfc ton cli .o lt a sa ih ces ay lm nt s as erii a i a m l i Le St . gal andar zf Scçntr d or i e The Fale Cl msAc doesnotr quiepr ofa s c fci e t de r ud;i tad,i s ai t e r oof pe ii ntnt o fa nse t de i st t r si fne he em l knowi 'a ç ng' nd i knowi y' t me t tape s ngl ' o an ha r on: ( )hasa ua knowldgeoft i or to 1 ct l e he nf main; ( acsi delbeat i a eoft tut orf st oft i or in;or 2) t n i r e gnornc he r h aliy he nf mato ( )acsi r kl sdir ad oft tut orfliyoft i onnai 3 t n ec es seg r he r h ast he nf ton, g hiet Se ond Ame d Compl i , r gr ph 11 al gest tKa a alo w l he c nde ant pa a a 3, le ha pln s i erii d on a a k tfe c n nnua basst ti m e al t r quie e t f rpa tcpai unde t Hi r l i ha t t l he e r m n s o rii ton r he ghe Eduea i Ac a r ultons'ne t rsdeha i c t d t tt e a lge a ton t nd eg a i ,' ihe i s ndi a e ha hes le d nnua c rii to l e tfcai ns a epar oft vol nousr c d.Norha et rsder ie t s ce tfc to i t r r t he umi e or s ihe i as d he e riia i ns n hei s mmayj d me t p r .Th , h o l c riiain a is eaet PP u r u g n pa e s us t e ny e t c to s t su r he A. f lBec us Rel t r c nnote t bls s e e ,t Cour ne notaddr s whet rt ot o a e ao a s a i h ci nt r he t ed es he he her ee e sofaf s c rii a i c am ha bee me . lm nt ale e tfc ton l i ve n t an e t ua e l 31U. C. 3 2 ( )( 0 6 .1R elt ar st tK apl act d w ih act lknow ldge,asw el S. j 7 9 b 2 0 )1 a or gue ha aswih dei r t i a eori r kl sdir a d o t tut Ka an a s rst tt ei no t lbe a e gnor nc n ec es seg r f he r h. pl s e t ha her s evi ncet ti a t wih s i ntra t tt e de i c t st tKa a at de ha t ced t c e e nd ha he vi nce ndia e ha pln tempt dt e o c ompl a di i f tcompl wih t i ntveco pe a i ba y, nd d n ac y, t he nce i m ns ton n. Thelknowi ' l m e oft FaleCl m sAc wasnotm e tt punih hones m itkes k ng'e e nt he s ai t an o s t sa ori r c cai s ncore t l ms ubmit t ough mer ne i nc ,i wasm e ntt r c l he k tih't ted hr e glge e' t a o ea h i osrc ype t st ton whe ea i vi lha S re hi hea i t s nd'a f l t m a smpl iua i r n ndi dua s bu i d s d n he a nd aied o ke i e i re whih woul aer hi t tf lec am sa ebe ng s it d. Ur la- i 78 F. nquiis c d l t m ha as l i r i ubm te ' quil D azs 0 3d ' a 1 2( i S. p.99- a 21,rprntd i U. C. A. 5266,528 .Rec es t 058' quotng Re 345, t e i e n S. C. N. 6) kl s dir r ha a s bee de c i d a i n e r ve son ofor na y neglgenc ' U S.v Krze sega d s lo n s rbe s ç xteme ri a di r i e. ' . i k, 111F.d93 942( C. r.1 .Thus whieadee antne nothavea a t litntt 3 4, D. Ci 997) , l fnd ed n cua ne o de r hemus havea t d wih mor t n mer ne i ncei s itng t c am . faud, t ce t e ha e glge n ubm ti he l i i. FàeRe or ïvde Doe NotEsabls k e er i c d i nce s t ih s a/ k/ a. TheEvi nc Re r ng Sc e era t Si ni oft PPAS de e ga di i nt t he g ng he Relt rha no s a o s t hown t tKa a sgne eihe t 20 o 2007 PPA knowi t ti ha pl n i d t r he 04 r ng ha t wa noti c pla ewih t i e i co pe a i ba The e i no e de e t tet r s n om i nc t he nc ntve m ns ton n. r s vi nc ha ihe Kebe orConl kne ors dha known t Ka an wasnoti compla wih t r r on w houl ve hat pl n ince t he l'heFa s Cl msAc wa a e d i 2009. W hiet de i ton ofk l r l e ai t s m nde n l he fnii ç knowi ' di no ng' d t c ng t numbei oft s ci c ng si l l i now 32U. C.j3729( ( ) ha e,he rng he e ton ha ed lghty. t s S. b) 1. IRelt a gue t tt dic son ofs e e i Ur la- azi i pplc bl be us z aor r s ha he s us i cint r n quil Di s na ia e ca e t dic son wa i r f r nc t a he r l t ' cai s unr a e t t i e i he s us i s n e e e e o not r e aors l m , elt d o he nc ntve c ompe a i ba Howe r not ng i t Elven h Cicui' opi on i c est tt ns ton n. ve , hi n he e t r ts ni ndiat ha he de i ton ofs e era pr ofs i nt rw oul dif rba e on t por i oft PPA a i s fnii ci nt nd oof c e e d fe s d he ton he t s ue ort f r lsaut aleg y vi ae he ede a t t e l edl ol td. 20 i en i c nc tve ompens ton ban a t tmet y sgne t PPAs1 Bot t sii d t tt y bele ai t he i he i d he .3 h e tfe ha he ived t tKa a wasi compla wih t i n i c ha pln n i nce t he nce tve ompe ai ba a whie net rc ns ton n nd, l ihe onduc ed t a i pe nti tga i bot r led ont rs r na e t ke t n nde nde nvesi ton, h ei hei ubo di t s o ep hem i or d a t nf me bou com pla e. i nc Ke be satd t t i a ton t r l ngon pe e whom hebe i d t bee le i r r t e ha , n ddii o eyi opl leve o xce lnt n t i ar a ofe riea r te t hi s ns ofi eg iy,healo r le on t opi onsofbo h her e s xpe ts nd el ced s e e nt rt s ei d he ni t i i and outi c nsde sde ouns lt e u ec e o ns r ompla e.M or ove ,du i Ke be ' t nur ,no oft inc e r rng r r s e e ne he a nnualTil I a t i ntfed a po e i vi ai oft i ntveco pe a i ba Nor te V udis de ii ny t ntal ol tons he nce i m ns ton n. di t DOE r s a is r a di t i e i co pe a i ban. d he aie ny s ues eg r ng he nc ntve m ns ton Si ia l Conl sa e t ther le on i i c m lry, on tt d ha ei d nsde ouns l aswel a hi s r na e t e, l s s ubo di t s o ens et tKa a wa i compla e wih t i en i c ur ha pln s n i nc t he nc tve ompens ton ba Not ng i t ai n. hi n he qua try compla e me i a r ulre utvet a m e tngst Conl at nde l hi re l inc etngs nd eg a xec i e m e i hat on te d ed m t t nk t tKapln wasnoti c planc wih t i e i c o hi ha a n om i e t he nc ntve ompe ai ba Addii l ns ton n. tonaly, not ng i t annua i pe ntTil I compla a t ma hi a r t tt r m i hi n he l nde nde te V ince udis de m wa e ha he e ght bepot nta vi a i oft i n i c e i l oltons he nce tve ompens ton ba Cons que l t r i no r c d ai n. e nty, he e s e or evi nc t tet rKe be orCo on kne ors d hav known t tKa a wasnoti de e ha ihe r r nl w houl e ha pln n lReao ag e t a t eCo r mu tl ka mo eta j s t k o e eo Keb ra d 3 ltr r u s h t h u t s oo t r h n u t he n wldg f r e n Conl t a t ls g soft PPA.Relt m ai anst tt cor ae knowl on, he c ua i ner he a or nti ha he por t edgedo rne cti e e t e mi ton ofs i n e t alc por t ma ge e t Howe r Relt ofe sno xt nds he xa nai c e t r o l or a e na m n . ve , a or f r l ala hort a yi t sdoc rnet quit ca e . Theonl ca eRelt ct i s eg ut iy ppl ng hi ti o am s s y s a or ies n uppor of t a yi t cor r t knowl dgedo ti t t sm at ri a s urte fa c e,ha explcty ppl ng he po ae e c rne o hi te s ec iis r ud as t t i il lmisa i a i oft docrnet s c ii sfa c es SeeI r Wordcom,I Se rte i t pplc ton he ti o e urte r ud as . n e l nc. cu iis Lii i 352F.Supp. 47 497( D. Y. )(t i çpli if i s c iishtgaton, 2d 2, S. N. 2005 satng k antfs n e urte aud c se nee no pr t ta onei vi le oy ofacor a ede enda as a t d wih a s d t ove ha ny ndi dua mpl ee por t f nt lo c e t s e e' (mphai a d) Furhe mor,e ni t Cour weet c i rt c lci cintr' e ) ss dde . t r e ve f he t r o onsde he ole tve know l dge ofK a an' m a ge e ,Rel t haspr e e no adm i s bl r or e de e e pl s na m nt a or es nt d s i e ec d vi nc i ca i t tanyoft a ge e ac e w ih s i ntr ndi tng ha hem na m nt t d t c e e . c ompla wih t i ntvec pe a i ba whe t y sg t PPAS ora a y o he ince t he nce i om ns ton n n he i ned he , tn t r tme. i b.TheEvi nc Rei d Upon By Relt DoesNotEsa ih Sc e e de e le a or tbls i ntr Relt r le on numer pi c ofr or e de et a guet tt ei agenui is a or ei s ous e es ec d vi nc o r ha her s ne s ue ofma e i f c r ga di s e e .Spe iialy,Re aorpoi st t si ony fom M i J s t ral a t e r ng cint r c fc l lt nt o e tm r ke one , e al be we n Ka a mana m e pe s m is t e pl n ge nt r onnel t c l tveknowl , he olec i edgeofKa a sDie s pl n' r dor ofAdmison, s i Admi so Advio s ve ,a Bl e halsr s sin s r ur ys nd um nt ' e pons t t 2007 DOE i r e o he nquiy a e de eofs i e . Howe r s eoft se de i i m isbl a t r ma nde doe s vi nc centr ve , om hi vi nce s nad s i e nd he e i r s , he e s dmisbl e r vi e o r t nui nots uppor Rel t r spos ton. Thus t r i no a s i er co d e denc t c eae age ne t ao ' ii i s o m a ei lf c a t s i ntr s ue f tra a t s o c e e . Relt poi st M i J a or nt o ke ones t tmony a utt de i oft Ge Pl t esa ih ' esi bo he sgn he m an o t bls t tKapln' e c i skne prort t e c i oft 2007 PPA t tt Ge Pln vi aed ha a s xe utve w i o he xe uton he ha he m a olt t i ni c he nce tve ompens i ba Howe r J s t tm ony i ca e t tt Ge Pl aton n. ve , one ' esi ndi t s ha he m an s cii ly i l ded a tonalpoi si t qu ia i s cto s h a at ndanc a tai ng, pe fca l nc u ddii nt n he antttve e i n, uc s te e nd r ni s t tt quaniai s ci oft Gem Plnwoul no bebas s eyon e olme s ( o ha he tttve e ton he a d t ed oll nr l nt. DE5 1a 1 l-75:5; 8 17- ;1 15-9. Reltra a st mant nt tbec us t s 92- t 74: 1 1 1 0: 21 82: 1 ) ao ppe r o i ai ha a e he e a tona poi swe eduplc i ofpoi sea ne i t qualt i s c i oft Ge Pl n, ddii l nt r iatve nt r d n he iatve e ton he m a ta tep nsweej tas m. h t h oit r us ha Howe r t unc e td evi nc doe nots ve ,he ont se de e s uppor Relt ' a gumen .Fis , ed on t a ors r t r t bas J 't si o t s poi s whie sm ia t poi st tc d bee r d i t qualt tve ones e tm ny, he e nt , l i lr o nt ha oul a ne n he iai s ci w e enotf exa ty t s m ec e ton, r or c l he a onduct Se nd,a mos i ra l t f c t tt s . co nd t mpo tnty, he a t ha he e poi swe e a d i t t qua iai s ci c nt r dde n o he ntttve e ton omplt l unde mi Relt ' a g nt t t e ey r nes a ors r ume s ha 22 t q ntt tve s c i wa bas d s ey on e olme s The e i no a isbl r c d e de e he ua ia i e ton s e ol l nr l nt . r s dm s i e e or vi nc t tt s non-t r poit i t qua iai s ci we enotc l ult and us d i dee m i ng ha he e sa t n s n he ntttve e ton r a c a ed e n tr ni a Admison Adviorss a y.Eve i t r we es e de e,Rea orhasnots n si s ' alr n f he e r uch vi nc lt hown t t ha J sora o he e c i kne t tt non- tr poi swe enotbei c c aed a us d i one ny t r xe utve w ha he sa t nt r ng alul t nd e n de e m i ng a Adviorss lr t r ni n s ' aa y. Ba e on e al , sd m is Adviors ve , t Diecor ofAdmis ons sknowl s ur ys and he r t s si ' edgeof Ka an' co pe a i pr c i s Rea ora s a g st tKa a kne ors d ha known pl s m ns ton a tce , lt lo r ue ha pln w houl ve t tasa i t Ge Pln vi aed t i entve c ha ppled he m a olt he nc i ompe a i ban.4 Howe r t cied ns ton 1 ve , he t e de ef ist s vi nc al o uppor Rea orsposton.Fis,Relt ha notpoi edt a sngl ema lt t t lt ' ii r t a or s nt o i e i ha i c t st tt s eba i f Ad ison Adviorc ndia e ha he ol s s or m s i s ompe ai wa e olme s W hiet ns ton s nr l nt . l he e l Re aorr leson sa et tan i r s i e olm e sco d i r as an Adviorss l r mais l t e i tt ha nc ea e n nr l nt ul nc e e s ' aay a t tt numbe ofsa t a e i nd ha he r t rs r mporantt Ka a no hi i t e aisi c t st tt t o pln, t ng n he m l ndia e ha he numbe ofe olmen s orsa t, st so ede e ni f c ori s ti a Adviorss l y. r nr l t , t rs i he l t nni ng a t n e tng n s ' aar s r de m es sin :I hi opposton,Rel t r a s s a est theha p ovi d exa pl ofAdm iso 4n s ii a o l o t t ha t 0. Ad s swho we e c vior r ompe a e bas d s el ont bassof olme s ( 641a 1 ) ns t d e ol y he i enr l nt. DE- Relt cie t t ee mpl :d ZZZ -Ex. Advior t re L'( e#5 aor ts o hes xa es 1 Ex. 2, s s Dalne bat 4270)-S ght Dwi Y'( t /1 bae /9753)9 TheCour ha s rhe t r or f t s document butha b nuna e . 9 t s eac d he ec d or he e s s ee bl t fndt m.Neihe oft eBaesnu r aepatofEx.ZZZ2 (ieda DE- l 1 a o i he t r hos t mbes r r fl t 62 - 7) nd t r i no Ex. he e s ZZZ t whi a Exhi t2 c d beat c d. Furhe ,i t i xpr de a o ch n bi oul ta he t r n he nde ovi d s pa toft c ts c s ntt c mber , lt i c t st tt ZZZ ex bisa ei Ba e r he oure y opy e o ha s Rea or ndi a e ha he hi t r n t s num be or r Net roft ct d Ba e nu be sa a i t pl c t y s d a t ZZZ r de . ihe he ie t s m r ppe r n he a e he houl s he e bisha m isng Ba e nu r .Thus t Cour,a trdii nts a c ha be n unabl t xhi t ve s i t s mbe s , he t fe lge e r h, s e eo fnd t edoc e sa ongt t an ofpage ofe hi t Re aors it d. i hes um nt m he hous ds s x bis l t ubm te U nf r una e y,t s a e nott o y r e e d e bist tdo no a a t be pa to o t t l he e r he nl ef r nce xhi t ha t ppe r o r f t r c d.Fore he e or xampl i hi Ame d St t men ofM a e i Fa t a pa agr ph 49 a i hi e, n s nde a e t t ral c s t r a nd n s A m ende Opposton a pag 1 Re a orr f e esExhi tW W W butno s h e bi wasf l d ii t e 8, l t e er nc bi uc xhi t ied i t docke and i t e ts co pr de t t Cour at rt t b l l d SW W W 'i a n he t n he oure y py ovi d o he t fe he a abe e G 's pa t tsa e il spa i i e i l l tblnk. ge ha tt s é-hi ge s nt ntonaly ef a ' ' 23 Relt alopoi st emaiss aor s nt o l howi t ta i e a a tde e mi d t ta lr num be of ng ha n nt m l udi t r ne ha a ge r Ad sin Ad io src ie t ewr n s lr a trterrv e .( 6 - 4. Ho v r miso v s r e ev d h o g aay fe h i e iws DE- 31 1 ) we e , not ng i t e e l i c t skn e ofavi a i o t i e i compens ton ban. hi n hes mais ndi a e owldge olton f he nc ntve ai l t ad, hee aisi ca et tKapln waspe f m i a t a underook c r c i nse t m l ndi t ha a ror ng udis nd t or e tve me ur whe i f as es n t ound t tt Gem Pl wasnotwor ngpr pe l Ot re l Relt rr i ha he an ki o ry. he mais a o eles upon dic sac s us hangei a oa h t ty t ha A d ison Advior f usmor ont qualt n ppr c o r o ve m s i s s oc e he iy o ic migsu e t b ic n iiigrtni o e sa t.( 6 4- ) Ho ve,h f c t t f n o n t d n s y n e tvzn ee t v r trs DE-2 2. we rt e a tha on sa t we ei en i z d i t Gem Pln doesnotme n t tt y we et s e bassf trs r nc tvi e n he a a ha he r he ol i or c ompe a i Thus not ng i t e al i c t t Ka a kne ors d ha known ns ton. , hi n he m is ndia es hat pl n w houl ve t tKa anwasvi a i t i e i compens ton ba ha pl oltng he nc ntve ai n. Sec ond,t Adviors ve a ei dmi sbl hea s y, e Fe R. d. & 8 a he s ur ys r na s i e ra s e d. Evi 801 02, nd Rea o hasnots lt r hown how t s ve c e sc d ber duce t a s i eevi nc Se he ur y ont nt oul e d o dmi sbl de e. e Fe R. v.P 5 c () Reaoraguest t s ve aea si eunde t busnes rc d d. Ci 6()2 . lt r hathe ur ys r dmisbl r he i s e or e epton o Fe a Rul ofEvi nce803() Se 1 657a 6.Ho r t sngl c e xc i f derl e de 6 . e 7E- t weve ,he i e as Reao r le o i s p r o a mi igtes r e , c e ig Cop. . hz r I c, 8 F.d21 lt r eis n n u po t f d t n h u v ys S h rn r v P e , n .1 9 3 8 t ( Ci.1 ) pemitdt us ofs ve unde t pa t ad si e e i t t he ra 2d r 999 , r te he e ur ys r he ry mison xc pton o he as y r e.Rea ordoe nota g t tt a ym ousAdvi o s ve c tt e pa t ad isons ul lt s r ue ha he non s r ur ys onsiut ry m s i ; i t a he a gue , t nse d, r s wihouta lgalorf cua s ny e a t l uppor, ha t s v yswer busnes r cor t t t he ur e e i s e ds t tKa a m ant i d a ke i t or na y co s o busne s ha pln i ane nd pt n he di r ur e f i s . Howeve ,t s ve do notq lf f t busne sr c dse e i oft he r a r e r he ur ys uaiy or he i s e or xc pton he a s y ul a Re aorhasnots tf t a ot rw a i whih t s ve r s t c d be r duc t nd lt e orh ny he y n c he ur y e uls oul e ed o a si eevde Unde Fe r lRul ofEvi e8 6 ,o quaiyunde t busne s dmisbl i nce. r de a e denc 03( ) t lf r he i s r c dse pton, r c d mus bemad i t nor c s ofbusne s ba e on pe s l e or xce i a e or t e n he mal our e i s, sd r ona lnowldgeoft ma rorofape s whoha abusnes dut t ta m i t i or ton t t t e he ke r on d i s y o r ns t he nf ma i o he m a r a m us notbeot r s untusworh Bec us t s ve a ea ym o , he ei ke , nd t he wie r t ty. a e he ur ys r non us t r s nowa t e t bls t te ch c y o sa ih ha a omm e - a rhadpe s lkno e oft c pe a i plns ntm ke r ona wl dge he om ns ton a andt i a i to l f c , he e i no wa t know whehe t c her pplca in. n a t t r s y o t r he omm e sconsiu e nt tt t d k o e g , pn o , r us C o rg a s' Th s tes r e sas lc t en c sayidcao n wld e o ii n o j tk u rpe . u ,h u v y lo a k h e e s r n ii f s ' tusworhi s t bea isbl i oevi nc Se Al i v. e r t t ne s o dm s i e nt de e. e khatb Stadman, 1W L 555 201 3775,*8 ( D.Al No 1 2011 (i nga ymousemplyees ve i dmisbl) Fi ly,heei S. a. v. 5, ) fndi non o ur ys na si e . nal t r s no e de et tt s ve we e ma i t nor alc s ofbusnes ,ot rt n Re aors vi nc ha he ur ys r de n he m our e i s he ha l t ' uns uppored a s ri The e or Rea orc r te tbls t e s talel nt t mee t t s e ton. r f e, lt a mo sa ih he s en i eme s o t he e pto Co e nty,hes veysa ei m isbl he r a a t Cour c nno c i r xce i n. ns que l t ur r nad s i e a s y nd he t a t onsde t . hem Thid, lt hasno s r Rea or t hownhow t a lge kno e oft Diecor ofAdmison he le d wl dge he r t s si esa ihess i t r- t tKa a knew ors d ha known t ti wasvi a i orpl nne t tbls cen e ha pln houl ve ha t oltng, a do vi at,t i n i c ol e he nce tve ompe ai n ba when i e c e t PPA S De pieRelt r ss pi ns to n t xe ut d he . s t a o ' wee ng sa e ta t t men boutt c he omm onknowl e oft Die t sofAdm ison,Relt hasonl edg he r c or si aor y s te e de eoft knowldg ofasngl DiecorofAdmison,Pai He s ( ubmitd vi nc he e e i e r t si rs nderon DE592- 1,a t te de ei i t fr ofa i dmisbl s m Decaai l Reaorha as 1 ) nd ha vi nc s n he o m n na si e ha lrton.s lt s lo 1 He s sde ii t si ony die ty c r dit hi De l a i r a di t 5 nderon' poston e tm r c l onta c s s car ton eg r ng he s m naur oft Ge Plns a ng t Decar in as m t ts d be src ha t e he m a m ki he l ato ha ha houl tiken. I hi n s d l r ton,Hende s sa e t tç k ec a ai r on tt s ha t now peronal a pe s l obs r d t tKa an 1 s ly nd ronaly e ve ha pl i r s d orde r s d t c nc ea e c ea e he ompens ton t Admison Advior /ec uie sba eds ey on t ai o si s sr r t r s ol l he n mb rofsud nsteAd sinAd io e r le ' ( 5 2- 1a !1 (mph ssa d d. u e t e t h miso vs r n old. DE- 9 1 t 0 e a i d e l ' ) Howeve ,a hi de ii t f l nge ha t pl e: r t s poston he olowi xc nge ook ac s te t de aai ofoneAs ocaeDiecorofAdmisons Cor lAdams J.( 62 ubmitd he clrton s it r t si , nel , r DE- 413 .HowevesAda 'decaato i i dmisbl be a eRelt fie t dicos Adamsa a ) r ms lr in s na si e c us aor ald o sl e s wines a a tme prort flngt de a a i n i r s t s t ny i i o ii he clr to n e pons t t moton t s ma y e o he i br um r j d me tl Thu , ltrh sno o frda ya misbee i n er g r i t ek o e g o u g n. 6 s Reao a t fee n d sil vde c e a dng h n wld e f t Diecor ofAd isonst tc dbeati e t Ka a l he r t s m s i ha oul trbut d o pl n. 7 Q. No 1wa t bea ol eycla .W ast r a tmet tt qualttvesor di w nt o bs utl e r he e ny i ha he iai c e d notge consde e i a s l r dee na i unde t Ge Pl n? t i r d n a a y t nui ton r he m a A. 1c tgi m u ones cii tm e 1- 1ca tgi yo t t Be us 1- Ilno t t an' ve pe fc i . - n' ve u ha . ca e - t w ha we- you know, hehi he e oli AAswe e f r d;m e ni youknow, ti no t g r nr lng r avo e a ng, i s t goi t go fom a lt a 5,bu c d e sl go fom a 3 t a4 on t rqua iai . So ng o r o t oul a iy r o hei lt tve - b tt equ lttv #c si c n i e e Bu t q ai t c ul b a j se t ma u l aia ie g , tl o sd r d. the u lt i o d e du td o ke t ç l a ve s ei wassili lne wih t qua iatve. ur t tl n i t he ntt i Q.T q lttv Bt a wa pa to heJ /F a j sme , s ti? he ua i ie '. l ys r ft JJ . d u t nt wa n' t a z ç y A .A l ys ye wa , s. 1E- 4 - a 1 :0 2 (mp a i a d d . Ev ni t eDe lrto weeno as m,heei 3 6 3 2 t 47 1 - 3 e h ss d e ) e f h caain r t ha t r s not ng i t De l r ton r l ntt t is ofs e e . hi n he c a a i eeva o he s ue cint r ' l d' ove lRe aorm ant i hathe trtc ac e A da on Febr r 1 201 butç r ooke ' 6 lt i anst i s ont t d ms ua y 4, 7 ds l sngh m b c u eo al h p p r r i t i c s .Se 1E- 7 1a ! 1 1 .Un e ico i i e a s f lt e a ewo k n h s a e e 3 65 - t !1 , 3 d r Fe rlRul ofCi lPr e e37( ( ) (fapa t fist pr dei or ton ori ntf a dea e vi oc dur c)1:d l ry al o ovi nf mai de iy wi s a r q rdb Ru e2 ()o () t epa t i n tal we t u et a if r to o t s s e uie y l 6 a r e, h ry s o lo d o s h t n o main r ne wi s t sp ye ie eo amoin, t h aig o a atilu ls t fi r wa t s o u pl vd nc n to a a ern , r t ra, ne she al e s ne u s b tnil j tfe o i h r e s' Reao h sn ts o ta tefiu ewa s b tn ily u sa tal uslid r s amls . lt r a o h wn h th alr s u sa tal y ' j si e gv n ta h alg sta h k e a o t a b Fe r ay201 a dsmpl u tt d ie h t e l e h t e n w b u Ad ms y b u r 7 n i y i e û v ro k d' s l ighi .Fu te, hslt û s l u e'sce ryp eu iilt Ka lna d l e lo e 'dicosn m rh r t i ae l cos r'i lal rj d ca o pa n , o di t , ha ml s . Ka a ha no opporuniy t de eorot r s e m i Ada spro t hus not r e s pl n d t t o pos he wie xa ne m ir o fl s mmayj d me t Thu ,heCo r wil o c nsd rAd ms de lrto b c u eReao ii u r u g n . s t ng u t l n t o ie a ' caai n e a s lt r h sn to frdas sa tal j siidra o f rAd ms o si nfo Reao ' Rue2 a o fee ub tnily u tfe e s n o a ' miso r m lt rs l 6 ds l s rsa db c u eiwo l u fil p eu ieKa a ico u e n e a s t ud n ary rj d c pln. lEve i t Cour di notsrke Hende s sDecar to i doe notpr dee de e 7 n f he t d ti r on' l ai n, t s ovi vi nc ofs i n e . Co r r t Relt ' a g e ,asngl de l r ton doesnotpr de e de of c e t r nta y o a ors r um nt i e c a a i ovi vi nce wi pr d knowldge a des ea e mong Diecor ofAd isons t tc d bei put t Ka a r t s m s i , ha oul m ed o pln, r ga di t a lgedl s m naur oft Ge Pln. Thus no hi i He r on' Dec a ai e r ng he le y ha t e he m a , t ng n nde s s l r ton 26 Re aoralopoi st Bl nt lsr s lt s nt o ume ha ' e pons t t 2007 DOE r s f i o ton a e o he eque t or nf nna i s evi ncet tKa a knew o s d ha known t ti wa i vi ai oft i n i de ha pln r houl ve ha t s n ol ton he nce tve c ompens to ba Howe r Re aorhasofe edno e d et s w how t DOE' r que t a i n n. ve , lt fr vi enc o ho he se s f i o m ai n a or nf r to boutKa a sc pe ai n pr c iesi c t t tKa a knew ors d pln' om ns to a tc ndia es ha pl n houl ha known t ti w a noti compla ewih t i e i c ve ha t s n i nc t he nc ntve ompe ai ba Relt ns ton n. a or m ant i t tBl e halsf iur t pr det DOE wih ac plt expl na i oft Ge i ans ha um nt ' al e o ovi he t om e e a ton he m Pl n i r pons t t 2007D OE e a lr ques f i or ton evi esa i e t hi et a n es e o he m i e t or nf ma i nc n nt nt o d he s m naur o t Ge Pl n. Howe r t e i fom t DOE di no r ue tacopyof ha t e f he m a ve , he ma l r he d t eq s Ka a sAdm ison Adviorc pln' si s ompe ato pln.Thee ala ke f a u t on polcesand ns i n a m i s d or n pdae ii pr edur r e n t a i en i c oc es elva t o ny nc tve ompe ai f Admi so Advior .Bl e ha ns ton or s i ns s s um nt l rs e ponde t t e alwih ave ybasce a ton oft c r ntc pe a i s t m . d o he m i t r i xpl na i he ure om ns ton yse Relt rm ant i t tBl m e ha ' f iur t et re an t Ge Pln i de alo pr vi a a o i ans ha u nt ls al e o ihe xpli he m a n t i r o de c ofi i di t sa i e t hi t Ge Pl n fom t DOE.Ho opy t n cae n nt nt o de he m a r he weve , thi de ii r a s poston, Bl e ha e ane t tba e on t DOE' 2007 e a lsr f r ncet a2003 i r a um nt l xpl i d ha s d he s m i' e e e o nquiy nd r s e, um e ha as umed t tt DOE wa e t 2007r po et m ir t naur of e pons Bl nt l s ha he nt d he es ns o ror he t e t 2003r pons whih di noti l c he es e, c d ncude ompe ai n pln deais.Furher a trr ei ng ns to a t l t , fe ec vi Bl e ha ' r s et t 2007 e al t DOE di nota k f a a to li or ton. um nt ls e pons o he m i, he d s or ny ddii na nf ma i Des t Relt ' a g e st t c r r t r i no e de et i c t t tBl nt ls pie aor s r um nt o he onta y, he e s vi nc o ndia e ha ume ha ' r s e t t 2007 e a li r wa a a tm ptt hi t Ge Pl n; doe Bl e pons o he m i nquiy s n te o de he m a nor s ument ' hals r pons de onsr t t tKa a kne t tt Ge Pln vi a e t i ntvec pe a i es e m ta e ha pln w ha he m a olt d he nce i om ns ton i c t st tt sg r oft PPA,Ke be and Conl ort pe et y r le upon, a ndia e ha he i ne s he r r on, he opl he e id had ny knowldge oft alege y s m nat eoft Gem Pl n. e he l dl ha ur he a 27 ba whe t PPASwe esgne ora a o he tm e n n he r i d t ny t r i . Fnal, lt r e iso Uni dS ae o i l Reao r le n t t ts fAme iae r l Wa hig o v Edu a in y e rc x e. s n t n . c to Ma a e n Copo a in No 0 -v 4 , 3 0( . Pa fldM a 6 2 4 ,os p r hs n g me t r r to , . 7 c - 61 DE- 9 W D. .ie y , 01 ) t u po t i ag me tta aj r c u dfn t a Ka ln sq l aief co sweeas m a dKa ln a d r u n h t u y o l i d h t p a ' uai tv a tr r ha n pa de t wih s e e . Thi r inc i m iplce be us t Was ngt c e wasnota t cint r s ela e s s a d ca e he hi on as bouts int r l ce e . n Wa hig o ,h dsrc c u t e ids mma yj dg n , ro t t eco eo d sov r , a e s n t n te itit o r d ne u r u me tp ir o h ls f ic e y b sd o t de e n he f ndant'sai tc la l i ofa s i a s c s t tsi a nayss dmi son dvior ompe ai bec us t r lt ns ton a e he e aor a lge t tt da aon whih t a l i wasbas m a ha bee faudulnt Thus le d ha he t c he nayss ed y ve n r e . , Was ngt di nota e ss e era al,1taonewha wa nec s r t e tbls s int r hi on d ddr s cint t l e l t s es a y o sa ih ce e . Cons que l Rea orhasnots e nty, lt hown t t ei e de e c e tngam a e i li s o f t hat her s vi nc r a i t ra s ue f ac r lva tt s i ntra f t ,Re aorhasnots ee n o c e e nd, urher lt hown t theca e t ih s e e ,ane s a y ha n sabls cint r ce s r e e e tofhi c am . lm n s li l . C oncl i V us on Be us Re aorhasno s ca e lt t hown t thei an o i nals c ofhi a lga i ,t Cou t ha s rgi our e s le tons he r lc sj rs ito t c n i e Reao ' cams Eve i t eReao ' camswe en tb re b a k u id ci n o o sd r lt rs li . n f h ltrs li r o ard y t prordicos eba oft FCA,Re aorhasf ie t s he i s l ur r he lt a ld o how t tt r i age neis of ha he e s nui s ue ma e i lf tr ar ng oneoft e e t ra ac eg di he l ment ofhi cai ,s e e . Ther f e, e nt 'M oto s s l m cint r e or Def nda s in f Summ a yJudg e i g a e Ac di y,i i or r m nt s r ntd. cor ngl t s ORDERED t t ha : 1.De e f ndant Ka a l ,Ka a Uni r iy,a Ka an Hi rEduc ton' M o i s pln, nc. pln ve st nd pl ghe a i s ton frSummayJ o r udgme g 578)i GRANTED. nt DEs 2.ReaorsRe tf Or Arume g 641& 6421i DENI lt ' ques or al g nt DEs ED. 28 3.TheCo r wil n e aspaaej d me t u t l e tr e rt u g n . A l pe ng motonsno ot r s r e upon a eDEN I a moot 1 ndi i t hewie uld r ED s . Thi c ei CLOSED . s as s DO adO DE E iMi Flori thi Y 2yoJl,07 NE n R R D n a mi da, s Y a fuy2 1. , * r PATRI A A.SEI CI T UN I TED STATES DI STRI J CT UDGE cc: A1 c l ouns lofr c d e e or 29
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